Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Executive Vice President | December 31, 2015 | January 04, 2016 |
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | Director | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 31, 2015 · Filed January 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,202.547 |
Ending reported balance
After 2015-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-12-31 · Exercise / conversion · Acquired 22,278 · Balance 167,691.547 Row 2 · 2015-12-31 · Tax withholding · Disposed 11,489 · Balance 156,202.547 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2015-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-12-31 · Exercise / conversion · Disposed 22,278 · Balance 0 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F2: Release of restricted stock units.
MARSH & MCLENNAN COMPANIES, INC.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,951.75 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Grant · Acquired 194 · Balance 5,951.75 F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 47,553 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47,553 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2010 Filed May 7, 2010 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025130 · rrd274754.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,070 Underlying: Common Stock · 157 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 19, 2010 Filed May 7, 2010 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025130 · rrd274754.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,703.1474 Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 15:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-007501 · rrd265419.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,926 Underlying: Common Stock · 134 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 14,032 | $123.88 | $1,738,214.00 |
DisclosureSEC source: 0001181431-10-006020 · rrd264625.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,517.4251 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 32,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-006020 · rrd264625.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,549.4251 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2007-2009) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2009 Filed Nov 9, 2009 16:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050459 · rrd256619.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,801 Underlying: Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 03, 2009 Filed Nov 4, 2009 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-049898 · rrd256284.xml · derivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| November 03, 2009 Filed Nov 4, 2009 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,936 | $120.42 | $714,813.12 |
DisclosureSEC source: 0001181431-09-049898 · rrd256284.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,427.4048 Read SEC document |
| November 03, 2009 Filed Nov 4, 2009 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-049898 · rrd256284.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,363.4048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 726 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · derivative · entry 10 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 726 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 29,032 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · derivative · entry 9 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,032 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 29,032 | $120.00 | $3,483,840.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 8 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,864.6325 Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 29,032 | $103.25 | $2,997,554.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,896.6325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 726 | $103.25 | $74,959.50 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,864.6325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,138.6325 Read SEC document |
| August 14, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,158.6325 Read SEC document |
| August 14, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,178.6325 Read SEC document |
| August 14, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,188.6325 Read SEC document |
| August 14, 2009 Filed Aug 31, 2009 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-041759 · rrd251916.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,198.6325 Read SEC document |
| August 06, 2009 Filed Aug 7, 2009 17:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038429 · rrd250163.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,677 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · derivative · entry 9 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · derivative · entry 8 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158 Underlying: Common Stock · 3,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · derivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,662 | $101.79 | $169,174.98 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,120.1211 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,500 | $101.79 | $152,685.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,782.1211 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,332 | $101.79 | $135,584.28 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,282.1211 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,614.1211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,114.1211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024229 · rrd242205.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,956.1211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023343 · rrd241775.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,566 Underlying: Common Stock · 155 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 13, 2009 Filed May 7, 2009 17:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023343 · rrd241775.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,152.1211 Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007211 · rrd232460.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,411 Underlying: Common Stock · 152 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 9,527 | $92.36 | $879,913.72 |
DisclosureSEC source: 0001181431-09-006239 · rrd231808.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,918.2544 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 24,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006239 · rrd231808.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,445.2544 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · derivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,269 Underlying: Common Stock · 171 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 11, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,236.0841 Read SEC document |
| August 11, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,256.0841 Read SEC document |
| August 11, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,266.0841 Read SEC document |
| August 11, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,276.0841 Read SEC document |
| August 11, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,286.0841 Read SEC document |
| August 08, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,296.0841 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,300 | $128.43 | $295,389.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 15 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,853.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $128.42 | $154,104.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 14 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,153.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $128.41 | $64,205.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 13 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,353.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $128.40 | $166,920.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 12 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,853.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $128.39 | $12,839.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 11 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,153.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $128.38 | $51,352.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 10 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,253.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $128.37 | $128,370.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 9 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,653.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $128.36 | $38,508.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 8 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,653.1162 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $128.35 | $38,505.00 |
DisclosureSEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,953.1162 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.