Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2013 · Filed February 13, 2014
Section 16 reporting ended · disclosed 2014-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,822.1807 |
Reported balance
After 2013-11-22 transaction · row 1
1 source rowRow 1 · 2013-11-22 · Gift · Disposed 11,650 · Balance 73,822.1807 F1: The reported disposition represents a bona fide charitable gift made by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 84.57 |
Reported balance
Holding disclosure · report date 2013-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 84.57 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents a bona fide charitable gift made by the reporting person.
Fidelity National Information Services, Inc.
Report date June 05, 2024 · Filed June 07, 2024
Section 16 reporting ended · disclosed 2024-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,873 |
Ending reported balance
After 2024-06-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-05 · Exercise / conversion · Acquired 1,554 · Balance 9,880 Row 2 · 2024-06-05 · Exercise / conversion · Acquired 2,139 · Balance 12,019 Row 3 · 2024-06-05 · Exercise / conversion · Acquired 3,854 · Balance 15,873 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-05 · Exercise / conversion · Disposed 1,554 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-05 · Exercise / conversion · Disposed 2,139 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F3: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-05 · Exercise / conversion · Disposed 3,854 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F4: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F3: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F4: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
Zoetis Inc.
Report date May 20, 2026 · Filed May 21, 2026
Section 16 reporting ended · disclosed 2026-05-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,394 |
Ending reported balance
After 2026-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-20 · Exercise / conversion · Acquired 1,944 · Balance 18,208 F1: Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors. Row 2 · 2026-05-20 · Exercise / conversion · Acquired 10,186 · Balance 28,394 F2: Acquisition of common stock upon vesting and settlement of deferred stock units (DSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-20 · Exercise / conversion · Disposed 1,944.3611 · Balance 0 F3: Represents restricted stock units granted pursuant to the Zoetis Inc. Amended and Restated 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each an "RSU" and collectively, "RSUs"). F4: Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock. F5: Each RSU vests and is settled in shares of Zoetis Inc. common stock on the first anniversary of the date of grant, February 18, 2026, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events, including retirement from the Board of Directors. F6: Not applicable. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-20 · Exercise / conversion · Disposed 10,186.6735 · Balance 0 F7: Represents deferred stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each a "DSU" and collectively, "DSUs"). The DSUs were fully vested on the date of the grant and settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director at Zoetis. F8: Each DSU represents the right to receive one share of Zoetis Inc. common stock. F9: Each DSU is settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director of Zoetis Inc. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors.
F2: Acquisition of common stock upon vesting and settlement of deferred stock units (DSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors.
F3: Represents restricted stock units granted pursuant to the Zoetis Inc. Amended and Restated 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each an "RSU" and collectively, "RSUs").
F4: Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock.
F5: Each RSU vests and is settled in shares of Zoetis Inc. common stock on the first anniversary of the date of grant, February 18, 2026, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events, including retirement from the Board of Directors.
F6: Not applicable.
F7: Represents deferred stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each a "DSU" and collectively, "DSUs"). The DSUs were fully vested on the date of the grant and settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director at Zoetis.
F8: Each DSU represents the right to receive one share of Zoetis Inc. common stock.
F9: Each DSU is settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director of Zoetis Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 52,364 | $16.71 | $875,002.44 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,472.6067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2013 Filed Apr 19, 2013 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 73,818 | $38.10 | $2,812,465.80 |
DisclosureSEC source: 0001127602-13-014234 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,108.6067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 36,627 | $59.07 | $2,163,556.89 |
DisclosureSEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,980.0117 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 65,616 | $59.07 | $3,875,937.12 |
DisclosureSEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,607.0117 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,145 | $59.07 | $67,635.15 |
DisclosureSEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,991.0117 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 2,050 | $59.07 | $121,093.50 |
DisclosureSEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,136.0117 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 24, 2013 Filed Jan 28, 2013 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 107,091 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-002897 · form4.xml · derivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,364 Underlying: Common Stock · 107,091 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options exercised became exercisable as follows: 2,363 shares on 1/29/2010; 52,364 on 1/29/2011; and 52,364 on 1/29/2012. Read SEC document |
| January 24, 2013 Filed Jan 28, 2013 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 135,135 | $59.24 | $8,005,519.02 |
DisclosureSEC source: 0001127602-13-002897 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,086.0117 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.12 to $59.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 24, 2013 Filed Jan 28, 2013 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 88,907 | $59.18 | $5,261,365.12 |
DisclosureSEC source: 0001127602-13-002897 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,221.0117 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.04 to $59.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 24, 2013 Filed Jan 28, 2013 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 107,091 | $16.71 | $1,789,490.61 |
DisclosureSEC source: 0001127602-13-002897 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,128.0117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed Feb 21, 2013 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007344 · form5.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,776.6717 F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 02, 2012 Filed Feb 21, 2013 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007344 · form5.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,776.6717 F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 02, 2012 Filed Feb 21, 2013 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007344 · form5.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,776.6717 F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · derivative · entry 9 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,455 Underlying: Common Stock · 50,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 142,800 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · derivative · entry 8 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,800 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 170,218 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · derivative · entry 7 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,218 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 96,000 | $53.15 | $5,102,486.40 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · nonDerivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,037.0117 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.38. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 341,492 | $53.09 | $18,129,434.64 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,037.0117 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Ms. Parent will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.94 to $53.39. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 50,000 | $16.71 | $835,500.00 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,529.0117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 142,800 | $45.77 | $6,535,670.40 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,529.0117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 170,218 | $43.98 | $7,485,676.99 |
