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person · Reporting owner

Vadakkedath Sudheesh Nair

Disclosed activity across 1 company

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165181
SEC CIK
0001685545

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296PresidentJuly 06, 2018July 06, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date July 06, 2018 · Filed July 06, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect139,546 Reported balance After 2018-07-06 transaction · row 1
1 source row

Row 1 · 2018-07-06 · Sale · Disposed 40,000 · Balance 139,546

F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2017 Filed Dec 13, 2017 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · derivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The option vests as to 12,066 shares monthly through 04/01/2019.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 50,000 $35.01 $1,750,500.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 50,000 $3.20 $160,000.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000175 · wf-form4_151198989101068.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 50,000 $34.07 $1,703,500.00
Disclosure

SEC source: 0001618732-17-000175 · wf-form4_151198989101068.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 50,000 $3.20 $160,000.00
Disclosure

SEC source: 0001618732-17-000175 · wf-form4_151198989101068.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:09 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 40,000 $28.56 $1,142,220.00
Disclosure

SEC source: 0001618732-17-000165 · wf-form4_151078013447493.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $28.35 to $28.74. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 16:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 40,000 $26.57 $1,062,800.00
Disclosure

SEC source: 0001618732-17-000138 · wf-form4_150818584243085.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · derivative · entry 7

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $25.00 $625,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $23.14 $578,500.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 16:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 16:59 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 13,189 $22.16 $292,251.09
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,330

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons' Restricted Stock Units, or RSUs.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 16:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.

F6 · derivative.expiration_date: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 16:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · derivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:59 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $22.41 $560,250.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:59 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 17:14 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000130 · wf-form4_150654683662748.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 17:14 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $24.30 $607,500.00
Disclosure

SEC source: 0001618732-17-000130 · wf-form4_150654683662748.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,519

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 17:14 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000130 · wf-form4_150654683662748.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2017.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:42 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:42 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $21.43 $535,750.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:42 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:42 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · derivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:42 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $21.35 $533,750.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:42 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 11

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $21.82 $545,500.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 7

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 10

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 9

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $21.99 $549,750.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

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September 12, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 12, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F2 · kind: Reporting person has elected to convert to Class A Common Stock.

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September 11, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 8

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

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September 11, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $21.82 $545,500.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

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September 11, 2017 Filed Sep 13, 2017 17:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 03, 2017 Filed Jul 5, 2017 21:14 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 9,448 $20.09 $189,810.32
Disclosure

SEC source: 0001685545-17-000002 · wf-form4_149930362682891.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,519

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.

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July 01, 2017 Filed Jul 5, 2017 21:14 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001685545-17-000002 · wf-form4_149930362682891.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vested and became issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vested and became issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

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July 01, 2017 Filed Jul 5, 2017 21:14 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001685545-17-000002 · wf-form4_149930362682891.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 17:56 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 56,033 $15.23 $853,444.23
Disclosure

SEC source: 0001618732-17-000046 · wf-form4_149428060027042.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,967

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

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April 28, 2017 Filed May 2, 2017 19:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000036 · wf-form4_149376657042593.xml · derivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class A Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vested and became issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vested and became issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

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April 28, 2017 Filed May 2, 2017 19:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000036 · wf-form4_149376657042593.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

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March 22, 2017 Filed Mar 24, 2017 17:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000013 · wf-form4_149039094643705.xml · derivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

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March 22, 2017 Filed Mar 24, 2017 17:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000013 · wf-form4_149039094643705.xml · derivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

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October 05, 2016 Filed Oct 5, 2016 20:28 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031280 · doc4.xml · derivative · entry 12

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class B Common Stock · 500,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F7 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vest and become issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.