Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TILLY'S, INC.
Report date September 11, 2018 · Filed September 11, 2018
Section 16 reporting ended · disclosed 2018-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,343,406 |
Reported balance
After 2018-09-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-09-11 · Conversion · Acquired 1,343,406 · Balance 1,343,406 F1: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-09-11 · Sale · Disposed 1,343,406 · Balance 0 F2: The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209). F3: The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust 1 | 319,386 |
Reported balance
After 2018-09-11 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-09-11 · Conversion · Acquired 319,386 · Balance 319,386 F4: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust 1 | 0 |
Reported balance
After 2018-09-11 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-09-11 · Sale · Disposed 319,386 · Balance 0 F2: The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209). F3: The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust 2 | 319,386 |
Reported balance
After 2018-09-11 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-09-11 · Conversion · Acquired 319,386 · Balance 319,386 F4: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust 2 | 0 |
Reported balance
After 2018-09-11 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-09-11 · Sale · Disposed 319,386 · Balance 0 F2: The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209). F3: The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1,969,741 |
Reported balance
After 2018-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-09-11 · Conversion · Disposed 1,343,406 · Balance 1,969,741 F5: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F1: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust 1 | 0 |
Reported balance
After 2018-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-09-11 · Conversion · Disposed 319,386 · Balance 0 F5: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust 2 | 0 |
Reported balance
After 2018-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-09-11 · Conversion · Disposed 319,386 · Balance 0 F5: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person.
F2: The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209).
F3: The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts.
F4: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
F5: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
F6: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2017 Filed Jan 6, 2017 23:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002758 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 23:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002758 · doc4.xml · derivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,318,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 23:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $13.79 | $206,791.50 |
DisclosureSEC source: 0001209191-17-002758 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.580 to $13.945, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 23:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002758 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:35 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156529 · doc4.xml · derivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:35 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $13.44 | $201,576.00 |
DisclosureSEC source: 0001209191-16-156529 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 21:35 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156529 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:35 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156529 · doc4.xml · derivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:35 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $13.83 | $207,454.50 |
DisclosureSEC source: 0001209191-16-156529 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:35 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156529 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155920 · doc4.xml · derivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 409,386 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155920 · doc4.xml · derivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 409,386 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 5,000 | $14.00 | $69,991.50 |
DisclosureSEC source: 0001209191-16-155920 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.78 to $14.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155920 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 5,000 | $14.00 | $69,991.50 |
DisclosureSEC source: 0001209191-16-155920 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.78 to $14.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155920 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| December 09, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 62,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · derivative · entry 13 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,363,147 Underlying: Class A Common Stock · 62,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| December 09, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 62,498 | $14.71 | $919,201.83 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 9 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $15.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 62,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 8 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 130,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · derivative · entry 12 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425,645 Underlying: Class A Common Stock · 130,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · derivative · entry 11 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,555,847 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 800 | $15.01 | $12,011.04 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 7 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 129,402 | $14.33 | $1,853,761.29 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 130,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 57,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · derivative · entry 10 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,565,847 Underlying: Class A Common Stock · 57,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 57,300 | $14.15 | $810,823.65 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:32 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 57,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154544 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:22 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150520 · doc4.xml · derivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,623,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:22 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $10.25 | $153,691.50 |
DisclosureSEC source: 0001209191-16-150520 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.09 to $10.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:22 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150520 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:22 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150520 · doc4.xml · derivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,638,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:22 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $10.27 | $154,012.50 |
DisclosureSEC source: 0001209191-16-150520 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:22 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150520 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:02 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149893 · doc4.xml · derivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 414,386 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:02 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149893 · doc4.xml · derivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 414,386 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F6 · ownership.nature: Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:02 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 10,000 | $9.61 | $96,076.00 |
DisclosureSEC source: 0001209191-16-149893 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.48 to $9.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:02 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149893 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 2 Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:02 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 10,000 | $9.60 | $96,039.00 |
DisclosureSEC source: 0001209191-16-149893 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.47 to $9.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:02 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149893 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust 1 Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:25 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149057 · doc4.xml · derivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,653,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:25 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $9.23 | $138,511.50 |
DisclosureSEC source: 0001209191-16-149057 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:25 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149057 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:25 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149057 · doc4.xml · derivative · entry 5 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,668,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:25 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $9.53 | $142,947.00 |
DisclosureSEC source: 0001209191-16-149057 · doc4.xml · nonDerivative · entry 2 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.26 to $9.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:25 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149057 · doc4.xml · nonDerivative · entry 1 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 22:48 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148037 · doc4.xml · derivative · entry 6 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,683,147 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.exercise_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. F5 · derivative.expiration_date: Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 22:48 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 15,000 | $9.13 | $136,924.50 |
DisclosureSEC source: 0001209191-16-148037 · doc4.xml · nonDerivative · entry 4 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Tilly Levine Separate Property Trust, of which the Reporting Person is trustee and beneficiary, on April 1, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.86 to $9.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 22:48 UTC | TILLY'S, INC. TLYS · Entity 6648 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148037 · doc4.xml · nonDerivative · entry 3 LEVINE TILLY · CIK 0001548775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares"). Mr. Shaked does not have any pecuniary interest in such Shares and thus disclaims beneficial ownership of such Shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.