person · Reporting owner

PARDUN THOMAS E

Disclosed activity across 3 companies

Tapewire entity: 16362
SEC CIK: 0001232833

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FINISAR CORPFNSR · Entity 154739	Director	September 24, 2019	September 26, 2019
MAXLINEAR, INCMXL · Entity 3882	Director	May 26, 2026	May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FINISAR CORP

Report date September 24, 2019 · Filed September 26, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Last balance in matching sequence After 2019-09-24 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-09-24 · Disposition to issuer · Disposed 72,416 · Balance 8,795 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Row 2 · 2019-09-24 · Disposition to issuer · Disposed 8,795 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share.
Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.30 · Expires 2020-03-08	Direct	0	Reported balance After 2019-09-24 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2019-09-24 · Disposition to issuer · Disposed 8,750 · Balance 0 F3: Pursuant to the Merger Agreement, this stock option was automatically cancelled and converted into the right to receive, for each "Net Option Share" (which is determined under the Merger Agreement and takes into account the exercise price of the option) subject to the option, 0.2218 shares of II-VI common stock and $15.60 in cash.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash.

F2: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share.

F3: Pursuant to the Merger Agreement, this stock option was automatically cancelled and converted into the right to receive, for each "Net Option Share" (which is determined under the Merger Agreement and takes into account the exercise price of the option) subject to the option, 0.2218 shares of II-VI common stock and $15.60 in cash.

MAXLINEAR, INC

Report date May 26, 2026 · Filed May 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy trust	55,252	Reported balance After 2026-05-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-05-26 · Sale · Disposed 11,000 · Balance 55,252 F1: Shares held by the Thomas E. Pardun Irrevocable Trust (the "Trust"). The shares now reported as being owned by the Trust were transferred from direct ownership on October 28, 2020.
Common StockSEC Table I · non-derivative	Direct	12,141	Reported balance Holding disclosure · report date 2026-05-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 12,141

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by the Thomas E. Pardun Irrevocable Trust (the "Trust"). The shares now reported as being owned by the Trust were transferred from direct ownership on October 28, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WESTERN DIGITAL CORP

