Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VP CONTROLLER & CAO UPC | February 24, 2015 | February 26, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date February 24, 2015 · Filed February 26, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,528 |
Reported balance
After 2015-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-02-24 · Exercise / conversion · Acquired 4,000 · Balance 102,528 |
| Common StockSEC Table I · non-derivative | Direct | 101,745 |
Reported balance
After 2015-02-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2015-02-24 · Tax withholding · Disposed 783 · Balance 101,745 |
| Common StockSEC Table I · non-derivative | Direct | 100,641 |
Reported balance
After 2015-02-24 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2015-02-24 · Tax withholding · Disposed 1,104 · Balance 100,641 |
| Common StockSEC Table I · non-derivative | Direct | 100,172 |
Reported balance
After 2015-02-24 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2015-02-24 · Tax withholding · Disposed 469 · Balance 100,172 F1: Transfer of shares for additional tax withholding purposes. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.25 · Expires 2017-01-30 | Direct | 6,000 |
Reported balance
After 2015-02-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2015-02-24 · Exercise / conversion · Disposed 4,000 · Balance 6,000 F4: This option became exercisable in three equal installments starting one year from the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Deferral Account | 9,435.695 |
Reported balance
Holding disclosure · report date 2015-02-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 9,435.695 F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLC | 55,472 |
Reported balance
Holding disclosure · report date 2015-02-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 55,472 |
| Common StockSEC Table I · non-derivative | Indirectby Son | 200 |
Reported balance
Holding disclosure · report date 2015-02-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 200 F3: The reporting person disclaims beneficial ownership of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares for additional tax withholding purposes.
F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F3: The reporting person disclaims beneficial ownership of these securities.
F4: This option became exercisable in three equal installments starting one year from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2008 Filed Jun 5, 2008 19:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,317 | $81.18 | $106,914.06 |
DisclosureSEC source: 0000100885-08-000075 · edgardoc.xml · nonDerivative · entry 2 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,423 Read SEC document |
| June 03, 2008 Filed Jun 5, 2008 19:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 3,500 | $30.57 | $106,995.00 |
DisclosureSEC source: 0000100885-08-000075 · edgardoc.xml · nonDerivative · entry 1 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| May 05, 2008 Filed May 7, 2008 21:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,496 | $0.00 Strike: $49.88 | $0.00 |
DisclosureSEC source: 0000100885-08-000066 · edgardoc.xml · derivative · entry 6 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,496 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2008 Filed May 7, 2008 21:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 311 | $146.88 | $45,679.68 |
DisclosureSEC source: 0000100885-08-000066 · edgardoc.xml · nonDerivative · entry 3 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,620 Read SEC document |
| May 05, 2008 Filed May 7, 2008 21:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 508 | $146.88 | $74,615.04 |
DisclosureSEC source: 0000100885-08-000066 · edgardoc.xml · nonDerivative · entry 2 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,931 Read SEC document |
| May 05, 2008 Filed May 7, 2008 21:12 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 1,496 | $49.88 | $74,620.48 |
DisclosureSEC source: 0000100885-08-000066 · edgardoc.xml · nonDerivative · entry 1 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 20:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $124.76 | $0.00 |
DisclosureSEC source: 0000100885-08-000034 · edgardoc.xml · derivative · entry 5 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2018-01-31 F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 20:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000034 · edgardoc.xml · nonDerivative · entry 2 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,943 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 20:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-08-000034 · edgardoc.xml · nonDerivative · entry 1 TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,341 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.