Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Array Technologies, Inc.ARRY · Entity 5254 | Director | May 19, 2026 | May 21, 2026 |
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | Director | May 21, 2026 | May 26, 2026 |
| IP STRATEGY HOLDINGS, INC.CASK · Entity 8424 | Director | May 22, 2025 | May 27, 2025 |
| LEVI STRAUSS & COLEVI · Entity 3651 | Director | August 05, 2026 | August 07, 2026 |
| STARBUCKS CORPSBUX · Entity 2886 | chief operating officer | January 26, 2015 | January 28, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Array Technologies, Inc.
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 74,333 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Exercise / conversion · Acquired 22,164 · Balance 74,333 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-19 · Exercise / conversion · Disposed 22,164 · Balance 0 F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F2: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,641 |
Reported balance
After 2026-05-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-19 · Grant · Acquired 22,641 · Balance 22,641 F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan. F3: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.
F2: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026.
F3: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027.
HARLEY-DAVIDSON, INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share UnitsSEC Table II · derivative / convertible security | Direct | 6,250 |
Reported balance
After 2026-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 6,250 · Balance 6,250 F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2: 1-for-1 F3: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F2: 1-for-1
F3: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.
IP STRATEGY HOLDINGS, INC.
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,500 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Exercise / conversion · Acquired 102,000 · Balance 114,500 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2025-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-22 · Grant · Acquired 100,000 · Balance 100,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: The RSUs vested in full immediately upon grant on May 22, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 102,000 |
Reported balance
After 2025-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-05-22 · Grant · Acquired 2,000 · Balance 102,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F3: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-05-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-05-22 · Exercise / conversion · Disposed 102,000 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: The RSUs vested in full immediately upon grant on May 22, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: The RSUs vested in full immediately upon grant on May 22, 2025.
F3: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.
LEVI STRAUSS & CO
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 136,111 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Grant · Acquired 85 · Balance 136,111 F1: Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 47,382 |
Reported balance
After 2026-08-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-05 · Grant · Acquired 304 · Balance 47,382 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.
STARBUCKS CORP
Report date January 26, 2015 · Filed January 28, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,987 |
Ending reported balance
After 2015-01-26 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2015-01-26 · Exercise / conversion · Acquired 25,079 · Balance 126,829 Row 2 · 2015-01-26 · Exercise / conversion · Acquired 26,853 · Balance 153,682 Row 3 · 2015-01-26 · Exercise / conversion · Acquired 15,707 · Balance 169,389 Row 4 · 2015-01-26 · Sale · Disposed 100,402 · Balance 68,987 F1: This transaction was executed in multiple trades at prices ranging from $87.54 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.79 · Expires 2020-11-15 | Direct | 0 |
Reported balance
After 2015-01-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2015-01-26 · Exercise / conversion · Disposed 25,079 · Balance 0 F2: The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.64 · Expires 2021-11-14 | Direct | 26,853 |
Reported balance
After 2015-01-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2015-01-26 · Exercise / conversion · Disposed 26,853 · Balance 26,853 F3: The option, representing the right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and two increments of 26,853 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 26,853 shares on November 14, 2015. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.74 · Expires 2022-11-19 | Direct | 31,413 |
Reported balance
After 2015-01-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-01-26 · Exercise / conversion · Disposed 15,707 · Balance 31,413 F4: The option, representing the right to buy a total of 62,827 shares, became exercisable in two increments of 15,707 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 15,707 shares on November 19, 2015 and one increment of 15,706 shares on November 19, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $87.54 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
F3: The option, representing the right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and two increments of 26,853 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 26,853 shares on November 14, 2015.
