person · Reporting owner
Shaughnessy Timothy S
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2014 | November 07, 2014 |
| VONAGE HOLDINGS CORPVG · Entity 125236 | Chief Financial Officer | August 17, 2020 | August 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2014 · Filed November 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,242 |
Reported balance
After 2014-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-11-06 · Grant · Acquired 16 · Balance 2,242 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectspouse | 361 |
Reported balance
After 2014-11-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2014-11-06 · Grant · Acquired 3 · Balance 361 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.
F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
VONAGE HOLDINGS CORP
Report date August 17, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2006 Filed Dec 18, 2006 15:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-070235 · rrd139791.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2006 Filed Dec 1, 2006 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-066809 · rrd137935.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 466 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 30, 2006 Filed Dec 1, 2006 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-066809 · rrd137935.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,019 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 15, 2006 Filed Nov 16, 2006 20:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-064310 · rrd136538.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 463 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2006 Filed Nov 16, 2006 20:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-064310 · rrd136538.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2006 Filed Nov 9, 2006 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-062661 · rrd135797.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 460 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2006 Filed Nov 9, 2006 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-062661 · rrd135797.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,006 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 06, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 651 | $92.50 | $60,216.20 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,031.324 F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,349 | $92.50 | $124,779.80 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980.624 Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · derivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 14,246 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · derivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,246 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $91.44 | $274,328.70 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,682.324 F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $91.44 to $91.51 per share. F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,000 | $51.16 | $153,465.00 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,682.324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,103 | $91.44 | $283,747.32 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,329.624 F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $91.44 to $91.51 per share. Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 14,246 | $91.44 | $1,302,695.55 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432.624 F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $91.44 to $91.51 per share. Read SEC document |
| November 03, 2006 Filed Nov 7, 2006 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 14,246 | $51.16 | $728,754.13 |
DisclosureSEC source: 0001181431-06-062105 · rrd135322.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,678.624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-060885 · rrd134766.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 458 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 31, 2006 Filed Nov 1, 2006 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-060885 · rrd134766.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 13, 2006 Filed Oct 16, 2006 15:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-058118 · rrd133272.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 456 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 13, 2006 Filed Oct 16, 2006 15:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-058118 · rrd133272.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 15:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-055548 · rrd131968.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 453 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 15:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-055548 · rrd131968.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 17:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-053434 · rrd130632.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 449 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 17:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-053434 · rrd130632.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,976 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2006 Filed Sep 1, 2006 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050821 · rrd129330.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 446 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2006 Filed Sep 1, 2006 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050821 · rrd129330.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 15, 2006 Filed Aug 16, 2006 17:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-047980 · rrd127649.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2006 Filed Aug 9, 2006 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-046530 · rrd126857.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 444 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2006 Filed Aug 9, 2006 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-046530 · rrd126857.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 14:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-044516 · rrd125842.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,942 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 14, 2006 Filed Jul 17, 2006 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-042197 · rrd124551.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2006 Filed Jul 3, 2006 15:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-039621 · rrd123223.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2006 Filed Jun 16, 2006 15:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-037266 · rrd121749.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,919 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 31, 2006 Filed Jun 1, 2006 14:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-034124 · rrd120167.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,911 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 15, 2006 Filed May 16, 2006 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,228 | $0.00 Strike: $36.06 | $0.00 |
DisclosureSEC source: 0001181431-06-030523 · rrd117985.xml · derivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Underlying: Common Stock · 1,228 shares Expires 2007-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2006 Filed May 16, 2006 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-030523 · rrd117985.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,903 Underlying: Common Stock · 7 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 15, 2006 Filed May 16, 2006 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,228 | $82.51 | $101,322.28 |
DisclosureSEC source: 0001181431-06-030523 · rrd117985.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 1,551.125 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2006 Filed May 16, 2006 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,228 | $36.06 | $44,284.75 |
DisclosureSEC source: 0001181431-06-030523 · rrd117985.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,779.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029124 · rrd117243.xml · derivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 442 Underlying: Common Stock · 2 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F6 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stk Unit · Derivative | 750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029124 · rrd117243.xml · derivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires not disclosed F7 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 375 of these units on 05/08/2008, and the restrictions lapse for the remaining 375 of these units on 05/08/2010. F7 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 375 of these units on 05/08/2008, and the restrictions lapse for the remaining 375 of these units on 05/08/2010. F7 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 375 of these units on 05/08/2008, and the restrictions lapse for the remaining 375 of these units on 05/08/2010. F7 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 375 of these units on 05/08/2008, and the restrictions lapse for the remaining 375 of these units on 05/08/2010. F6 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 681 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-06-029124 · rrd117243.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 681 Underlying: Common Stock · 681 shares Expires 2016-05-07 F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F6 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029124 · rrd117243.xml · derivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897 Underlying: Common Stock · 11 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 4,844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029124 · rrd117243.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844 Underlying: Common Stock · 4,844 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,422 of these units on 05/08/2008, and the restrictions lapse for the remaining 2,422 of these units on 05/08/2010. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,422 of these units on 05/08/2008, and the restrictions lapse for the remaining 2,422 of these units on 05/08/2010. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,422 of these units on 05/08/2008, and the restrictions lapse for the remaining 2,422 of these units on 05/08/2010. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,422 of these units on 05/08/2008, and the restrictions lapse for the remaining 2,422 of these units on 05/08/2010. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 5,533 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-06-029124 · rrd117243.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,533 Underlying: Common Stock · 5,533 shares Expires 2016-05-07 F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| April 28, 2006 Filed May 1, 2006 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-026195 · rrd115791.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| April 13, 2006 Filed Apr 14, 2006 15:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-023815 · rrd114348.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-021270 · rrd113102.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 440 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 101 | $82.47 Strike: $0.00 | $8,329.47 |
DisclosureSEC source: 0001181431-06-021270 · rrd113102.xml · derivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 409 Underlying: Common Stock · 101 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 169 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-021270 · rrd113102.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,873 Underlying: Common Stock · 169 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 819 | $82.47 Strike: $0.00 | $67,542.93 |
DisclosureSEC source: 0001181431-06-021270 · rrd113102.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,704 Underlying: Common Stock · 819 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.