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Alstead Troy

Disclosed activity across 5 companies

Tapewire entity
16461
SEC CIK
0001450940

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Array Technologies, Inc.ARRY · Entity 5254DirectorMay 19, 2026May 21, 2026
HARLEY-DAVIDSON, INC.HOG · Entity 810DirectorMay 21, 2026May 26, 2026
IP STRATEGY HOLDINGS, INC.CASK · Entity 8424DirectorMay 22, 2025May 27, 2025
LEVI STRAUSS & COLEVI · Entity 3651DirectorAugust 05, 2026August 07, 2026
STARBUCKS CORPSBUX · Entity 2886chief operating officerJanuary 26, 2015January 28, 2015

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Array Technologies, Inc.

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect74,333 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Exercise / conversion · Acquired 22,164 · Balance 74,333

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-19 · Exercise / conversion · Disposed 22,164 · Balance 0

F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F2: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect22,641 Reported balance After 2026-05-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-19 · Grant · Acquired 22,641 · Balance 22,641

F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F3: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F2: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026.

F3: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027.

HARLEY-DAVIDSON, INC.

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share UnitsSEC Table II · derivative / convertible securityDirect6,250 Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 6,250 · Balance 6,250

F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2: 1-for-1

F3: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2: 1-for-1

F3: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

IP STRATEGY HOLDINGS, INC.

Report date May 22, 2025 · Filed May 27, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect114,500 Reported balance After 2025-05-22 transaction · row 1
1 source row

Row 1 · 2025-05-22 · Exercise / conversion · Acquired 102,000 · Balance 114,500

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect100,000 Reported balance After 2025-05-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-22 · Grant · Acquired 100,000 · Balance 100,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: The RSUs vested in full immediately upon grant on May 22, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect102,000 Reported balance After 2025-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-05-22 · Grant · Acquired 2,000 · Balance 102,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-05-22 · Exercise / conversion · Disposed 102,000 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: The RSUs vested in full immediately upon grant on May 22, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: The RSUs vested in full immediately upon grant on May 22, 2025.

F3: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

LEVI STRAUSS & CO

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect136,111 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Grant · Acquired 85 · Balance 136,111

F1: Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct47,382 Reported balance After 2026-08-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-05 · Grant · Acquired 304 · Balance 47,382

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

STARBUCKS CORP

Report date January 26, 2015 · Filed January 28, 2015

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect68,987 Ending reported balance After 2015-01-26 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2015-01-26 · Exercise / conversion · Acquired 25,079 · Balance 126,829

Row 2 · 2015-01-26 · Exercise / conversion · Acquired 26,853 · Balance 153,682

Row 3 · 2015-01-26 · Exercise / conversion · Acquired 15,707 · Balance 169,389

Row 4 · 2015-01-26 · Sale · Disposed 100,402 · Balance 68,987

F1: This transaction was executed in multiple trades at prices ranging from $87.54 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.79 · Expires 2020-11-15Direct0 Reported balance After 2015-01-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2015-01-26 · Exercise / conversion · Disposed 25,079 · Balance 0

F2: The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.64 · Expires 2021-11-14Direct26,853 Reported balance After 2015-01-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2015-01-26 · Exercise / conversion · Disposed 26,853 · Balance 26,853

F3: The option, representing the right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and two increments of 26,853 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 26,853 shares on November 14, 2015.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.74 · Expires 2022-11-19Direct31,413 Reported balance After 2015-01-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2015-01-26 · Exercise / conversion · Disposed 15,707 · Balance 31,413

F4: The option, representing the right to buy a total of 62,827 shares, became exercisable in two increments of 15,707 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 15,707 shares on November 19, 2015 and one increment of 15,706 shares on November 19, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $87.54 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.

F3: The option, representing the right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and two increments of 26,853 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 26,853 shares on November 14, 2015.

