Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE OWL CAPITAL INC.OWL · Entity 3287 | Director · Co-Chief Executive Officer | August 06, 2026 | August 07, 2026 |
| Blackstone Senior Floating Rate 2027 Term FundBSL · Entity 8980 | Invst Adviser & its affiliates | May 24, 2010 | May 25, 2010 |
| Blackstone Strategic Credit 2027 Term FundBGB · Entity 8998 | Affiliate | September 25, 2012 | September 25, 2012 |
| Blue Owl Capital CorpNONE · Entity 3829 | Director | June 17, 2019 | June 18, 2019 |
| Blue Owl Capital Corp IINONE · Entity 81984 | Director | February 03, 2017 | February 03, 2017 |
| Blue Owl Capital Corp IIINONE · Entity 84112 | Director | May 13, 2021 | May 14, 2021 |
| Blue Owl Credit Income Corp.NONE · Entity 81985 | Director · 10% owner | March 22, 2021 | March 23, 2021 |
| Blue Owl Technology Finance Corp.NONE · Entity 3868 | Director | March 16, 2021 | March 16, 2021 |
| Blue Owl Technology Income Corp.NONE · Entity 81983 | 10% owner | February 11, 2022 | February 11, 2022 |
| Cano Health, Inc.JWS · Entity 89005 | Director | May 13, 2020 | May 14, 2020 |
| EASTMAN KODAK COKODK · Entity 5053 | 10% owner | April 14, 2015 | April 16, 2015 |
| EnLink Midstream Partners, LPXTEX · Entity 11718 | 10% owner | December 12, 2013 | December 23, 2013 |
| FS Credit Opportunities Corp.NONE · Entity 4920 | See Remarks | August 12, 2013 | December 10, 2013 |
| FS Global Credit Opportunities Fund-ANONE · Entity 16564 | 10% owner | December 12, 2013 | December 23, 2013 |
| FS Investment Corp IIINONE · Entity 16526 | 10% owner | April 02, 2014 | April 14, 2014 |
| Owl Rock Technology Advisors LLCNONE · Entity 150363 | Director | March 24, 2020 | March 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE OWL CAPITAL INC.
Report date August 06, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C SharesSEC Table I · non-derivative | IndirectSee Footnotes | 7,655,333 |
Reported balance
After 2026-08-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-06 · Grant · Acquired 736,464 · Balance 7,655,333 F1: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units of Blue Owl Holdings issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of Blue Owl Holdings ("Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of Blue Owl Holdings, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. |
| Blue Owl Operating Group UnitsSEC Table II · derivative / convertible security | IndirectSee Footnotes | 7,655,333 |
Reported balance
After 2026-08-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-06 · Grant · Acquired 736,464 · Balance 7,655,333 F1: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units of Blue Owl Holdings issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of Blue Owl Holdings ("Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of Blue Owl Holdings, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units of Blue Owl Holdings issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Second Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis.
F2: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of Blue Owl Holdings ("Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of Blue Owl Holdings, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire.
Blackstone Senior Floating Rate 2027 Term Fund
Report date May 24, 2010 · Filed May 25, 2010 · Amendment
Jointly reported with GSO / Blackstone Debt Funds Management LLC, BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP, Goodman Bennett J, Smith J Albert III, GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Inc., Blackstone Group Management L.L.C.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 5,235.6 |
Reported balance
Holding disclosure · report date 2010-05-24 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 5,235.6 F1: GSO Capital Partners LP is the sole member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. F2: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may have shared investment control with respect to the Common Shares. F3: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F4: Due to the limitations of the electronic filing system, Mr. Stephen A. Schwarzman is filing a separate Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: GSO Capital Partners LP is the sole member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C.
F2: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may have shared investment control with respect to the Common Shares.
F3: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F4: Due to the limitations of the electronic filing system, Mr. Stephen A. Schwarzman is filing a separate Form 3.
