TapewireFind a company

organization · Reporting owner

Legion Partners Special Opportunities, L.P. II

Disclosed activity across 1 company

Tapewire entity
164295
SEC CIK
0001661189

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-08-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectLegion Partners, L.P. I610,733 Reported balance After 2018-08-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-08-15 · Other · Disposed 498,500 · Balance 610,733

F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: Represents a pro rata in-kind distribution for no consideration to the limited partners in Legion Partners I.

F2: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Common StockSEC Table I · non-derivativeIndirectLegion Partners, L.P. II105,757 Reported balance Holding disclosure · report date 2018-08-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 105,757

F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents securities beneficially owned by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II.

Common StockSEC Table I · non-derivativeIndirectLegion Partners Special Opportunities L.P. II324,114 Reported balance Holding disclosure · report date 2018-08-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 324,114

F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: Represents securities beneficially owned by Legion Partners Special II. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II.

Common StockSEC Table I · non-derivativeIndirectLegion Partners Asset Management, LLC11,398 Reported balance Holding disclosure · report date 2018-08-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 11,398

F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5: Represents securities beneficially owned by Legion Partners Asset Management. Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Asset Management.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

F3: Represents securities beneficially owned by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II.

F4: Represents securities beneficially owned by Legion Partners Special II. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II.

F5: Represents securities beneficially owned by Legion Partners Asset Management. Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Asset Management.

F6: Represents a pro rata in-kind distribution for no consideration to the limited partners in Legion Partners I.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2016 Filed Sep 30, 2016 21:21 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 11,292 $12.00 $135,504.00
Disclosure

SEC source: 0001560207-16-000013 · primary_doc.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 786,790

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 21:21 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 9,500 $11.83 $112,385.00
Disclosure

SEC source: 0001560207-16-000013 · primary_doc.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 775,498

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 23, 2016 Filed Sep 23, 2016 20:50 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 5,361 $11.47 $61,490.67
Disclosure

SEC source: 0001560207-16-000012 · primary_doc.xml · nonDerivative · entry 3

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 765,998

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 20:50 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 8,039 $11.72 $94,217.08
Disclosure

SEC source: 0001560207-16-000012 · primary_doc.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 760,637

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 20:50 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 6,001 $11.71 $70,271.71
Disclosure

SEC source: 0001560207-16-000012 · primary_doc.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 752,598

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 16, 2016 Filed Sep 16, 2016 21:02 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 8,454 $11.28 $95,361.12
Disclosure

SEC source: 0001595909-16-000005 · primary_doc.xml · nonDerivative · entry 3

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 746,597

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:02 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 3,593 $11.09 $39,846.37
Disclosure

SEC source: 0001595909-16-000005 · primary_doc.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 738,143

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:02 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 8,544 $10.97 $93,727.68
Disclosure

SEC source: 0001595909-16-000005 · primary_doc.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner

Legion Partners, LLC · CIK 0001682390 · Director · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner

Kiper Christopher S · CIK 0001432744 · Director · 10% owner

White Raymond T. · CIK 0001682494 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 734,550

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on August 18, 2016. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 09, 2016 Filed Sep 9, 2016 21:01 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 17,170 $11.71 $201,060.70
Disclosure

SEC source: 0000921895-16-005668 · form409050008_09092016.xml · nonDerivative · entry 3

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner

Legion Partners, LLC · CIK 0001682390 · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner

Kiper Christopher S · CIK 0001432744 · 10% owner

White Raymond T. · CIK 0001682494 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 726,006

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 21:01 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 7,461 $11.93 $89,009.73
Disclosure

SEC source: 0000921895-16-005668 · form409050008_09092016.xml · nonDerivative · entry 2

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner

Legion Partners, LLC · CIK 0001682390 · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner

Kiper Christopher S · CIK 0001432744 · 10% owner

White Raymond T. · CIK 0001682494 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 708,836

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 21:01 UTC FOSTER L B CO FSTR · Entity 5689 PurchaseCommon Stock 3,524 $11.95 $42,111.80
Disclosure

SEC source: 0000921895-16-005668 · form409050008_09092016.xml · nonDerivative · entry 1

Vizi Bradley · CIK 0001556313 · Director · 10% owner

Legion Partners, L.P. I · CIK 0001595909 · 10% owner

Legion Partners, L.P. II · CIK 0001618783 · 10% owner

Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner

Legion Partners, LLC · CIK 0001682390 · 10% owner

Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner

Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner

Kiper Christopher S · CIK 0001432744 · 10% owner

White Raymond T. · CIK 0001682494 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Legion Partners, L.P. I

Disclosed balance after: 701,375

F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.