Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANAHER CORP /DE/DHR · Entity 2871 | Executive Vice President | May 10, 2016 | May 10, 2016 |
| DuPont de Nemours, Inc.DD · Entity 3297 | Director | May 21, 2026 | May 28, 2026 |
| NETSCOUT SYSTEMS INCNTCT · Entity 4285 | Director | September 12, 2018 | September 14, 2018 |
| PTC INC.PTC · Entity 3317 | Director | February 11, 2026 | February 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANAHER CORP /DE/
Report date May 10, 2016 · Filed May 10, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,198 |
Reported balance
After 2016-05-10 transaction · row 1
1 source rowRow 1 · 2016-05-10 · Grant · Acquired 9,365 · Balance 113,198 F1: On February 24, 2015, the Compensation Committee of the Company's Board of Directors awarded the reporting person performance based restricted stock units. This Form 4 is being filed in connection with the determination by the Compensation Committee that the performance criteria of the award have been achieved. The award remains subject to time-based vesting provisions. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 10,073 |
Reported balance
Holding disclosure · report date 2016-05-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,073 |
Filing footnotes · ownership attribution and instrument terms
F1: On February 24, 2015, the Compensation Committee of the Company's Board of Directors awarded the reporting person performance based restricted stock units. This Form 4 is being filed in connection with the determination by the Compensation Committee that the performance criteria of the award have been achieved. The award remains subject to time-based vesting provisions.
DuPont de Nemours, Inc.
Report date May 21, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,839.1156 |
Reported balance
After 2026-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 4,030 · Balance 10,839.1156 F1: Includes acquisition of shares pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of shares pursuant to dividend reinvestment.
NETSCOUT SYSTEMS INC
Report date September 12, 2018 · Filed September 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,978 |
Reported balance
After 2018-09-12 transaction · row 1
1 source rowRow 1 · 2018-09-12 · Exercise / conversion · Acquired 4,236 · Balance 16,978 F1: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person. F2: Price is N/A. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-09-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-12 · Exercise / conversion · Disposed 4,236 · Balance 0 F2: Price is N/A. F3: Date is N/A. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.
F2: Price is N/A.
F3: Date is N/A.
PTC INC.
Report date February 11, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 410 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Exercise / conversion · Acquired 410 · Balance 410 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-11 · Exercise / conversion · Disposed 410 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2: Time-based restricted stock units granted on October 13, 2025 that vested on February 11, 2026. F4: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,703 |
Reported balance
After 2026-02-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-11 · Grant · Acquired 1,703 · Balance 1,703 F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3: Time-based restricted stock units granted on February 11, 2026 that vest on the earlier of the date of PTC's 2027 Annual Meeting of Shareholders or March 15, 2027. F4: This amount represents the total number of derivative securities beneficially owned of the class shown. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F2: Time-based restricted stock units granted on October 13, 2025 that vested on February 11, 2026.
F3: Time-based restricted stock units granted on February 11, 2026 that vest on the earlier of the date of PTC's 2027 Annual Meeting of Shareholders or March 15, 2027.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Fortive Corp
Report date June 27, 2025 · Filed July 01, 2025
Section 16 reporting ended · disclosed 2025-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Executive Deferred Incentive Program - Fortive Stock FundSEC Table II · derivative / convertible security | Direct | 152,544.927 |
Reported balance
After 2025-06-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-27 · Grant · Acquired 170.251 · Balance 152,544.927 F1: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2: The notional shares convert on a one-to-one basis. F3: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above.
F2: The notional shares convert on a one-to-one basis.