Blackstone Strategic Credit 2027 Term Fund
Report date September 25, 2012 · Filed September 25, 2012
Jointly reported with GSO / Blackstone Debt Funds Management LLC, BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP, GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Inc., Blackstone Group Management L.L.C., Goodman Bennett J, Smith J Albert III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 5,235.6 |
Reported balance
Holding disclosure · report date 2012-09-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,235.6 F1: GSO Capital Partners LP is the sole member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. F2: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may have shared investment control with respect to the Common Shares. F3: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F4: Due to the limitations of the electronic filing system, Mr. Stephen A. Schwarzman is filing a separate Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: GSO Capital Partners LP is the sole member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C.
F2: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may have shared investment control with respect to the Common Shares.
F3: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F4: Due to the limitations of the electronic filing system, Mr. Stephen A. Schwarzman is filing a separate Form 3.
Blue Owl Capital Corp
Report date June 17, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,026,466 |
Reported balance
After 2019-06-17 transaction · row 1
1 source rowRow 1 · 2019-06-17 · Purchase · Acquired 1,419,595 · Balance 5,026,466 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,675,489 |
Reported balance
After 2019-06-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-06-17 · Purchase · Acquired 473,198 · Balance 1,675,489 F1: Represents an indeterminate interest in 1,675,489 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an indeterminate interest in 1,675,489 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Blue Owl Capital Corp II
Report date February 03, 2017 · Filed February 03, 2017
This filing explicitly reported no securities owned.
Blue Owl Capital Corp III
Report date May 13, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 1,588,104 |
Reported balance
After 2021-05-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-13 · Purchase · Acquired 367,880 · Balance 1,588,104 F1: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Credit Income Corp.
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 2,595,996 |
Reported balance
After 2021-03-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-22 · Purchase · Acquired 1,295,896 · Balance 2,595,996 F1: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020. F2: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020.
F2: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Technology Finance Corp.
Report date March 16, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 2,321,734 |
Reported balance
After 2021-03-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-16 · Purchase · Acquired 118,624 · Balance 2,321,734 F1: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Technology Income Corp.
Report date February 11, 2022 · Filed February 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough LLC | 15,100 |
Reported balance
Holding disclosure · report date 2022-02-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,100 F1: Reflects 15,000 shares held by Owl Rock Feeder FIC ORTIC LLC and 100 shares held by Owl Rock Technology Advisors LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 15,000 shares held by Owl Rock Feeder FIC ORTIC LLC and 100 shares held by Owl Rock Technology Advisors LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Cano Health, Inc.
Report date May 13, 2020 · Filed May 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-05-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-237874) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-237874) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
EASTMAN KODAK CO
Report date April 14, 2015 · Filed April 16, 2015
Jointly reported with BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP, Goodman Bennett J, Smith J Albert III, Blackstone Inc., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Group Management L.L.C., SCHWARZMAN STEPHEN A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 171,471 |
Reported balance
After 2015-04-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2015-04-14 · Purchase · Acquired 171,471 · Balance 171,471 F1: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 3,145,099 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,145,099 F2: GSO Special Situations Fund LP directly holds these securities. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,958,768 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,958,768 F3: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 986,236 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 986,236 F4: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,226,470 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,226,470 F5: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 48,006 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 48,006 F7: FS Investment Corporation directly holds these shares of Common Stock. F10: FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 13,853 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 13,853 F8: Locust Street Funding LLC directly holds these shares of Common Stock. F10: FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,846 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,846 F9: FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds"). F10: FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 125% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | IndirectSee Footnotes | 5,884 |
Reported balance
After 2015-04-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2015-04-14 · Purchase · Acquired 5,884 · Balance 5,884 F1: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 125% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | IndirectSee Footnotes | 41,721 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 41,721 F2: GSO Special Situations Fund LP directly holds these securities. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 125% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | IndirectSee Footnotes | 38,851 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 38,851 F3: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 125% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | IndirectSee Footnotes | 12,841 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 12,841 F4: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 125% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | IndirectSee Footnotes | 16,113 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 16,113 F5: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 135% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | IndirectSee Footnotes | 5,884 |
Reported balance
After 2015-04-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2015-04-14 · Purchase · Acquired 5,884 · Balance 5,884 F1: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 135% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | IndirectSee Footnotes | 41,721 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 41,721 F2: GSO Special Situations Fund LP directly holds these securities. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 135% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | IndirectSee Footnotes | 38,851 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 38,851 F3: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 135% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | IndirectSee Footnotes | 12,841 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 12,841 F4: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 135% WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | IndirectSee Footnotes | 16,113 |
Reported balance
Holding disclosure · report date 2015-04-14 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 16,113 F5: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: GSO Cactus Credit Opportunities Fund LP directly holds these securities.
