Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Assets Trust, Inc.AAT · Entity 647 | Director | June 09, 2020 | June 10, 2020 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | March 26, 2015 | March 30, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Assets Trust, Inc.
Report date June 09, 2020 · Filed June 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 2,605 |
Reported balance
After 2020-06-09 transaction · row 1
1 source rowRow 1 · 2020-06-09 · Grant · Acquired 1,502 · Balance 2,605 F1: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan. |
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Trust | 150,654 |
Reported balance
Holding disclosure · report date 2020-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,654 F2: The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
F2: The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
QUALCOMM INC/DE
Report date March 26, 2015 · Filed March 30, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 122,445 |
Reported balance
After 2015-03-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2015-03-26 · Exercise / conversion · Acquired 3,446 · Balance 122,445 F1: Securities held by Duane A. Nelles and Gail G. Nelles, Trustees for the Nelles Intervivos Trust dtd. 3/29/1976. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 8,535.5412 |
Reported balance
After 2015-03-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2015-03-26 · Exercise / conversion · Disposed 3,446 · Balance 8,535.5412 F2: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Duane A. Nelles and Gail G. Nelles, Trustees for the Nelles Intervivos Trust dtd. 3/29/1976.
F2: Each deferred stock unit represents a right to receive one share of the Company's common stock.
F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2020 Filed Jun 10, 2020 16:14 UTC | American Assets Trust, Inc. AAT · Entity 647 | GrantCommon Stock, par value $0.01 | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001500217-20-000051 · wf-form4_159182004575128.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605 F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan. Read SEC document |
| June 14, 2019 Filed Jun 14, 2019 16:30 UTC | American Assets Trust, Inc. AAT · Entity 647 | OtherCommon Stock, par value $0.01 | 22,346 | $43.30 | $967,483.48 |
DisclosureSEC source: 0001500217-19-000054 · wf-form4_156054422581739.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 149,324 F1 · kind: Shares acquired in connection with a public offering of common stock of American Assets Trust, Inc. F2 · ownership.nature: The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:26 UTC | American Assets Trust, Inc. AAT · Entity 647 | GrantCommon Stock, par value $0.01 | 1,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001500217-19-000036 · wf-form4_156037117815171.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,433 F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan. Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 17:53 UTC | American Assets Trust, Inc. AAT · Entity 647 | PurchaseCommon Stock, par value $0.01 | 25,000 | $41.74 | $1,043,500.00 |
DisclosureSEC source: 0001500217-18-000114 · wf-form4_154396398688687.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 126,978 F1 · ownership.nature: The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 12, 2018 17:12 UTC | American Assets Trust, Inc. AAT · Entity 647 | GrantCommon Stock, par value $0.01 | 1,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001500217-18-000071 · wf-form4_152883791903134.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan. Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 16:52 UTC | American Assets Trust, Inc. AAT · Entity 647 | GrantCommon Stock, par value $0.01 | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001500217-17-000066 · wf-form4_149738714957435.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,445 F1 · kind: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan. Read SEC document |
| November 07, 2016 Filed Nov 7, 2016 18:26 UTC | American Assets Trust, Inc. AAT · Entity 647 | PurchaseCommon Stock, par value $0.01 | 24,000 | $39.46 | $947,056.80 |
DisclosureSEC source: 0001500217-16-000204 · wf-form4_147856116703162.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 99,533 F1 · ownership.nature: The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 3,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000109 · edgardoc.xml · derivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,535.5412 Underlying: Common Stock · 3,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000109 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 122,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gail G. Nelles, Trustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| March 09, 2015 Filed Mar 11, 2015 16:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000078 · edgardoc.xml · derivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,924.217 Underlying: Common Stock · 2,751 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| March 27, 2014 Filed Mar 31, 2014 22:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000125 · edgardoc.xml · derivative · entry 3 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,023.1179 Underlying: Common Stock · 3,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 27, 2014 Filed Mar 31, 2014 22:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Disposition to issuerCommon Stock | 1,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000125 · edgardoc.xml · nonDerivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,998.3566 F1 · ownership.nature: Securities held by Duane A. Nelles and Gail G. Nelles, Trustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| March 27, 2014 Filed Mar 31, 2014 22:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000125 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 120,297.3566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gail G. Nelles, Trustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 21:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000096 · edgardoc.xml · derivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651.5728 Underlying: Common Stock · 2,628 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 18:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000112 · edgardoc.xml · derivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,831.6088 Underlying: Common Stock · 2,943 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2013 Filed Mar 4, 2013 19:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000082 · edgardoc.xml · derivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,888.6088 Underlying: Common Stock · 5,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2013 Filed Mar 4, 2013 19:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000082 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · derivative · entry 10 