F3: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2018 Filed Nov 5, 2018 13:51 UTC | Fortive Corp FTV · Entity 3303 | SaleCommon Stock | 97,398 | $75.36 | $7,339,913.28 |
DisclosureSEC source: 0001659166-18-000264 · wf-form4_154142589819281.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,062 F1 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.510. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 13:51 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 123,298 | $12.83 | $1,581,913.34 |
DisclosureSEC source: 0001659166-18-000264 · wf-form4_154142589819281.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 22:16 UTC | Fortive Corp FTV · Entity 3303 | GiftCommon Stock | 14,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000255 · wf-form4_153929618874722.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,162 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 23:50 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 79.6 | $84.20 Strike: $0.00 | $6,702.32 |
DisclosureSEC source: 0001659166-18-000249 · wf-form4_153852418380367.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,827.331 Underlying: Common Stock · 79.6 shares Expires not disclosed F1 · security: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:16 UTC | NETSCOUT SYSTEMS INC NTCT · Entity 4285 | Exercise / conversionRestricted Stock Unit · Derivative | 4,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-024534 · doc4.xml · derivative · entry 2 LICO JAMES A · CIK 0001210231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Price is N/A. F2 · price: Price is N/A. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:16 UTC | NETSCOUT SYSTEMS INC NTCT · Entity 4285 | Exercise / conversionCommon Stock | 4,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-024534 · doc4.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person. F2 · price: Price is N/A. F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:30 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionRestricted Stock Unit · Derivative | 30,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000207 · wf-form4_153307258410583.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis. F3 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on July 30, 2013 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 92,554 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on July 29, 2016. F3 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on July 30, 2013 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 92,554 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on July 29, 2016. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:30 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 12,141 | $79.75 | $968,244.75 |
DisclosureSEC source: 0001659166-18-000207 · wf-form4_153307258410583.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,537 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:30 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 30,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-18-000207 · wf-form4_153307258410583.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| June 29, 2018 Filed Jul 10, 2018 21:51 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 86.841 | $77.11 Strike: $0.00 | $6,696.31 |
DisclosureSEC source: 0001659166-18-000179 · wf-form4_153125946954483.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,747.731 Underlying: Common Stock · 86.841 shares Expires not disclosed F1 · security: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:27 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionRestricted Stock Unit · Derivative | 11,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000143 · wf-form4_152659240972704.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,585 Underlying: Common Stock · 11,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis. F3 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on May 15, 2014 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 34,753 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on May 15, 2017. F3 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on May 15, 2014 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 34,753 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on May 15, 2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:27 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 4,559 | $76.25 | $347,623.75 |
DisclosureSEC source: 0001659166-18-000143 · wf-form4_152659240972704.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,826 Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:27 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 11,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-18-000143 · wf-form4_152659240972704.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:01 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $12.83 | $0.00 |
DisclosureSEC source: 0001659166-18-000132 · wf-form4_152538121821190.xml · derivative · entry 5 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,298 Underlying: Common Stock · 75,000 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Prior to the Separation, one-half of the stock options issued by Danaher on February 24, 2009 ("2009 Danaher Options") to the Reporting Person became exercisable on the fourth and fifth anniversary of the grant date. In connection with the Separation, such fully-vested 2009 Danaher Options that remained unexercised as of July 2, 2016 were converted into fully-vested stock options to purchase 248,298 shares of the Issuer's common stock. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:01 UTC | Fortive Corp FTV · Entity 3303 | GiftCommon Stock | 9,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000132 · wf-form4_152538121821190.xml · nonDerivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,800 Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:01 UTC | Fortive Corp FTV · Entity 3303 | SaleCommon Stock | 75,000 | $71.93 | $5,394,750.00 |
DisclosureSEC source: 0001659166-18-000132 · wf-form4_152538121821190.xml · nonDerivative · entry 3 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,442 F2 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.90 to $71.94. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:01 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 75,000 | $12.83 | $962,250.00 |