F4: The option, representing the right to buy a total of 62,827 shares, became exercisable in two increments of 15,707 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 15,707 shares on November 19, 2015 and one increment of 15,706 shares on November 19, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2023 Filed May 23, 2023 00:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass B Common Stock · Derivative 384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031616 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,257

Underlying: Class B Common Stock · 384 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031616 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,660

F1 · shares: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 38 of the DERs, the DERs shall vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. With respect to 91 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:33 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 4,331 $0.00 $0.00
Disclosure

SEC source: 0000793952-23-000105 · wf-form4_168479119006622.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,331

Underlying: Common Stock · 4,331 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 12, 2023 Filed May 15, 2023 21:40 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionShare Units · Derivative 3,591 $33.67 $120,908.97
Disclosure

SEC source: 0000793952-23-000088 · wf-form4_168418681212228.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

F4 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

Read SEC document
May 12, 2023 Filed May 15, 2023 21:40 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionCommon Stock 3,591 $0.00 $0.00
Disclosure

SEC source: 0000793952-23-000088 · wf-form4_168418681212228.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,633.5818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 22:38 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 10,251 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025260 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,531

F1 · shares: Represents the acquisition of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The RSUs will vest in full the earlier of the day before the next annual stockholder meeting or the first anniversary of the grant date.

F2 · balance_after: Includes 14,577 RSUs that may be settled in shares of Class A Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. 4,326 of the RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant and 10,251 of the RSUs vest in full the earlier of the day before the next annual stockholder meeting or the first anniversary of the date of grant.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013529 · doc4.xml · nonDerivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,153

F2 · shares: Represents RSUs for Class A common stock constituting DERs issued pursuant to existing Class A common stock RSUs held by the holder (the "Underlying Class A RSUs"). DERs are issued with regard to the Underlying Class A RSUs, which bear dividend equivalent rights, when and as dividends were paid on the Issuer's Class A common stock. Each DER represents a contingent right to receive one share of Class A common stock. With respect to 28 of the DERs, the DERs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant of the corresponding Underlying Class A RSUs. With respect to 53 of the DERs, the DERs vest as to 100% of the shares on the earlier of the date before the next annual meeting of shareholders or the first anniversary of the date of grant of the corresponding Underlying Class A RSUs.

F3 · balance_after: Ending balance of total shares held corrected to reflect an immaterial adjustment to the total number of shares held.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013529 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,072

F1 · shares: Represents restricted stock units (RSUs) for Class B common stock constituting dividend equivalent rights (DERs) issued pursuant to existing Class B common stock RSUs held by the holder (the "Underlying Class B RSUs"). DERs are issued with regard to the Underlying Class B RSUs, which bear dividend equivalent rights, when and as dividends were paid on the Issuer's Class B common stock. Each DER represents a contingent right to receive one share of Class B common stock, which is convertible into one share of Class A common stock at the option of the holder. The DERs have all vested. Certain of the Underlying Class B RSUs and the DERs issued pursuant thereto are subject to a deferral delivery feature.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:06 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 414 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058614 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,801

F1 · shares: With respect to 322 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 354 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 60 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:22 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046619 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,387

F1 · shares: With respect to 258 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 284 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 48 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
May 24, 2022 Filed May 25, 2022 22:33 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031967 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,055

F1 · shares: With respect to 254 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 319 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 33 of the DERs, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant. With respect to 47 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
May 24, 2022 Filed May 26, 2022 18:02 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantCommon Stock, par value $0.001 per share 16,269 $0.00 $0.00
Disclosure

SEC source: 0001820721-22-000060 · wf-form4_165358810631104.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,817

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:28 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionShare Units · Derivative 2,642 $32.34 $85,442.28
Disclosure

SEC source: 0001225208-22-007337 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528.11

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:28 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionCommon Stock 2,642 $32.34 $85,442.28
Disclosure

SEC source: 0001225208-22-007337 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,042.5818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2022 Filed May 16, 2022 21:18 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 3,529 $35.43 $125,032.47
Disclosure

SEC source: 0001225208-22-007080 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170.11

Underlying: Common Stock · 3,529 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

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April 20, 2022 Filed Apr 22, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025343 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,656

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full the earlier of the day before the next Annual Stockholder Meeting or the one-year anniversary of the grant date.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:32 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013587 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,844

F1 · shares: With respect to 188 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 236 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 24 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 22:02 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065521 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,584

F1 · shares: With respect to 118 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 148 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
August 18, 2021 Filed Sep 2, 2021 21:13 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 179 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054502 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,405

F1 · shares: With respect to 121 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 164 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 01:15 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 5,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047313 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,226

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on July 15, 2022.

