Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANALOG DEVICES INCADI · Entity 591 | SVP, Human Resources | November 25, 2015 | November 30, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANALOG DEVICES INC
Report date November 25, 2015 · Filed November 30, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Comm Stock-$.16-2/3 valueSEC Table I · non-derivative | Direct | 22,542 |
Ending reported balance
After 2015-11-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2015-11-25 · Exercise / conversion · Acquired 4,655 · Balance 27,197 Row 2 · 2015-11-25 · Sale · Disposed 4,655 · Balance 22,542 F1: These shares were disposed of in multiple transactions on November 25, 2015 at actual sales prices ranging from $60.500 to $60.530 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2015-11-27 · Exercise / conversion · Acquired 11,345 · Balance 33,887 Row 4 · 2015-11-27 · Sale · Disposed 11,345 · Balance 22,542 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.02 · Expires 2016-09-28 | Direct | 27,345 |
Reported balance
After 2015-11-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2015-11-25 · Exercise / conversion · Disposed 4,655 · Balance 27,345 F2: This option vested in equal installments on the first, second and third anniversaries of the original grant date, which was September 28, 2009. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.02 · Expires 2016-09-28 | Direct | 16,000 |
Reported balance
After 2015-11-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2015-11-27 · Exercise / conversion · Disposed 11,345 · Balance 16,000 F2: This option vested in equal installments on the first, second and third anniversaries of the original grant date, which was September 28, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of in multiple transactions on November 25, 2015 at actual sales prices ranging from $60.500 to $60.530 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: This option vested in equal installments on the first, second and third anniversaries of the original grant date, which was September 28, 2009.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2009 Filed Dec 16, 2009 19:48 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024549 · doc4.xml · derivative · entry 3 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Comm Stock-$.16-2/3 value · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. F2 · derivative.exercise_date: This award shall vest in five equal installments on the first, second, third, fourth and fifth anniversaries of the grant date. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| December 15, 2009 Filed Dec 16, 2009 19:48 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 635 | $30.45 | $19,335.75 |
DisclosureSEC source: 0001225208-09-024549 · doc4.xml · nonDerivative · entry 2 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,095 Read SEC document |
| December 15, 2009 Filed Dec 16, 2009 19:48 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-024549 · doc4.xml · nonDerivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. Read SEC document |
| September 28, 2009 Filed Sep 30, 2009 20:04 UTC | ANALOG DEVICES INC ADI · Entity 591 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $32.59 | $0.00 |
DisclosureSEC source: 0001225208-09-019618 · doc4.xml · derivative · entry 2 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock-$.16-2/3 value · 40,000 shares Expires 2016-12-15 F3 · price: On September 28, 2009, the issuer cancelled, pursuant to the issuer's stockholder approved option exchange program, an option granted to the reporting person on December 15, 2006. In exchange for the cancelled option, the reporting person received an option for 32,000 shares with an exercise price of $28.02 that vests in three equal annual installments from the grant date. F2 · derivative.exercise_date: This option provides for vesting in five equal annual installments on the first five anniversaries of the grant date. Read SEC document |
| September 28, 2009 Filed Sep 30, 2009 20:04 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $28.02 | $0.00 |
DisclosureSEC source: 0001225208-09-019618 · doc4.xml · derivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Comm Stock-$.16-2/3 value · 32,000 shares Expires 2016-09-28 F1 · price: On September 28, 2009, the issuer cancelled, pursuant to the issuer?s stockholder approved option exchange program, an option granted to the reporting person on December 15, 2006. In exchange for the cancelled option, the reporting person received an option for 32,000 shares with an exercise price of $28.02 that vests in three equal annual installments from the grant date. F1 · derivative.exercise_date: On September 28, 2009, the issuer cancelled, pursuant to the issuer?s stockholder approved option exchange program, an option granted to the reporting person on December 15, 2006. In exchange for the cancelled option, the reporting person received an option for 32,000 shares with an exercise price of $28.02 that vests in three equal annual installments from the grant date. Read SEC document |
| January 05, 2009 Filed Jan 7, 2009 19:46 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $19.57 | $0.00 |
DisclosureSEC source: 0001225208-09-001015 · doc4.xml · derivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Comm Stock-$.16-2/3 value · 65,000 shares Expires 2019-01-05 F1 · derivative.exercise_date: --This is a vesting schedule. 20% vests one, two, three, four and five years from grant date. Read SEC document |
| December 15, 2008 Filed Dec 16, 2008 20:29 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019474 · doc4.xml · derivative · entry 3 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Comm Stock-$.16-2/3 value · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. F2 · derivative.exercise_date: This award shall vest in five equal installments on the first, second, third, fourth and fifth anniversaries of the grant date. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| December 15, 2008 Filed Dec 16, 2008 20:29 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 635 | $18.87 | $11,982.45 |
DisclosureSEC source: 0001225208-08-019474 · doc4.xml · nonDerivative · entry 2 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,730 Read SEC document |
| December 15, 2008 Filed Dec 16, 2008 20:29 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019474 · doc4.xml · nonDerivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. Read SEC document |
| January 03, 2008 Filed Jan 7, 2008 14:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0000006281-08-000028 · mat247.xml · derivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Comm Stock-$.16-2/3 value · 65,000 shares Expires 2018-01-03 F1 · derivative.exercise_date: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date. Read SEC document |
| December 17, 2007 Filed Jan 16, 2008 21:57 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-08-000040 · mat259.xml · derivative · entry 3 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Comm Stock-$.16-2/3 value · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. F2 · derivative.exercise_date: This award shall vest in five equal installments on the first, second, third, fourth and fifth anniversaries of the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 17, 2007 Filed Jan 16, 2008 21:57 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 635 | $31.40 | $19,939.00 |
DisclosureSEC source: 0000006281-08-000040 · mat259.xml · nonDerivative · entry 2 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365 Read SEC document |
| December 17, 2007 Filed Jan 16, 2008 21:57 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000006281-08-000040 · mat259.xml · nonDerivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 21:13 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-06-000035 · mat165.xml · derivative · entry 2 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Comm Stock-$.16-2/3 value · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of shares of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date. F3 · derivative.exercise_date: This award shall vest in five equal installments on the first, second, third, fourth and fifth anniversaries of the grant date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 21:13 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $32.59 | $0.00 |
DisclosureSEC source: 0000006281-06-000035 · mat165.xml · derivative · entry 1 Matson William R · CIK 0001380371 · VP, Worldwide Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Comm Stock-$.16-2/3 value · 40,000 shares Expires 2016-12-15 F1 · derivative.exercise_date: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.