DisclosureSEC source: 0001659166-18-000132 · wf-form4_152538121821190.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:01 UTC | Fortive Corp FTV · Entity 3303 | OtherCommon Stock | 14,285.645 | $72.04 | $1,029,137.87 |
DisclosureSEC source: 0001659166-18-000132 · wf-form4_152538121821190.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 19,344.903 F1 · kind: The 401(k) plan trustee has unilaterally determined to eliminate as an investment option within the 401(k) plan the unitized Danaher stock fund holding shares of common stock of Danaher Corporation ("Danaher") that existed prior to the separation of the Issuer from Danaher on July 2, 2016 (the "Separation"). This transaction relates to the reinvestment of such proceeds into the unitized Fortive stock fund holding shares of the Issuer's common stock within the 401(k) plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 23:57 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 86.303 | $77.52 Strike: $0.00 | $6,690.21 |
DisclosureSEC source: 0001659166-18-000123 · wf-form4_152271338646768.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,660.89 Underlying: Common Stock · 86.303 shares Expires not disclosed F1 · security: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionRestricted Stock Unit · Derivative | 21,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · derivative · entry 9 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,870 Underlying: Common Stock · 21,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis. F9 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2014 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 43,741 Restricted Stock Units of the Issuer vesting in two equal annual installments beginning on February 23, 2018. F9 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2014 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 43,741 Restricted Stock Units of the Issuer vesting in two equal annual installments beginning on February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 8,604 | $77.14 | $663,712.56 |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · nonDerivative · entry 6 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,442 F6 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 21,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · nonDerivative · entry 5 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | GrantEmployee Stock Option (Right to Buy) · Derivative | 183,090 | $0.00 Strike: $76.68 | $0.00 |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · derivative · entry 8 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,090 Underlying: Common Stock · 183,090 shares Expires 2028-02-22 F8 · derivative.exercise_date: One half of the options granted vest on each of the fourth and fifth anniversary of the grant date. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 30,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · nonDerivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,175 F4 · shares: On February 22, 2018, the Committee awarded the Reporting Person Restricted Stock Units ("RSUs"). This transaction is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved. F5 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 33,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · nonDerivative · entry 3 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,965 F3 · shares: On February 23, 2017, the Committee awarded the Reporting Person Performance-Based Restricted Stock Awards ("RSAs"). This transaction is being reported in connection with the determination by the Committee on February 22, 2018 that the performance criteria of the RSAs have been achieved. The RSAs remain subject to time-based vesting provisions. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 14,542 | $76.68 | $1,115,080.56 |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,805 F2 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of PSAs. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 36,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000085 · wf-form4_151969653290812.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,347 F1 · shares: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Performance Stock Units issued by Danaher on February 24, 2015 to the Reporting Person that remained unvested as of July 2, 2016 were cancelled and replaced with Performance Stock Awards ("PSAs") of the Issuer. This transaction is being reported in connection with the determination by the Compensation Committee of the Issuer's Board of Directors (the "Committee") on February 22, 2018 that the performance criteria of the PSAs have been achieved. The shares remain subject to a two-year holding period requirement. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:11 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionRestricted Stock Unit · Derivative | 25,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000067 · wf-form4_151942748295086.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis. F3 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on February 21, 2013 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 50,833 Restricted Stock Units of the Issuer vesting in two remaining equal annual installments beginning on February 21, 2017. F3 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on February 21, 2013 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 50,833 Restricted Stock Units of the Issuer vesting in two remaining equal annual installments beginning on February 21, 2017. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:11 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 8,036 | $76.01 | $610,816.36 |
DisclosureSEC source: 0001659166-18-000067 · wf-form4_151942748295086.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,394 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:11 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 25,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-18-000067 · wf-form4_151942748295086.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 02:22 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 3,453.039 | $76.02 Strike: $0.00 | $262,500.02 |