F2: GSO Special Situations Fund LP directly holds these securities.
F3: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
F4: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
F5: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
F6: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
F7: FS Investment Corporation directly holds these shares of Common Stock.
F8: Locust Street Funding LLC directly holds these shares of Common Stock.
F9: FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").
F10: FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
F11: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
F12: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F13: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
EnLink Midstream Partners, LP
Report date December 12, 2013 · Filed December 23, 2013
Jointly reported with GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Inc., Blackstone Group Management L.L.C., Goodman Bennett J, Smith J Albert III, SCHWARZMAN STEPHEN A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectSee Footnotes | 829,528 |
Reported balance
Holding disclosure · report date 2013-12-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 829,528 F1: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). F3: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F7: Blackstone Holdings I L.P. is the sole member of each of GSO Holdings I L.L.C. and GSO Advisor Holdings L.L.C., and in that capacity, directs their operations. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC and GSO Capital Partners LP, may have shared investment control with respect to securities directly held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. F9: Due to the limitations of the electronic filing system, GSO Crosstex, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Capital Partners LP are filing a separate Form 3. F10: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F11: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectSee Footnotes | 72,634 |
Reported balance
Holding disclosure · report date 2013-12-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 72,634 F2: GSO Special Situations Overseas Master Fund Ltd. directly holds these Common Units. F3: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F7: Blackstone Holdings I L.P. is the sole member of each of GSO Holdings I L.L.C. and GSO Advisor Holdings L.L.C., and in that capacity, directs their operations. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC and GSO Capital Partners LP, may have shared investment control with respect to securities directly held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. F9: Due to the limitations of the electronic filing system, GSO Crosstex, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Capital Partners LP are filing a separate Form 3. F10: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F11: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Series A Convertible Preferred UnitsSEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2013-12-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F4: The number of Common Units deliverable upon conversion of each Preferred Unit is equal to the quotient of (i) the sum of $8.50 and all accrued and accumulated but unpaid distributions on such Preferred Unit, divided by (ii) the conversion price per Preferred Unit of $8.50, subject to certain adjustments. The Preferred Units are convertible at any time after the earlier of (i) the business day following the record date for the distribution on the Preferred Units for the quarter ending December 31, 2013 and (ii) February 10, 2014, and have no expiration date. The Issuer may manditorily convert the Preferred Units into Common Units after the distribution on the Preferred Units for the quarter ending December 31, 2013, if certain conditions are met. F5: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 16,642,947 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. F6: Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. F7: Blackstone Holdings I L.P. is the sole member of each of GSO Holdings I L.L.C. and GSO Advisor Holdings L.L.C., and in that capacity, directs their operations. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC and GSO Capital Partners LP, may have shared investment control with respect to securities directly held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. F9: Due to the limitations of the electronic filing system, GSO Crosstex, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Capital Partners LP are filing a separate Form 3. F10: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F11: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units").
F2: GSO Special Situations Overseas Master Fund Ltd. directly holds these Common Units.
F3: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
F4: The number of Common Units deliverable upon conversion of each Preferred Unit is equal to the quotient of (i) the sum of $8.50 and all accrued and accumulated but unpaid distributions on such Preferred Unit, divided by (ii) the conversion price per Preferred Unit of $8.50, subject to certain adjustments. The Preferred Units are convertible at any time after the earlier of (i) the business day following the record date for the distribution on the Preferred Units for the quarter ending December 31, 2013 and (ii) February 10, 2014, and have no expiration date. The Issuer may manditorily convert the Preferred Units into Common Units after the distribution on the Preferred Units for the quarter ending December 31, 2013, if certain conditions are met.
F5: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 16,642,947 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P.
F6: Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC.
F7: Blackstone Holdings I L.P. is the sole member of each of GSO Holdings I L.L.C. and GSO Advisor Holdings L.L.C., and in that capacity, directs their operations. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
F8: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC and GSO Capital Partners LP, may have shared investment control with respect to securities directly held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd.