F4: The option, representing the right to buy a total of 62,827 shares, became exercisable in two increments of 15,707 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 15,707 shares on November 19, 2015 and one increment of 15,706 shares on November 19, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2012 Filed Nov 15, 2012 19:53 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 35,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031034 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,674 F1 · shares: Restricted Stock Units ("RSUs") earned upon the achievement of performance goals under performance-based RSUs granted on November 14, 2011. The RSUs will vest as follows: 17,874 RSUs will vest on November 14, 2013 and 17,873 RSUs will vest on November 14, 2014. Read SEC document |
| May 08, 2012 Filed May 10, 2012 18:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 4,048 | $54.19 | $219,361.12 |
DisclosureSEC source: 0001127602-12-016485 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,927 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 39,683 | $0.00 Strike: $9.59 | $0.00 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · derivative · entry 8 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,227 Underlying: Common Stock · 39,683 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option representing a right to purchase a total of 52,910 shares became exercisable in two increments of 13,228 shares each on December 18, 2009 and December 18, 2010, in one increment of 13,227 shares on December 18, 2011 and becomes exercisable in one increment of 13,227 shares on December 18, 2012. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 49,604 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · derivative · entry 7 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,534 Underlying: Common Stock · 49,604 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to purchase a total of 66,138 shares became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and one increment of 16,534 shares on November 17, 2011 and becomes exercisable in one increment of 16, 534 shares on November 17, 2012. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,931 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · derivative · entry 6 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,931 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option representing a right to purchase a total of 43,725 shares became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 21,116 | $52.15 | $1,101,245.86 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 5 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,975 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 109,102 | $51.63 | $5,632,761.70 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 4 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,091 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.1000 to $51.9950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 39,683 | $9.59 | $380,559.97 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 49,604 | $8.64 | $428,578.56 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,931 | $22.87 | $249,991.97 |
DisclosureSEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 72,000 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · derivative · entry 9 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,000 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in three increments of 24,000 shares each on October 1, 2005, October 1, 2006 and October 1, 2007. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 32,794 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · derivative · entry 8 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,931 Underlying: Common Stock · 32,794 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 33,120 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · derivative · entry 7 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,120 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in four increments of 8,280 shares each on November 20, 2007, November 20, 2008, November 20, 2009 and November 20, 2010. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 26,000 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · derivative · entry 6 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in two increments of 8,667 shares each on November 16, 2006 and November 16, 2007, and one increment of 8,666 shares on November 16, 2008. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 163,914 | $43.28 | $7,093,804.53 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · nonDerivative · entry 5 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,975 F1 · price: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.52. The price reported above reflects the weighted average sale price. The reporting person hereby undetakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 72,000 | $27.32 | $1,967,040.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · nonDerivative · entry 4 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 32,794 | $22.87 | $749,998.78 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 33,120 | $36.75 | $1,217,160.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 26,000 | $30.42 | $790,920.00 |
DisclosureSEC source: 0001127602-11-031123 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2011 Filed Nov 21, 2011 19:08 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 5,442 | $42.03 | $228,727.26 |
DisclosureSEC source: 0001127602-11-030297 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,975 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction Read SEC document |
| November 16, 2011 Filed Nov 18, 2011 20:40 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 9,242 | $43.02 | $397,590.84 |
DisclosureSEC source: 0001127602-11-030157 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,417 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 107,413 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-11-029843 · form4.xml · derivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,413 Underlying: Common Stock · 107,413 shares Expires 2021-11-14 F1 · derivative.exercise_date: Options become exercisable in one increment of 26,854 shares on November 14, 2012 and three increments of 26,853 shares each on November 14, 2013, November 14, 2014 and November 14, 2015. Read SEC document |
| November 08, 2011 Filed Nov 10, 2011 21:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 55,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029286 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,659 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 15, 2010. The RSUs will vest as follows: 27,628 RSUs vest on November 15, 2012 and 27,627 RSUs vest on November 15, 2013. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · derivative · entry 7 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in one increment of 23,334 shares on October 1, 2004, and two increments of 23,333 shares each on October 1 of 2005 and 2006. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $10.32 | $0.00 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · derivative · entry 6 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2012-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in three increments of 15,000 shares each on September 30 of 2003, 2004 and 2005. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 71,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · derivative · entry 5 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,000 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in two increments of 23,667 shares each on October 1 of 2002 and 2003, and one increment of 23,666 shares on October 1, 2004. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 153,784 | $33.00 | $5,075,225.70 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · nonDerivative · entry 4 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,404 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.96 to $33.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 70,000 | $15.23 | $1,066,100.00 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 45,000 | $10.32 | $464,400.00 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 71,000 | $7.40 | $525,400.00 |