DisclosureSEC source: 0001127602-12-009293 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,729.0117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,033 | $49.98 | $51,629.34 |
DisclosureSEC source: 0001127602-12-003063 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,511.0117 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 2,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003063 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,544.0117 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 22:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,743 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002635 · form4.xml · derivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,743 Underlying: Common Stock · 18,743 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| May 05, 2011 Filed May 6, 2011 20:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 170,218 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-11-015432 · form4.xml · derivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,218 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 05, 2011 Filed May 6, 2011 20:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 17,199 | $49.60 | $853,073.84 |
DisclosureSEC source: 0001127602-11-015432 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,493.0117 F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.61. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 05, 2011 Filed May 6, 2011 20:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 153,019 | $49.39 | $7,557,914.45 |
DisclosureSEC source: 0001127602-11-015432 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,692.0117 F1 · shares: Of the 170,218 shares acquired pursuant to the employee stock option exercise reported above, approximately 135,821 shares were sold to cover the cost of exercise and withholding taxes. Ms. Parent retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.35 to $49.43. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 05, 2011 Filed May 6, 2011 20:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 170,218 | $29.24 | $4,977,004.10 |
DisclosureSEC source: 0001127602-11-015432 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,711.0117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 29, 2011 00:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,603 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002757 · form4.xml · derivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,603 Underlying: Common Stock · 20,603 shares Expires 2021-01-27 F4 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 29, 2011 00:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 878 | $44.46 | $39,035.88 |
DisclosureSEC source: 0001127602-11-002757 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,577 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2011 Filed Jan 29, 2011 00:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 2,050 | $44.46 | $91,143.00 |
DisclosureSEC source: 0001127602-11-002757 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,455 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 21:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 188,496 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-10-027522 · form4.xml · derivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,496 shares Expires 2012-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 21:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 12,664 | $44.00 | $557,216.00 |
DisclosureSEC source: 0001127602-10-027522 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,405 F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 21:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 175,832 | $44.02 | $7,740,458.72 |
DisclosureSEC source: 0001127602-10-027522 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,069 F1 · shares: Of the 188,496 shares acquired pursuant to the employee stock option exercise reported above, approximately 163,168 shares were sold to cover the cost of exercise and withholding taxes. Ms. Parent retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 21:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 188,496 | $31.94 | $6,020,750.74 |
DisclosureSEC source: 0001127602-10-027522 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 188,496 | $0.00 Strike: $38.92 | $0.00 |
DisclosureSEC source: 0001127602-10-012336 · form4.xml · derivative · entry 6 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,496 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,500 | $47.21 | $165,224.50 |
DisclosureSEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,144 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,413 | $47.18 | $255,385.34 |
DisclosureSEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,644 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 179,583 | $47.21 | $8,478,113.43 |
DisclosureSEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,057 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.07 to $47.41. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 188,496 | $38.92 | $7,336,641.31 |
DisclosureSEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 98,425 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002480 · form4.xml · derivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,425 Underlying: Common Stock · 98,425 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 23:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 209,455 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002297 · form4.xml · derivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,455 Underlying: Common Stock · 209,455 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 22:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000637 · form4.xml · derivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2018-01-30 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 28, 2008 Filed Jan 30, 2008 23:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,878 | $46.23 | $86,827.45 |
DisclosureSEC source: 0001127602-08-000541 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,144 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| December 14, 2007 Filed Dec 28, 2007 17:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-005062 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,022 F1 · kind: Bona fide charitable gift. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 200 | $62.65 | $12,530.00 |
DisclosureSEC source: 0001127602-07-001827 · form4.xml · nonDerivative · entry 11 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,300 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 11,000 | $62.64 | $689,040.00 |
DisclosureSEC source: 0001127602-07-001827 · form4.xml · nonDerivative · entry 10 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,500 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,300 | $62.63 | $81,419.00 |
DisclosureSEC source: 0001127602-07-001827 · form4.xml · nonDerivative · entry 9 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,500 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,200 | $62.62 | $200,384.00 |
DisclosureSEC source: 0001127602-07-001827 · form4.xml · nonDerivative · entry 8 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,800 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 500 | $62.61 | $31,305.00 |
DisclosureSEC source: 0001127602-07-001827 · form4.xml · nonDerivative · entry 7 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.