F9: Due to the limitations of the electronic filing system, GSO Crosstex, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Capital Partners LP are filing a separate Form 3.
F10: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F11: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
FS Credit Opportunities Corp.
Report date August 12, 2013 · Filed December 10, 2013
Jointly reported with BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP, GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Inc., Blackstone Group Management L.L.C., Goodman Bennett J, Smith J Albert III, SCHWARZMAN STEPHEN A
This filing explicitly reported no securities owned.
FS Global Credit Opportunities Fund-A
Report date December 12, 2013 · Filed December 23, 2013
Jointly reported with BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP, GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Inc., Blackstone Group Management L.L.C., Goodman Bennett J, Smith J Albert III, SCHWARZMAN STEPHEN A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 1,000,000 |
Reported balance
Holding disclosure · report date 2013-12-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000,000 F1: Reflects Common Shares of Beneficial Interest, $0.001 par value per share, ("Common Shares") in which GSO FSGCOF Holdings LLC holds a direct beneficial interest. The managing member of GSO FSGCOF Holdings LLC is GSO Capital Partners LP. The general partner of GSO Capital Partners LP is GSO Advisor Holdings L.L.C. The managing member of GSO Advisor Holdings L.L.C. is Blackstone Holdings I L.P. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. F2: Blackstone Holdings III L.P. holds 100% of the economic membership interests in GSO FSGCOF Holdings LLC. F3: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the Common Stock held by GSO FSGCOF Holdings LLC. F4: Due to the limitations of the Securities and Exchange Commission's EDGAR system, GSO FSGCOF Holdings LLC, Blackstone Holdings III L.P., Blackstone Holdings III GP L.P. and Blackstone Holdings III GP Management L.L.C. are filing a separate Form 3. F5: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6: Each of the Reporting Persons (other than GSO FSGCOF Holdings LLC to the extent it directly holds securities reported herein), disclaims beneficial ownership of the securities held by GSO FSGCOF Holdings LLC, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than GSO FSGCOF Holdings LLC to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Common Shares of Beneficial Interest, $0.001 par value per share, ("Common Shares") in which GSO FSGCOF Holdings LLC holds a direct beneficial interest. The managing member of GSO FSGCOF Holdings LLC is GSO Capital Partners LP. The general partner of GSO Capital Partners LP is GSO Advisor Holdings L.L.C. The managing member of GSO Advisor Holdings L.L.C. is Blackstone Holdings I L.P. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc.
F2: Blackstone Holdings III L.P. holds 100% of the economic membership interests in GSO FSGCOF Holdings LLC.
F3: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the Common Stock held by GSO FSGCOF Holdings LLC.
F4: Due to the limitations of the Securities and Exchange Commission's EDGAR system, GSO FSGCOF Holdings LLC, Blackstone Holdings III L.P., Blackstone Holdings III GP L.P. and Blackstone Holdings III GP Management L.L.C. are filing a separate Form 3.
F5: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F6: Each of the Reporting Persons (other than GSO FSGCOF Holdings LLC to the extent it directly holds securities reported herein), disclaims beneficial ownership of the securities held by GSO FSGCOF Holdings LLC, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than GSO FSGCOF Holdings LLC to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
FS Investment Corp III
Report date April 02, 2014 · Filed April 14, 2014
Jointly reported with BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP, GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings I/II GP L.L.C., Blackstone Inc., Blackstone Group Management L.L.C., Goodman Bennett J, Smith J Albert III, SCHWARZMAN STEPHEN A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 555,556 |
Reported balance
Holding disclosure · report date 2014-04-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 555,556 F1: Reflects shares of Common Stock, $0.001 par value per share ("Common Stock") of FS Investment Corporation III (the "Issuer"), in which GSO FSIC III Holdings LLC holds a direct beneficial interest. GSO Capital Partners LP serves as a managing member of GSO FSIC III Holdings LLC. The general partner of GSO Capital Partners LP is GSO Advisor Holdings L.L.C. The managing member of GSO Advisor Holdings L.L.C. is Blackstone Holdings I L.P. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. F2: Blackstone Holdings III L.P. holds 100% of the economic membership interests in GSO FSIC III Holdings LLC. F3: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Steven A. Schwarzman. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the Common Stock held by GSO FSIC III Holdings LLC. F4: Due to the limitations of the Securities and Exchange Commission's EDGAR system, GSO FSIC III Holdings LLC , Blackstone Holdings III L.P., Blackstone Holdings III GP L.P. and Blackstone Holdings III GP Management L.L.C. are filing a separate Form 3. F5: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6: Each of the Reporting Persons (other than GSO FSIC III Holdings LLC to the extent it directly holds securities reported herein), disclaims beneficial ownership of the securities held by GSO FSIC III Holdings LLC, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than GSO FSIC III Holdings LLC to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of Common Stock, $0.001 par value per share ("Common Stock") of FS Investment Corporation III (the "Issuer"), in which GSO FSIC III Holdings LLC holds a direct beneficial interest. GSO Capital Partners LP serves as a managing member of GSO FSIC III Holdings LLC. The general partner of GSO Capital Partners LP is GSO Advisor Holdings L.L.C. The managing member of GSO Advisor Holdings L.L.C. is Blackstone Holdings I L.P. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc.
