Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEWMONT Corp /DE/
Report date May 01, 2015 · Filed May 05, 2015
Section 16 reporting ended · disclosed 2015-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 79,695 |
Reported balance
After 2015-05-01 transaction · row 1
1 source rowRow 1 · 2015-05-01 · Sale · Disposed 692 · Balance 79,695 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2: This transaction was executed in multiple trades at prices of $26.05 to $26.051. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,685 |
Reported balance
Holding disclosure · report date 2015-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,685 F3: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of April 30, 2015, the reporting person held 3,685 shares or 13,502 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $26.05 to $26.051. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of April 30, 2015, the reporting person held 3,685 shares or 13,502 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,500 | $46.25 | $115,625.00 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 8 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 2,500 | $21.69 | $54,225.00 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 7 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,250 | $46.25 | $57,812.50 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 6 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 1,250 | $21.03 | $26,287.50 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 5 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 930 | $46.25 | $43,012.50 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 4 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 930 | $19.57 | $18,200.10 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 3 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 800 | $46.29 | $37,032.00 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 2 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 17:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 800 | $19.57 | $15,656.00 |
DisclosureSEC source: 0000950127-03-001471 · a03-0682_ex.xml · nonDerivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 21:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 770 | $0.00 Strike: $19.57 | $0.00 |
DisclosureSEC source: 0000950127-03-001431 · a03-0669_ex.xml · derivative · entry 6 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,730 Underlying: Common Stock · 770 shares Expires 2009-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal installments on May 18, 2000, 2001, 2002 and 2003. Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 21:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0000950127-03-001431 · a03-0669_ex.xml · derivative · entry 5 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires 2010-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal installments on November 14, 2001, 2002, 2003 and 2004. Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 21:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 770 | $47.25 | $36,382.50 |
DisclosureSEC source: 0000950127-03-001431 · a03-0669_ex.xml · nonDerivative · entry 4 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 F3 · balance_after: As of November 30, 2003 the reporting person held 988 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 21:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 770 | $19.57 | $15,068.90 |
DisclosureSEC source: 0000950127-03-001431 · a03-0669_ex.xml · nonDerivative · entry 3 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 21:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,750 | $47.25 | $82,687.50 |
DisclosureSEC source: 0000950127-03-001431 · a03-0669_ex.xml · nonDerivative · entry 2 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 21:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 1,750 | $13.22 | $23,135.00 |
DisclosureSEC source: 0000950127-03-001431 · a03-0669_ex.xml · nonDerivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2003 Filed Dec 5, 2003 23:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-03-000189 · edgar.xml · derivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-12-02 F1 · derivative.exercise_date: The option vest in three equal annual installments beginning on December 2, 2004 Read SEC document |
| November 30, 2003 Filed Dec 2, 2003 21:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 21 | $47.34 Strike: $0.00 | $994.14 |
DisclosureSEC source: 0001164727-03-000175 · edgar.xml · derivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76 Underlying: Common Stock · 21 shares Expires 1988-08-08 F1 · derivative.exercise_price: Converted on a 1-for1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| October 31, 2003 Filed Nov 5, 2003 18:07 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 23 | $43.78 Strike: $0.00 | $1,006.94 |
DisclosureSEC source: 0001164727-03-000167 · edgar.xml · derivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55 Underlying: Common Stock · 23 shares Expires 1988-08-08 F1 · derivative.exercise_price: Converted on a 1-for1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 21:07 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 25 | $39.09 Strike: $0.00 | $977.25 |
DisclosureSEC source: 0001164727-03-000158 · edgar.xml · derivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Common Stock · 25 shares Expires 1988-08-08 F1 · derivative.exercise_price: Converted on a 1-for1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| August 31, 2003 Filed Sep 3, 2003 21:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 7 | $39.26 Strike: $0.00 | $274.82 |
DisclosureSEC source: 0001164727-03-000140 · edgar.xml · derivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Underlying: Common Stock · 7 shares Expires 1988-08-08 F1 · derivative.exercise_price: Converted on a 1-for1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| May 06, 2003 Filed May 9, 2003 19:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-03-000097 · edgar.xml · derivative · entry 1 MAHONEY THOMAS P · CIK 0001174294 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires 2013-05-06 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.