Report date November 03, 2015 · Filed November 06, 2015

Section 16 reporting ended · disclosed 2015-11-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	25,850	Reported balance After 2015-11-03 transaction · row 1 1 source row Row 1 · 2015-11-03 · Exercise / conversion · Acquired 58 · Balance 25,850 F1: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988.
Dividend Equivalent RightsSEC Table II · derivative / convertible security	Direct	1,108.7563	Reported balance After 2015-11-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2015-11-03 · Exercise / conversion · Disposed 58.6988 · Balance 1,108.7563 F1: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 26, 2026 Filed May 28, 2026 21:04 UTC	MAXLINEAR, INC MXL · Entity 3882	SaleCommon Stock	11,000	$105.00	$1,155,000.00	Disclosure SEC source: 0001232833-26-000008 · wk-form4_1780002291.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 55,252 F1 · ownership.nature: Shares held by the Thomas E. Pardun Irrevocable Trust (the "Trust"). The shares now reported as being owned by the Trust were transferred from direct ownership on October 28, 2020. Read SEC document
May 20, 2026 Filed May 22, 2026 21:35 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	1,963	$0.00	$0.00	Disclosure SEC source: 0001232833-26-000004 · wk-form4_1779485736.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,963 Underlying: Common Stock · 1,963 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 20, 2025 Filed May 22, 2025 20:27 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	18,227	$0.00	$0.00	Disclosure SEC source: 0001288469-25-000066 · wk-form4_1747945632.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,227 Underlying: Common Stock · 18,227 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 20, 2025 Filed Oct 10, 2025 22:44 UTC Amendment	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	15,741	$0.00	$0.00	Disclosure SEC source: 0001232833-25-000006 · wk-form4a_1760136263.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · shares: This amendment is being filed to correct the number of RSUs reported in the Form 4 filed May 22, 2025. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 01, 2025 Filed May 5, 2025 23:48 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	12,141	$0.00	$0.00	Disclosure SEC source: 0001288469-25-000039 · wk-form4_1746488884.xml · derivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025. F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025. Read SEC document
May 01, 2025 Filed May 5, 2025 23:48 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	12,141	$0.00	$0.00	Disclosure SEC source: 0001288469-25-000039 · wk-form4_1746488884.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 23, 2024 Filed May 24, 2024 22:42 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	12,141	$0.00	$0.00	Disclosure SEC source: 0001288469-24-000088 · wk-form4_1716590559.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,141 Underlying: Common Stock · 12,141 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2025 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2025 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 10, 2023 Filed May 11, 2023 20:07 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	9,170	$0.00	$0.00	Disclosure SEC source: 0001288469-23-000120 · wf-form4_168383561947250.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,170 Underlying: Common Stock · 9,170 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2024 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2024 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 26, 2022 Filed May 31, 2022 20:33 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	5,633	$0.00	$0.00	Disclosure SEC source: 0001288469-22-000138 · wf-form4_165402918861653.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,633 Underlying: Common Stock · 5,633 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders. Read SEC document
May 12, 2021 Filed May 13, 2021 22:37 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	5,944	$0.00	$0.00	Disclosure SEC source: 0001288469-21-000125 · wf-form4_162094544221019.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,944 Underlying: Common Stock · 5,944 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders. Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:08 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	1,165	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000209 · wf-form4_159985492059758.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165 Underlying: Common Stock · 1,165 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:31 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	7,890	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000134 · wf-form4_159182105031370.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,890 Underlying: Common Stock · 7,890 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. Read SEC document
September 24, 2019 Filed Sep 26, 2019 16:41 UTC Amendment	FINISAR CORP FNSR · Entity 154739	Disposition to issuerCommon Stock · Derivative	8,750	$23.80 Strike: $13.30	$208,250.00	Disclosure SEC source: 0001094739-19-000119 · wf-form4a_156953046705883.xml · derivative · entry 3 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2020-03-08 F3 · price: Pursuant to the Merger Agreement, this stock option was automatically cancelled and converted into the right to receive, for each "Net Option Share" (which is determined under the Merger Agreement and takes into account the exercise price of the option) subject to the option, 0.2218 shares of II-VI common stock and $15.60 in cash. Read SEC document
September 24, 2019 Filed Sep 26, 2019 16:41 UTC Amendment	FINISAR CORP FNSR · Entity 154739	Disposition to issuerCommon Stock	8,795	$23.80	$209,321.00	Disclosure SEC source: 0001094739-19-000119 · wf-form4a_156953046705883.xml · nonDerivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document
September 24, 2019 Filed Sep 26, 2019 16:41 UTC Amendment	FINISAR CORP FNSR · Entity 154739	Disposition to issuerCommon Stock	72,416	$23.80	$1,723,500.80	Disclosure SEC source: 0001094739-19-000119 · wf-form4a_156953046705883.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document
September 24, 2019 Filed Sep 26, 2019 06:07 UTC	FINISAR CORP FNSR · Entity 154739	Disposition to issuerCommon Stock	8,795	$23.80	$209,321.00	Disclosure SEC source: 0001094739-19-000112 · wf-form4_156949245483775.xml · nonDerivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document