F2: Blackstone Holdings III L.P. holds 100% of the economic membership interests in GSO FSIC III Holdings LLC.
F3: The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Steven A. Schwarzman. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the Common Stock held by GSO FSIC III Holdings LLC.
F4: Due to the limitations of the Securities and Exchange Commission's EDGAR system, GSO FSIC III Holdings LLC , Blackstone Holdings III L.P., Blackstone Holdings III GP L.P. and Blackstone Holdings III GP Management L.L.C. are filing a separate Form 3.
F5: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F6: Each of the Reporting Persons (other than GSO FSIC III Holdings LLC to the extent it directly holds securities reported herein), disclaims beneficial ownership of the securities held by GSO FSIC III Holdings LLC, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than GSO FSIC III Holdings LLC to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Owl Rock Technology Advisors LLC
Report date March 24, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 1,487,192 |
Reported balance
After 2020-03-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-24 · Purchase · Acquired 178,384 · Balance 1,487,192 F1: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2020 Filed Aug 13, 2020 16:16 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 165,733 | $14.13 | $2,341,807.29 |
DisclosureSEC source: 0001104659-20-094688 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 569,625 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:35 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 482,714 | $14.16 | $6,835,230.24 |
DisclosureSEC source: 0001104659-20-064296 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,203,111 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 20:17 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 233,205 | $14.05 | $3,276,530.25 |
DisclosureSEC source: 0001104659-20-053396 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,720,397 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 20:06 UTC | Owl Rock Technology Advisors LLC NONE · Entity 150363 | PurchaseCommon Stock | 178,384 | $13.78 | $2,458,131.52 |
DisclosureSEC source: 0001104659-20-038277 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,487,192 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 22:14 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 189,410 | $14.80 | $2,803,268.00 |
DisclosureSEC source: 0001104659-19-067092 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,341,675 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:03 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 473,198 | $15.27 | $7,225,733.46 |
DisclosureSEC source: 0001104659-19-036181 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,675,489 F1 · ownership.nature: Represents an indeterminate interest in 1,675,489 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:03 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 1,419,595 | $15.27 | $21,677,215.65 |
DisclosureSEC source: 0001104659-19-036181 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,026,466 Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 20:10 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 342,788 | $14.78 | $5,066,406.64 |
DisclosureSEC source: 0001104659-19-018698 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 793,084 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:14 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 88,055 | $15.57 | $1,371,016.35 |
DisclosureSEC source: 0001104659-19-016917 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,202,291 F1 · ownership.nature: Represents an indeterminate interest in 1,202,291 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:14 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 264,165 | $15.57 | $4,113,049.05 |
DisclosureSEC source: 0001104659-19-016917 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,606,871 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 133,541 | $15.40 | $2,056,531.40 |
DisclosureSEC source: 0001104659-19-008788 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,114,236 F1 · ownership.nature: Represents an indeterminate interest in 1,114,236 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 400,623 | $15.40 | $6,169,594.20 |
DisclosureSEC source: 0001104659-19-008788 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,342,706 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:31 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 102,583 | $15.59 | $1,599,268.97 |
DisclosureSEC source: 0001104659-18-072829 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 980,695 F1 · ownership.nature: Represents an indeterminate interest in 980,695 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:31 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 307,748 | $15.59 | $4,797,791.32 |
DisclosureSEC source: 0001104659-18-072829 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,942,083 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:16 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 450,296 | $14.59 | $6,569,818.64 |
DisclosureSEC source: 0001104659-18-072361 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 450,296 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Ostrover disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 20:43 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 44,797 | $15.30 | $685,394.10 |
