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Filcek Rodney R

Disclosed activity across 1 company

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163813
SEC CIK
0001438567

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DANA IncDAN · Entity 6SVP & Chief Acctg OfficAugust 31, 2018September 05, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DANA Inc

Report date August 31, 2018 · Filed September 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect597 Reported balance After 2018-08-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-08-31 · Grant · Acquired 113 · Balance 597

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.23 $6,045.60
Disclosure

SEC source: 0001225208-17-016812 · doc4.xml · nonDerivative · entry 6

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,359

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.23 $6,046.00
Disclosure

SEC source: 0001225208-17-016812 · doc4.xml · nonDerivative · entry 5

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,559

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.24 $6,047.00
Disclosure

SEC source: 0001225208-17-016812 · doc4.xml · nonDerivative · entry 4

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,759

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.24 $6,048.00
Disclosure

SEC source: 0001225208-17-016812 · doc4.xml · nonDerivative · entry 3

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,959

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.25 $6,049.00
Disclosure

SEC source: 0001225208-17-016812 · doc4.xml · nonDerivative · entry 2

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,159

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.25 $6,049.00
Disclosure

SEC source: 0001225208-17-016812 · doc4.xml · nonDerivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,359

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionStock Option - Right to Buy · Derivative 23,470 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · derivative · entry 31

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 23,470 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.19 $6,038.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 30

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,959

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.20 $6,039.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 29

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,359

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $30.20 $6,040.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 28

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,559

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 192 $30.23 $5,803.20
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 27

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,559

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.04 $3,004.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 26

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,751

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.05 $3,005.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 25

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,851

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.05 $3,005.10
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 24

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,951

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.07 $3,006.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 23

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,051

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.08 $3,007.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 22

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,151

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.08 $3,008.10
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 21

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,251

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.10 $3,009.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 20

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,351

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.12 $3,011.80
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 19

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,451

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.20 $3,019.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 18

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,551

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.20 $3,019.75
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 17

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,651

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.20 $3,019.80
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 16

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,751

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.21 $3,020.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 15

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,851

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.22 $3,021.75
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 14

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,951

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.22 $3,021.80
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 13

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,051

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.22 $3,022.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 12

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,151

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.22 $3,022.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 11

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,251

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.23 $3,022.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 10

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,351

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.23 $3,022.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 9

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,451

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.23 $3,023.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 8

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,551

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.24 $3,023.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 7

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,651

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.24 $3,023.50
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 6

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,751

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.24 $3,024.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 5

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,851

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.24 $3,024.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 4

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,951

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.25 $3,025.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 3

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,051

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $30.25 $3,025.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 2

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,151

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 23,470 $10.00 $234,700.00
Disclosure

SEC source: 0001225208-17-016811 · doc4.xml · nonDerivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 19:16 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014676 · doc4.xml · derivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Underlying: Common Stock, par value $0.01 · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 19:27 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010950 · doc4.xml · derivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

Underlying: Common Stock, par value $0.01 · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
May 05, 2017 Filed May 9, 2017 17:35 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 5,000 $20.40 $102,000.00
Disclosure

SEC source: 0001225208-17-009364 · doc4.xml · nonDerivative · entry 3

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,781

Read SEC document
May 05, 2017 Filed May 9, 2017 17:35 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 4,700 $20.30 $95,410.00
Disclosure

SEC source: 0001225208-17-009364 · doc4.xml · nonDerivative · entry 2

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,781

Read SEC document
May 05, 2017 Filed May 9, 2017 17:35 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 300 $20.32 $6,096.00
Disclosure

SEC source: 0001225208-17-009364 · doc4.xml · nonDerivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,481

Read SEC document
March 24, 2017 Filed Mar 27, 2017 19:59 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006836 · doc4.xml · derivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409

Underlying: Common Stock, par value $0.01 · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 5,869 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · derivative · entry 10

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 5,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F5 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F5 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 231 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · derivative · entry 9

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Stock, par value $0.01 · 231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 1,745 $19.01 $33,172.45
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · nonDerivative · entry 6

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,781

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 231 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · nonDerivative · entry 5

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 5,869 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · nonDerivative · entry 4

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 11,869 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · derivative · entry 8

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,659

Underlying: Common Stock, par value $0.01 · 11,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

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February 24, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 206 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005000 · doc4.xml · derivative · entry 7

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock, par value $0.01 · 206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.