DisclosureSEC source: 0001659166-18-000052 · wf-form4_151753812580321.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,574.587 Underlying: Common Stock · 3,453.039 shares Expires not disclosed F1 · security: Compensation deferred or contributed into the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date such compensation is credited to the EDIP Stock Fund (or the closing price for the immediately preceding business day, if such date is not a business day), which closing price is shown in Table II, Column 8. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F1 · shares: Compensation deferred or contributed into the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date such compensation is credited to the EDIP Stock Fund (or the closing price for the immediately preceding business day, if such date is not a business day), which closing price is shown in Table II, Column 8. F1 · price: Compensation deferred or contributed into the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date such compensation is credited to the EDIP Stock Fund (or the closing price for the immediately preceding business day, if such date is not a business day), which closing price is shown in Table II, Column 8. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F1 · derivative.underlying_shares: Compensation deferred or contributed into the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date such compensation is credited to the EDIP Stock Fund (or the closing price for the immediately preceding business day, if such date is not a business day), which closing price is shown in Table II, Column 8. F1 · balance_after: Compensation deferred or contributed into the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date such compensation is credited to the EDIP Stock Fund (or the closing price for the immediately preceding business day, if such date is not a business day), which closing price is shown in Table II, Column 8. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:00 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 89.043 | $72.35 Strike: $0.00 | $6,442.26 |
DisclosureSEC source: 0001659166-18-000025 · wf-form4_151493041370959.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,121.548 Underlying: Common Stock · 89.043 shares Expires not disclosed F1 · security: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 21:56 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $12.83 | $0.00 |
DisclosureSEC source: 0001659166-17-000256 · wf-form4_151017820371670.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,298 Underlying: Common Stock · 50,000 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effectuated pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Prior to the separation of the Issuer from Danaher Corporation ("Danaher") on July 2, 2016 (the "Separation"), one-half of the stock options issued by Danaher on February 24, 2009 ("2009 Danaher Options") to the Reporting Person became exercisable on the fourth and fifth anniversary of the grant date. In connection with the Separation, such fully-vested 2009 Danaher Options that remained unexercised as of July 2, 2016 were converted into fully-vested stock options to purchase 248,298 shares of the Issuer's common stock. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 21:56 UTC | Fortive Corp FTV · Entity 3303 | SaleCommon Stock | 50,000 | $73.14 | $3,657,000.00 |
DisclosureSEC source: 0001659166-17-000256 · wf-form4_151017820371670.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,014 F1 · kind: The transaction was effectuated pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.67 to $73.33. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 21:56 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 50,000 | $12.83 | $641,500.00 |
DisclosureSEC source: 0001659166-17-000256 · wf-form4_151017820371670.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effectuated pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 23:50 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 90.92 | $70.79 Strike: $0.00 | $6,436.23 |
DisclosureSEC source: 0001659166-17-000235 · wf-form4_150698818895926.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,032.509 Underlying: Common Stock · 90.92 shares Expires not disclosed F1 · security: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:16 UTC | NETSCOUT SYSTEMS INC NTCT · Entity 4285 | GrantRestricted Stock Unit · Derivative | 4,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022419 · doc4.xml · derivative · entry 3 LICO JAMES A · CIK 0001210231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,236 Underlying: Common Stock · 4,236 shares Expires not disclosed F2 · derivative.exercise_price: Price is N/A. F2 · price: Price is N/A. F4 · derivative.exercise_date: All of the Restricted Stock Units vest on the date of the Company's Annual Meeting to occur in 2018, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/19/2020. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:16 UTC | NETSCOUT SYSTEMS INC NTCT · Entity 4285 | Exercise / conversionRestricted Stock Unit · Derivative | 4,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022419 · doc4.xml · derivative · entry 2 LICO JAMES A · CIK 0001210231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Price is N/A. F2 · price: Price is N/A. F3 · derivative.expiration_date: Date is N/A. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:16 UTC | NETSCOUT SYSTEMS INC NTCT · Entity 4285 | Exercise / conversionCommon Stock | 4,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022419 · doc4.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person. F2 · price: Price is N/A. F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:40 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 32,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-17-000213 · wf-form4_150187923124016.