DisclosureSEC source: 0001104659-18-061110 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 878,112 F1 · ownership.nature: Represents an indeterminate interest in 878,112 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 20:43 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 134,392 | $15.30 | $2,056,197.60 |
DisclosureSEC source: 0001104659-18-061110 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,335 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 20:46 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 73,635 | $15.46 | $1,138,397.10 |
DisclosureSEC source: 0001104659-18-053214 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 833,315 F1 · ownership.nature: Represents an indeterminate interest in 833,315 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 20:46 UTC | Blue Owl Capital Corp NONE · Entity 3829 | PurchaseCommon Stock | 220,904 | $15.46 | $3,415,175.84 |
DisclosureSEC source: 0001104659-18-053214 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499,943 Read SEC document |
| April 14, 2015 Filed Apr 16, 2015 23:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Purchase135% Warrants · Derivative | 5,884 | $6.29 Strike: $16.12 | $37,010.36 |
DisclosureSEC source: 0001209191-15-034718 · doc4.xml · derivative · entry 10 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,884 Underlying: Common Stock · 5,884 shares Expires 2018-09-03 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2015 Filed Apr 16, 2015 23:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Purchase125% Warrants · Derivative | 5,884 | $5.59 Strike: $14.93 | $32,891.56 |
DisclosureSEC source: 0001209191-15-034718 · doc4.xml · derivative · entry 9 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,884 Underlying: Common Stock · 5,884 shares Expires 2018-09-03 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2015 Filed Apr 16, 2015 23:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 171,471 | $20.56 | $3,525,443.76 |
DisclosureSEC source: 0001209191-15-034718 · doc4.xml · nonDerivative · entry 1 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 171,471 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2010 Filed Dec 13, 2010 18:53 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 31,213 | $14.11 | $440,543.40 |
DisclosureSEC source: 0001181431-10-061290 · rrd294055.xml · nonDerivative · entry 4 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 80,737 F2 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, Blackstone Holdings I L.P., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 13, 2010 Filed Dec 13, 2010 18:53 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 43,787 | $14.11 | $618,014.10 |
DisclosureSEC source: 0001181431-10-061290 · rrd294055.xml · nonDerivative · entry 3 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 922,063 F1 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, Blackstone Holdings I L.P., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 09, 2010 Filed Dec 13, 2010 18:53 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 5,410 | $14.17 | $76,661.32 |
DisclosureSEC source: 0001181431-10-061290 · rrd294055.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 49,524 F2 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, Blackstone Holdings I L.P., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 09, 2010 Filed Dec 13, 2010 18:53 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 7,590 | $14.17 | $107,552.58 |
DisclosureSEC source: 0001181431-10-061290 · rrd294055.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 878,276 F1 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, Blackstone / GSO Capital Solutions Fund LP, Blackstone / GSO Capital Solutions Associates LLC, GSO Holdings I LLC, Blackstone Holdings I L.P., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 01, 2010 Filed Dec 1, 2010 21:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 19,144 | $14.02 | $268,333.79 |
DisclosureSEC source: 0001181431-10-058473 · rrd292752.xml · nonDerivative · entry 6 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 44,114 F2 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd., which has also separately filed a Form 3 with the Securities and Exchange Commission, directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 01, 2010 Filed Dec 1, 2010 21:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 26,856 | $14.02 | $376,429.81 |
DisclosureSEC source: 0001181431-10-058473 · rrd292752.xml · nonDerivative · entry 5 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 870,686 F1 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 21:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 10,404 | $13.95 | $145,093.14 |
DisclosureSEC source: 0001181431-10-058473 · rrd292752.xml · nonDerivative · entry 4 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 24,970 F2 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd., which has also separately filed a Form 3 with the Securities and Exchange Commission, directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 21:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 14,596 | $13.95 | $203,554.36 |
DisclosureSEC source: 0001181431-10-058473 · rrd292752.xml · nonDerivative · entry 3 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 843,830 F1 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 29, 2010 Filed Dec 1, 2010 21:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 14,566 | $13.89 | $202,323.20 |
