Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2014 | November 07, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2014 · Filed November 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,662 |
Reported balance
After 2014-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-11-06 · Grant · Acquired 52 · Balance 7,662 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2006 Filed Aug 1, 2006 14:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $77.41 Strike: $0.00 | $1,548.20 |
DisclosureSEC source: 0001181431-06-044515 · rrd125841.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 14, 2006 Filed Jul 17, 2006 16:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 21 | $73.57 Strike: $0.00 | $1,544.97 |
DisclosureSEC source: 0001181431-06-042196 · rrd124550.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2006 Filed Jul 3, 2006 15:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $76.82 Strike: $0.00 | $1,536.40 |
DisclosureSEC source: 0001181431-06-039620 · rrd123222.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2006 Filed Jun 16, 2006 15:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $78.56 Strike: $0.00 | $1,571.20 |
DisclosureSEC source: 0001181431-06-037265 · rrd121748.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 31, 2006 Filed Jun 1, 2006 15:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $79.90 Strike: $0.00 | $319.60 |
DisclosureSEC source: 0001181431-06-034163 · rrd120166.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| January 17, 2006 Filed Jan 18, 2006 18:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-003977 · rrd104013.xml · derivative · entry 2 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,293 Underlying: Common Stock · 18,293 shares Expires not disclosed F2 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on January 17, 2011. F2 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on January 17, 2011. F2 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on January 17, 2011. F2 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on January 17, 2011. Read SEC document |
| January 17, 2006 Filed Jan 18, 2006 18:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 57,172 | $0.00 Strike: $82.84 | $0.00 |
DisclosureSEC source: 0001181431-06-003977 · rrd104013.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,172 Underlying: Common Stock · 57,172 shares Expires 2016-01-16 F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.