person · Reporting owner
Shaughnessy Timothy S
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2014 | November 07, 2014 |
| VONAGE HOLDINGS CORPVG · Entity 125236 | Chief Financial Officer | August 17, 2020 | August 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2014 · Filed November 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,242 |
Reported balance
After 2014-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-11-06 · Grant · Acquired 16 · Balance 2,242 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectspouse | 361 |
Reported balance
After 2014-11-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2014-11-06 · Grant · Acquired 3 · Balance 361 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.
F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
VONAGE HOLDINGS CORP
Report date August 17, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2014 Filed Nov 7, 2014 16:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035873 · rrd418543.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 361 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 16:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035873 · rrd418543.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028676 · rrd414363.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 358 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028676 · rrd414363.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,226 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $195.98 | $97,990.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,591.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $195.97 | $293,955.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,091.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $195.96 | $19,596.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,591.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $195.94 | $39,188.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,691.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $195.93 | $333,081.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,891.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $195.91 | $274,274.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,591.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $195.89 | $215,479.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,991.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $195.88 | $274,232.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,091.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $195.87 | $39,174.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,491.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $195.86 | $78,344.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,691.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $195.85 | $39,170.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,091.323 Read SEC document |
| July 28, 2014 Filed Jul 29, 2014 17:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $195.84 | $254,592.00 |
DisclosureSEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,291.323 Read SEC document |
| May 07, 2014 Filed May 8, 2014 16:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018455 · rrd408859.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 356 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2014 Filed May 8, 2014 16:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018455 · rrd408859.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,213 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $183.92 | $331,056.00 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,482.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 584 | $183.91 | $107,403.44 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,282.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $183.90 | $73,560.00 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,866.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $183.89 | $18,389.00 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,266.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $183.88 | $18,388.00 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,366.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $183.87 | $91,935.00 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,466.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 916 | $183.86 | $168,415.76 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,966.811 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,600 | $183.85 | $1,029,560.00 |
DisclosureSEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,882.811 Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005783 · rrd401789.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 355 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014. F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014. F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005783 · rrd401789.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,202 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,287 | $176.59 | $1,463,359.90 |
DisclosureSEC source: 0001181431-14-004813 · rrd401201.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,469.584 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 17,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004813 · rrd401201.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,756.584 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057654 · rrd394740.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 441 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014. F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014. F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057654 · rrd394740.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 19:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043659 · rrd387837.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 438 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 19:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043659 · rrd387837.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 156 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · derivative · entry 13 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 469 Underlying: Common Stock · 156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 204 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · derivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 409 Underlying: Common Stock · 204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · derivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 215 Underlying: Common Stock · 213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · derivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 58 | $205.23 | $11,903.34 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,903.373 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,961.373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 76 | $205.23 | $15,597.48 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,805.373 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,881.373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 79 | $205.23 | $16,213.17 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,677.373 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,756.373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 103 | $205.23 | $21,138.69 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,543.373 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,646.373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2013 Filed Jun 10, 2013 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-033916 · rrd377075.xml · derivative · entry 14 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 405 Underlying: Common Stock · 405 shares Expires not disclosed F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 101 of these units on June 7, 2014, for 101 of these units on June 7, 2015, for 101 of these units on June 7, 2016, and for the remaining 102 of these units on June 7, 2017. F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 101 of these units on June 7, 2014, for 101 of these units on June 7, 2015, for 101 of these units on June 7, 2016, and for the remaining 102 of these units on June 7, 2017. F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 101 of these units on June 7, 2014, for 101 of these units on June 7, 2015, for 101 of these units on June 7, 2016, and for the remaining 102 of these units on June 7, 2017. F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 101 of these units on June 7, 2014, for 101 of these units on June 7, 2015, for 101 of these units on June 7, 2016, and for the remaining 102 of these units on June 7, 2017. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2013 Filed May 9, 2013 15:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026475 · rrd379220.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 436 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2013 Filed May 9, 2013 15:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026475 · rrd379220.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 27, 2013 Filed Feb 28, 2013 16:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 160 | $202.27 | $32,363.20 |
DisclosureSEC source: 0001181431-13-013219 · rrd372284.xml · nonDerivative · entry 16 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,275.234 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.