DisclosureSEC source: 0001181431-10-058473 · rrd292752.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,566 F2 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd., which has also separately filed a Form 3 with the Securities and Exchange Commission, directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 29, 2010 Filed Dec 1, 2010 21:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 20,434 | $13.89 | $283,830.30 |
DisclosureSEC source: 0001181431-10-058473 · rrd292752.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 829,234 F1 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 18:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 5,202 | $13.80 | $71,795.92 |
DisclosureSEC source: 0001181431-10-056836 · rrd291715.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,202 F2 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd., which has separately filed a Form 3 with the Securities and Exchange Commission, directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 18:09 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 7,298 | $13.80 | $100,724.08 |
DisclosureSEC source: 0001181431-10-056836 · rrd291715.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 803,598 F1 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units of Crosstex Energy, L.P. ("Common Units"). The correct total number of Common Units reported as held by GSO Special Situations Fund LP in the Form 4 filed with the Securities and Exchange Commission on June 11, 2010 should have been 796,300. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 17, 2010 Filed Dec 1, 2010 21:07 UTC Amendment | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 12,500 | $13.80 | $172,520.00 |
DisclosureSEC source: 0001181431-10-058471 · rrd292746.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 808,800 F1 · shares: This amended Form 4 is being filed to report that the 5,202 Common Units of Crosstex Energy, L.P. ("Common Units") previously reported as having been purchased by GSO Special Situations Overseas Master Fund Ltd. on November 17, 2010 were actually purchased by GSO Special Situations Fund LP. F1 · balance_after: This amended Form 4 is being filed to report that the 5,202 Common Units of Crosstex Energy, L.P. ("Common Units") previously reported as having been purchased by GSO Special Situations Overseas Master Fund Ltd. on November 17, 2010 were actually purchased by GSO Special Situations Fund LP. F2 · ownership.nature: GSO Special Situations Fund LP directly holds these Common Units. F3 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. convertible on a one-for one basis into Common Units. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. (Continued in footnote 4). F4 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F5 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F6 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F7 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F8 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holdings of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holdings of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 09, 2010 Filed Jun 11, 2010 19:56 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 24,700 | $10.11 | $249,717.00 |
DisclosureSEC source: 0001181431-10-032719 · rrd278873.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 776,300 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds the Common Units reported on this Form 4. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2010 Filed Jun 9, 2010 18:22 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001181431-10-032336 · rrd278429.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 771,600 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds the Common Units reported on this Form 4. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2010 Filed Jun 9, 2010 18:22 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 50,000 | $9.91 | $495,500.00 |
DisclosureSEC source: 0001181431-10-032336 · rrd278429.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 746,600 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds the Common Units reported on this Form 4. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2010 Filed Jun 3, 2010 21:33 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 12,700 | $9.45 | $120,015.00 |
DisclosureSEC source: 0001181431-10-031344 · rrd277976.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 696,600 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of XTEX convertible on a one-for one basis into Common Units ("Common Units)" of Crosstex Energy, L.P. ("XTEX"). Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds the Common Units reported on this Form 4. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2010 Filed Jun 3, 2010 21:33 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 50,000 | $9.19 | $459,500.00 |
DisclosureSEC source: 0001181431-10-031344 · rrd277976.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 683,900 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of XTEX convertible on a one-for one basis into Common Units ("Common Units)" of Crosstex Energy, L.P. ("XTEX"). Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds the Common Units reported on this Form 4. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 28, 2010 Filed May 28, 2010 20:15 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 2,800 | $9.54 | $26,712.00 |