Read SEC document
June 07, 2021 Filed Jun 17, 2021 21:47 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantCommon Stock, par value $0.001 per share 9,003 $0.00 $0.00
Disclosure

SEC source: 0001820721-21-000031 · wf-form4_162396646613251.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

F2 · balance_after: Includes 4,545 shares of common stock issuable pursuant to a restricted stock unit award that will vest in two equal annual installments, beginning on the first anniversary of October 19, 2020, as previously reported on a Form 4 filed by the Reporting Person on October 19, 2020.

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May 25, 2021 Filed May 27, 2021 00:19 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036096 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,771

F1 · shares: With respect to 99 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
May 21, 2021 Filed May 25, 2021 19:15 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionShare Units · Derivative 5,335.566 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008515 · doc4.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600.92

Underlying: Common Stock · 5,335.566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 21, 2021 Filed May 25, 2021 19:15 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 2,600.92 $48.06 $125,000.22
Disclosure

SEC source: 0001225208-21-008515 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,936.486

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
May 21, 2021 Filed May 25, 2021 19:15 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionCommon Stock 5,335.566 $48.06 $256,427.30
Disclosure

SEC source: 0001225208-21-008515 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400.5818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 02:30 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016622 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,635

F1 · shares: With respect to 76 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
October 19, 2020 Filed Oct 19, 2020 20:15 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantRestricted Stock Units · Derivative 4,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028610 · doc4.xml · derivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

Underlying: Common Stock, par value $0.001 per share · 4,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

F1 · derivative.exercise_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

F1 · derivative.expiration_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 23:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043080 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,530

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:44 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 5,301.1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008233 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,301.1

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 08, 2020 Filed May 12, 2020 22:50 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028638 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,035

F1 · shares: With respect to 310 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
May 08, 2020 Filed May 13, 2020 00:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionPost-2014 Share Unit · Derivative 3,676.014 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007514 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 08, 2020 Filed May 13, 2020 00:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionCommon Stock 3,676.014 $21.45 $78,850.50
Disclosure

SEC source: 0001225208-20-007514 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,065.0158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed Jun 1, 2020 20:27 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033190 · doc4a.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,081

F1 · shares: With respect to 341 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:49 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012672 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,696

F1 · shares: With respect to 221 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 50,000 $18.66 $933,000.00
Disclosure

SEC source: 0001209191-20-006593 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,446

Read SEC document
October 17, 2019 Filed Jan 8, 2020 21:35 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 539 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002539 · doc5.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,446

F1 · shares: With respect to 477 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048192 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 77,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048192 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:18 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045342 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,497

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionPost-2014 Share Unit · Derivative 3,182.989 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007977 · doc4.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481.89

Underlying: Common Stock · 3,182.989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantPost-2014 Share Unit · Derivative 3,481.89 $35.90 $124,999.85
Disclosure

SEC source: 0001225208-19-007977 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664.879

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionCommon Stock 3,182.989 $35.90 $114,269.31
Disclosure

SEC source: 0001225208-19-007977 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,389.0018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:14 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021529 · doc4.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,410

Underlying: Class A Common Stock · 77,410 shares

Expires not disclosed

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:14 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass A Common Stock 71,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021529 · doc4.xml · nonDerivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,380

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · shares: Each share is represented by an RSU, 6,140 of which are issuable in respect of dividend equivalent rights. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. the RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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March 25, 2019 Filed Mar 28, 2019 00:14 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 148,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021529 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · shares: 71,380 of the shares are represented by restricted stock units (RSUs), 6,140 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 71,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · derivative · entry 4

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,790

Underlying: Class A Common Stock · 71,380 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,410

Underlying: Class A Common Stock · 77,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 71,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · nonDerivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

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March 25, 2019 Filed Apr 21, 2023 22:19 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025240 · doc4a.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,380

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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May 11, 2018 Filed May 15, 2018 23:37 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantPost-2014 Share Unit · Derivative 3,065.98 $40.77 $125,000.00
Disclosure

SEC source: 0001225208-18-009400 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,065.98

Underlying: Common Stock · 3,065.98 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.