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,014 F1 · shares: On July 5, 2016, the Compensation Committee of the Issuer's Board of Directors awarded the Reporting Person 32,275 performance-based restricted stock awards ("RSAs"). This transaction is being reported in connection with the determination by the Compensation Committee of the Issuer's Board of Directors on August 2, 2017 that the performance criteria of the RSAs have been achieved. The RSAs remain subject to time-based vesting provisions. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 21:57 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionRestricted Stock Unit · Derivative | 30,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-17-000211 · wf-form4_150153820789184.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,852 Underlying: Common Stock · 30,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis. F3 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on July 30, 2013 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 92,554 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on July 29, 2016. F3 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on July 30, 2013 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 92,554 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on July 29, 2016. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 21:57 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 12,943 | $64.47 | $834,435.21 |
DisclosureSEC source: 0001659166-17-000211 · wf-form4_150153820789184.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,739 Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 21:57 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 30,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-17-000211 · wf-form4_150153820789184.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 21:22 UTC | Fortive Corp FTV · Entity 3303 | GrantExecutive Deferred Incentive Program - Fortive Stock Fund · Derivative | 101.481 | $63.35 Strike: $0.00 | $6,428.82 |
DisclosureSEC source: 0001659166-17-000177 · wf-form4_149911694622469.xml · derivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,941.589 Underlying: Common Stock · 101.481 shares Expires not disclosed F1 · security: The reported securities are notional dividend accruals on phantom shares in the Fortive stock fund (the "EDIP Stock Fund") under Fortive's Executive Deferred Incentive Program (the "EDIP"). The number of phantom shares accrued as a result of such notional dividend accruals is based on the closing price of the Issuer's common stock as reported on the NYSE on the date such dividend accruals are credited to the EDIP Stock Fund, which is the price shown in Table II, Column 8 above. F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F3 · derivative.exercise_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. F3 · derivative.expiration_date: The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person will vest in all contributions to the EDIP Stock Fund by the Issuer as follows: 100% upon the earlier of the Reporting Person's death, or upon retirement following at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in each case in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in the Issuer's common stock. Read SEC document |
| May 15, 2017 Filed May 17, 2017 11:44 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionRestricted Stock Unit · Derivative | 11,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-17-000138 · wf-form4_149502144517613.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 Underlying: Common Stock · 11,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis. F3 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on May 15, 2014 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 34,753 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on May 15, 2017. F3 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher Corporation ("Danaher"), Restricted Stock Units issued by Danaher on May 15, 2014 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 34,753 Restricted Stock Units of the Issuer vesting in three remaining equal annual installments beginning on May 15, 2017. Read SEC document |
| May 15, 2017 Filed May 17, 2017 11:44 UTC | Fortive Corp FTV · Entity 3303 | Tax withholdingCommon Stock | 4,860 | $62.22 | $302,389.20 |
DisclosureSEC source: 0001659166-17-000138 · wf-form4_149502144517613.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,830 Read SEC document |
| May 15, 2017 Filed May 17, 2017 11:44 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 11,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659166-17-000138 · wf-form4_149502144517613.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis. Read SEC document |
| May 01, 2017 Filed May 2, 2017 22:30 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 111,994 | $0.00 Strike: $18.42 | $0.00 |
DisclosureSEC source: 0001659166-17-000125 · wf-form4_149376420821630.xml · derivative · entry 4 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,994 shares Expires 2018-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Prior to the separation of the Issuer from Danaher Corporation ("Danaher") on July 2, 2016 (the "Separation"), one-half of the stock options issued by Danaher on February 20, 2008 ("2008 Danaher Options") to the Reporting Person became exercisable on the fourth and fifth anniversary of the grant date. In connection with the Separation, such fully-vested 2008 Danaher Options that remained unexercised as of July 2, 2016 were converted into fully-vested stock options to purchase 111,994 shares of the Issuer's common stock. Read SEC document |
| May 01, 2017 Filed May 2, 2017 22:30 UTC | Fortive Corp FTV · Entity 3303 | SaleCommon Stock | 131,994 | $62.34 | $8,228,769.95 |
DisclosureSEC source: 0001659166-17-000125 · wf-form4_149376420821630.xml · nonDerivative · entry 2 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,107 F1 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.11 to $63.04. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 01, 2017 Filed May 2, 2017 22:30 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 111,994 | $18.42 | $2,062,929.48 |
DisclosureSEC source: 0001659166-17-000125 · wf-form4_149376420821630.xml · nonDerivative · entry 1 LICO JAMES A · CIK 0001210231 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.