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2017-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $39.42 | $0.00 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · derivative · entry 9 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $33.45 | $0.00 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · derivative · entry 8 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,000 | $62.56 | $750,686.40 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · nonDerivative · entry 6 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $62.25 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,000 | $41.83 | $501,960.00 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · nonDerivative · entry 5 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,000 | $62.56 | $875,800.80 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · nonDerivative · entry 4 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $62.25 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,000 | $39.42 | $551,917.80 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · nonDerivative · entry 3 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,000 | $62.56 | $875,800.80 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · nonDerivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $62.25 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,000 | $33.45 | $468,300.00 |
DisclosureSEC source: 0001234452-12-000443 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $47.24 | $0.00 |
DisclosureSEC source: 0001234452-12-000441 · edgardoc.xml · derivative · entry 7 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000441 · edgardoc.xml · derivative · entry 6 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 2,000 shares Expires 2017-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 18,000 | $62.40 | $1,123,120.80 |
DisclosureSEC source: 0001234452-12-000441 · edgardoc.xml · nonDerivative · entry 4 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $62.165 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 18,000 | $47.24 | $850,320.00 |
DisclosureSEC source: 0001234452-12-000441 · edgardoc.xml · nonDerivative · entry 3 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $62.40 | $124,791.20 |
DisclosureSEC source: 0001234452-12-000441 · edgardoc.xml · nonDerivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $62.165 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.83 | $83,660.00 |
DisclosureSEC source: 0001234452-12-000441 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2012 Filed Mar 8, 2012 23:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000146 · edgardoc.xml · derivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,022 Underlying: Common Stock · 3,249 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 08, 2011 Filed Mar 10, 2011 18:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000157 · edgardoc.xml · derivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,773 Underlying: Common Stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 16:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $37.39 | $0.00 |
DisclosureSEC source: 0001234452-10-000270 · edgardoc.xml · derivative · entry 6 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 16:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $31.38 | $0.00 |
DisclosureSEC source: 0001234452-10-000270 · edgardoc.xml · derivative · entry 5 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2014-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 16:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,000 | $48.07 | $721,063.50 |
DisclosureSEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 4 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,340 F2 · price: The sale prices for this transaction ranged from $48.00 to $48.115. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 16:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,000 | $31.38 | $470,700.00 |
DisclosureSEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 3 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 16:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 18,000 | $48.07 | $865,276.20 |
DisclosureSEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,340 F2 · price: The sale prices for this transaction ranged from $48.00 to $48.115. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 16:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 18,000 | $37.39 | $673,020.00 |
DisclosureSEC source: 0001234452-10-000270 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 11, 2010 Filed Nov 15, 2010 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $31.38 | $0.00 |
DisclosureSEC source: 0001234452-10-000260 · edgardoc.xml · derivative · entry 3 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2014-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 11, 2010 Filed Nov 15, 2010 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $47.95 | $239,750.00 |
DisclosureSEC source: 0001234452-10-000260 · edgardoc.xml · nonDerivative · entry 2 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,340 F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 11, 2010 Filed Nov 15, 2010 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $31.38 | $156,900.00 |
DisclosureSEC source: 0001234452-10-000260 · edgardoc.xml · nonDerivative · entry 1 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 10, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · derivative · entry 8 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2013-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 10, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $47.92 | $239,606.50 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 6 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,340 F3 · price: The sale prices for this transaction ranged from $47.90 to $47.95. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 10, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $18.81 | $94,050.00 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 5 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.64 | $0.00 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · derivative · entry 9 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2012-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · derivative · entry 7 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 15,000 shares Expires 2013-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,000 | $47.98 | $719,769.00 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 4 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,340 F2 · price: The sale prices for this transaction ranged from $47.93 to $48.1850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 20:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,000 | $18.81 | $282,150.00 |
DisclosureSEC source: 0001234452-10-000258 · edgardoc.xml · nonDerivative · entry 3 NELLES DUANE · CIK 0001179885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.