DisclosureSEC source: 0001181431-10-030282 · rrd277416.xml · nonDerivative · entry 3 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 633,900 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. (Continued in footnote 2) F2 · ownership.nature: The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 633,900 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 27, 2010 Filed May 28, 2010 20:15 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 42,100 | $9.24 | $389,004.00 |
DisclosureSEC source: 0001181431-10-030282 · rrd277416.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 631,100 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. (Continued in footnote 2) F2 · ownership.nature: The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 633,900 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 26, 2010 Filed May 28, 2010 20:15 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 64,200 | $9.04 | $580,368.00 |
DisclosureSEC source: 0001181431-10-030282 · rrd277416.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 589,000 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. (Continued in footnote 2) F2 · ownership.nature: The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 633,900 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 25, 2010 Filed May 26, 2010 19:29 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 54,900 | $8.74 | $479,826.00 |
DisclosureSEC source: 0001181431-10-029601 · rrd277094.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 524,800 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. (Continued in footnote 2) F2 · ownership.nature: The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 524,800 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2010 Filed May 26, 2010 19:29 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 200,000 | $9.00 | $1,800,000.00 |
DisclosureSEC source: 0001181431-10-029601 · rrd277094.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 469,900 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of Crosstex Energy, L.P. ("XTEX") convertible on a one-for one basis into Common Units ("Common Units)" of XTEX. Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. (Continued in footnote 2) F2 · ownership.nature: The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 524,800 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Capital Partners LP, GSO Advisor Holdings L.L.C., Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2010 Filed May 24, 2010 21:56 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 200,000 | $8.99 | $1,798,000.00 |
DisclosureSEC source: 0001181431-10-029127 · rrd276932.xml · nonDerivative · entry 2 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 269,900 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of XTEX convertible on a one-for one basis into Common Units ("Common Units)" of Crosstex Energy, L.P. ("XTEX"). Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 269,900 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. GSO Special Situations Fund LP, GSO Capital Partners LP and GSO Advisor Holdings L.L.C. are filing a separate Form 3. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 20, 2010 Filed May 24, 2010 21:56 UTC | EnLink Midstream Partners, LP XTEX · Entity 11718 | PurchaseCommon Units | 69,900 | $9.01 | $629,799.00 |
DisclosureSEC source: 0001181431-10-029127 · rrd276932.xml · nonDerivative · entry 1 GSO Crosstex Holdings LLC · CIK 0001481158 · 10% owner Blackstone / GSO Capital Solutions Fund LP · CIK 0001464972 · 10% owner Blackstone / GSO Capital Solutions Associates LLC · CIK 0001480959 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 69,900 F1 · ownership.nature: GSO Crosstex Holdings LLC ("GSO Crosstex") holds 14,705,882 Series A Convertible Preferred Units ("Preferred Units") of XTEX convertible on a one-for one basis into Common Units ("Common Units)" of Crosstex Energy, L.P. ("XTEX"). Blackstone / GSO Capital Solutions Fund LP is the holder of a majority of the membership interests of GSO Crosstex. Blackstone / GSO Capital Solutions Associates LLC is the general partner of Blackstone / GSO Capital Solutions Fund LP. GSO Holdings I LLC is the managing member of Blackstone / GSO Capital Solutions Associates LLC. Blackstone Holdings I L.P. is the sole member of GSO Holdings I LLC. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. (Continued in footnote 2). F2 · ownership.nature: Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. GSO Special Situations Fund LP directly holds 269,900 Common Units. GSO Capital Partners LP is the investment manager of GSO Special Situations Fund LP. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F3 · ownership.nature: In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover, each of whom serves as an executive of GSO Holdings I LLC, which is an affiliate of Blackstone / GSO Capital Solutions Associates LLC, may have shared investment control with respect to the Preferred Units held by GSO Crosstex. F4 · ownership.nature: Due to the limitations of the electronic filing system, Blackstone Group Management L.L.C. and Mr. Stephen A. Schwarzman are filing a separate Form 4. GSO Special Situations Fund LP, GSO Capital Partners LP and GSO Advisor Holdings L.L.C. are filing a separate Form 3. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F6 · ownership.nature: Each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP as to their direct holding of securities, disclaims beneficial ownership of the securities held by GSO Crosstex and GSO Special Situations Fund LP, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than GSO Crosstex and GSO Special Situations Fund LP, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.