September 24, 2019 Filed Sep 26, 2019 06:07 UTC	FINISAR CORP FNSR · Entity 154739	Disposition to issuerCommon Stock	72,416	$23.80	$1,723,500.80	Disclosure SEC source: 0001094739-19-000112 · wf-form4_156949245483775.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 72,416 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 8,795 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document
September 09, 2019 Filed Sep 11, 2019 16:37 UTC	FINISAR CORP FNSR · Entity 154739	GrantCommon Stock	8,795	$0.00	$0.00	Disclosure SEC source: 0001094739-19-000086 · wf-form4_156823426238339.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,211 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2020. Read SEC document
May 09, 2019 Filed May 10, 2019 23:39 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	6,545	$0.00	$0.00	Disclosure SEC source: 0001288469-19-000077 · wf-form4_155753152663282.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document
February 12, 2019 Filed Feb 13, 2019 22:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionStock Option (right to buy) · Derivative	16,575	$0.00 Strike: $4.26	$0.00	Disclosure SEC source: 0001288469-19-000010 · wf-form4_155009658283422.xml · derivative · entry 3 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,575 shares Expires 2019-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 34,575 options were originally granted on July 28, 2009. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. Read SEC document
February 12, 2019 Filed Feb 13, 2019 22:23 UTC	MAXLINEAR, INC MXL · Entity 3882	SaleCommon Stock	16,575	$22.15	$367,083.21	Disclosure SEC source: 0001288469-19-000010 · wf-form4_155009658283422.xml · nonDerivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,252 F1 · price: Represents the weighted average share price of an aggregate total of 16,575 shares sold in the price range of $22.05 to $22.25 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
February 12, 2019 Filed Feb 13, 2019 22:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	16,575	$4.26	$70,578.01	Disclosure SEC source: 0001288469-19-000010 · wf-form4_155009658283422.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 11, 2018 Filed Sep 13, 2018 17:31 UTC	FINISAR CORP FNSR · Entity 154739	GrantCommon Stock	10,136	$0.00	$0.00	Disclosure SEC source: 0001094739-18-000090 · wf-form4_153687430192041.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,416 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2019. Read SEC document
May 25, 2018 Filed May 30, 2018 21:38 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	8,748	$0.00	$0.00	Disclosure SEC source: 0001209191-18-034215 · doc4.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,748 Underlying: Common Stock · 8,748 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders. Read SEC document
September 12, 2017 Filed Sep 14, 2017 17:21 UTC	FINISAR CORP FNSR · Entity 154739	GrantCommon Stock	9,182	$0.00	$0.00	Disclosure SEC source: 0001094739-17-000128 · wf-form4_150542406378849.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,280 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2018. Read SEC document
May 25, 2017 Filed May 26, 2017 00:39 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionStock Option (Right to Buy) · Derivative	21,149	$0.00 Strike: $9.10	$0.00	Disclosure SEC source: 0001209191-17-035622 · doc4.xml · derivative · entry 4 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,149 shares Expires 2018-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on the day prior to the 2012 annual meeting of stockholders. Read SEC document
May 25, 2017 Filed May 26, 2017 00:39 UTC	MAXLINEAR, INC MXL · Entity 3882	SaleCommon Stock	21,149	$31.13	$658,446.62	Disclosure SEC source: 0001209191-17-035622 · doc4.xml · nonDerivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,252 F1 · price: Represents the weighted average share price of an aggregate total of 21,149 shares sold in the price range of $31.10 to $31.185 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
May 25, 2017 Filed May 26, 2017 00:39 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	21,149	$9.10	$192,455.90	Disclosure SEC source: 0001209191-17-035622 · doc4.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 24, 2017 Filed May 26, 2017 00:39 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	4,138	$0.00	$0.00	Disclosure SEC source: 0001209191-17-035622 · doc4.xml · derivative · entry 3 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,138 Underlying: Common Stock · 4,138 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherStock Option (Right to Buy) · Derivative	21,149	$0.00 Strike: $9.10	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 10 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,149 Underlying: Common Stock · 21,149 shares Expires 2018-05-06 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan or denominated by Class B Common Stock issued under the Issuer's 2004 Stock Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F10 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on the day prior to the 2012 annual meeting of stockholders. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherStock Option (Right to Buy) · Derivative	21,149	$0.00 Strike: $9.10	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 9 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,149 shares Expires 2018-05-06 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan or denominated by Class B Common Stock issued under the Issuer's 2004 Stock Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F10 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on the day prior to the 2012 annual meeting of stockholders. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherStock Option (Right to Buy) · Derivative	10,857	$0.00 Strike: $14.00	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 8 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,857 Underlying: Common Stock · 10,857 shares Expires 2020-03-23 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan or denominated by Class B Common Stock issued under the Issuer's 2004 Stock Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F9 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on March 23, 2011. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherStock Option (Right to Buy) · Derivative	10,857	$0.00 Strike: $14.00	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 7 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,857 shares Expires 2020-03-23 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan or denominated by Class B Common Stock issued under the Issuer's 2004 Stock Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F9 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on March 23, 2011. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherStock Option (Right to Buy) · Derivative	16,575	$0.00 Strike: $4.26	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 6 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,575 Underlying: Common Stock · 16,575 shares Expires 2019-07-27 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan or denominated by Class B Common Stock issued under the Issuer's 2004 Stock Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F7 · derivative.exercise_date: 34,575 options were originally granted on July 28, 2009. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. F8 · derivative.expiration_date: An incorrect expiration date of July 28, 2019 was reported in the Form 4 filed on March 30, 2010. The correct expiration date is July 27, 2019. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherStock Option (Right to Buy) · Derivative	16,575	$0.00 Strike: $4.26	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 5 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 16,575 shares Expires 2019-07-27 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan or denominated by Class B Common Stock issued under the Issuer's 2004 Stock Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F7 · derivative.exercise_date: 34,575 options were originally granted on July 28, 2009. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. F8 · derivative.expiration_date: An incorrect expiration date of July 28, 2019 was reported in the Form 4 filed on March 30, 2010. The correct expiration date is July 27, 2019. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherRestricted Stock Units · Derivative	6,217	$0.00	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 4 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,217 Underlying: Common Stock · 6,217 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	OtherRestricted Stock Units · Derivative	6,217	$0.00	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · derivative · entry 3 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,217 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	ConversionCommon Stock	66,252	$0.00	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · nonDerivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:51 UTC	MAXLINEAR, INC MXL · Entity 3882	ConversionClass A Common Stock	66,252	$0.00	$0.00	Disclosure SEC source: 0001209191-17-023749 · doc4.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document
September 13, 2016 Filed Sep 15, 2016 18:59 UTC	FINISAR CORP FNSR · Entity 154739	GrantCommon Stock	7,415	$0.00	$0.00	Disclosure SEC source: 0001094739-16-000241 · wf-form4_147398035534017.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,098 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2017. Read SEC document
November 03, 2015 Filed Nov 6, 2015 01:23 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	Exercise / conversionDividend Equivalent Rights · Derivative	58.6988	$0.00	$0.00	Disclosure SEC source: 0001266824-15-000228 · edgardoc.xml · derivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108.7563 Underlying: Common Stock · 58.6988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988. F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988. F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988. Read SEC document
November 03, 2015 Filed Nov 6, 2015 01:23 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	Exercise / conversionCommon Stock	58	$0.00	$0.00	Disclosure SEC source: 0001266824-15-000228 · edgardoc.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $47.89 was also paid to the holder to settle a fractional dividend equivalent of 0.6988. Read SEC document
October 15, 2015 Filed Oct 20, 2015 00:38 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	GrantDividend Equivalent Rights · Derivative	130.124	$0.00	$0.00	Disclosure SEC source: 0001266824-15-000204 · edgardoc.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167.4551 Underlying: Common Stock · 130.124 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document
July 15, 2015 Filed Jul 16, 2015 21:52 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	GrantDividend Equivalent Rights · Derivative	133.2953	$0.00	$0.00	Disclosure SEC source: 0001266824-15-000134 · edgardoc.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037.3311 Underlying: Common Stock · 133.2953 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document
April 16, 2015 Filed Apr 20, 2015 22:32 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	GrantDividend Equivalent Rights · Derivative	106.6717	$0.00	$0.00	Disclosure SEC source: 0001266824-15-000088 · edgardoc.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904.0358 Underlying: Common Stock · 106.6717 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document
February 18, 2015 Filed Feb 19, 2015 23:28 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	6,000	$0.00 Strike: $25.79	$0.00	Disclosure SEC source: 0001266824-15-000044 · edgardoc.xml · derivative · entry 3 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,542 Underlying: Common Stock · 6,000 shares Expires 2018-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 25% one year from the grant date of 11/10/2011, and an additional 6.25% vested at the end of the three-month period on 2/10/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/10/2015. Read SEC document
February 18, 2015 Filed Feb 19, 2015 23:28 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	SaleCommon Stock	6,000	$107.50	$645,000.00	Disclosure SEC source: 0001266824-15-000044 · edgardoc.xml · nonDerivative · entry 2 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,792 Read SEC document
February 18, 2015 Filed Feb 19, 2015 23:28 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	Exercise / conversionCommon Stock	6,000	$25.79	$154,740.00	Disclosure SEC source: 0001266824-15-000044 · edgardoc.xml · nonDerivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 15, 2015 Filed Jan 21, 2015 01:46 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	GrantDividend Equivalent Rights · Derivative	79.4344	$0.00	$0.00	Disclosure SEC source: 0001266824-15-000025 · edgardoc.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797.3641 Underlying: Common Stock · 79.4344 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document
December 04, 2014 Filed Dec 5, 2014 02:00 UTC	WESTERN DIGITAL CORP WDC · Entity 1010	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	8,743	$0.00 Strike: $15.34	$0.00	Disclosure SEC source: 0001266824-14-000296 · edgardoc.xml · derivative · entry 4 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,743 shares Expires 2015-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.