DisclosureSEC source: 0001127602-10-030158 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 18:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 5,443 | $29.99 | $163,235.57 |
DisclosureSEC source: 0001127602-10-028573 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,188 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 19:36 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 100,316 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-10-028268 · form4.xml · derivative · entry 2 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,316 Underlying: Common Stock · 100,316 shares Expires 2020-11-15 F2 · derivative.exercise_date: The options become exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014. Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 19:36 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 32,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-028268 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,631 F1 · shares: Represents 32,483 Restricted Stock Units ("RSUs") granted November 15, 2010 and vest over a four-year period with 16,242 RSUs vesting on November 15, 2012 and 16,241 RSUs vesting on November 15, 2014. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 19:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 63,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-027877 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,148 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 16, 2009. The RSUs will vest as follows: 31,732 RSUs will vest on November 16, 2011 and 31,732 RSUs will vest on November 16, 2012. F2 · balance_after: Includes 508 shares purchased on June 30, 2010, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| May 10, 2010 Filed May 12, 2010 18:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 4,048 | $27.04 | $109,457.92 |
DisclosureSEC source: 0001127602-10-013916 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,176 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · derivative · entry 7 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2011-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in one increment of 23,336 shares on January 16, 2002 and two increments of 23,332 shares each on January 16 of 2003 and 2004. Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · derivative · entry 6 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,000 shares Expires 2010-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in four increments of 13,000 shares each on October 2 of 2001, 2002, 2003 and 2004. Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 70,000 | $27.10 | $1,896,650.00 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · nonDerivative · entry 5 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,224 Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 70,000 | $11.20 | $784,000.00 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · nonDerivative · entry 4 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 52,000 | $27.11 | $1,409,876.00 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,224 Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 52,000 | $10.09 | $524,680.00 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2010 Filed May 5, 2010 18:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 60,624 | $27.06 | $1,640,606.69 |
DisclosureSEC source: 0001127602-10-013284 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,224 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.04 to $27.085. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 550 shares purchased on March 31, 2010, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 19:17 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 81,363 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-09-022953 · form4.xml · derivative · entry 1 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,363 Underlying: Common Stock · 81,363 shares Expires 2019-11-16 F1 · derivative.exercise_date: Options become exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and one increment of 20,340 shares on November 16, 2013. Read SEC document |
| November 10, 2009 Filed Nov 12, 2009 19:05 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 29,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-022474 · form4.xml · nonDerivative · entry 1 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,298 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 17, 2008. The RSUs will vest as follows: 14,931 RSUs will vest on November 17, 2010 and 14,930 will vest on November 17, 2011. F2 · balance_after: Includes 95 shares omitted from the reporting person's original Form 3 and subsequent Form 4 filings. F3 · balance_after: Includes 181 shares purchased on September 30, 2009, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 16:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 37,568 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-09-038052 · doc4.xml · derivative · entry 7 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,568 shares Expires 2009-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options became exercisable in one increment of 10,000 shares on October 4, 2000, one increment of 9,996 shares on October 4, 2001, one increment 10,000 shares on October 4, 2002, and one increment of 7,572 shares on October 4, 2003. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 16:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,432 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-09-038052 · doc4.xml · derivative · entry 6 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,432 shares Expires 2009-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in an increment of 4 shares on October 4, 2001 and an increment 2,428 shares on October 4, 2003. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 16:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 4,050 | $17.05 | $69,052.50 |
DisclosureSEC source: 0001209191-09-038052 · doc4.xml · nonDerivative · entry 5 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,161 Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 16:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 2,200 | $17.03 | $37,466.00 |
DisclosureSEC source: 0001209191-09-038052 · doc4.xml · nonDerivative · entry 4 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,211 Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 16:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 31,318 | $17.02 | $533,032.36 |
DisclosureSEC source: 0001209191-09-038052 · doc4.xml · nonDerivative · entry 3 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,411 Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 16:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 37,568 | $5.81 | $218,270.08 |
DisclosureSEC source: 0001209191-09-038052 · doc4.xml · nonDerivative · entry 2 Alstead Troy · CIK 0001450940 · evp, cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.