Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Exec. VP & CAO | June 08, 2016 | June 08, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date June 08, 2016 · Filed June 08, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 154,629 |
Ending reported balance
After 2016-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-06-08 · Exercise / conversion · Acquired 24,000 · Balance 178,629 Row 2 · 2016-06-08 · Sale · Disposed 24,000 · Balance 154,629 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $20.95, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.85 · Expires 2017-01-01 | Direct | 0 |
Reported balance
After 2016-06-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-06-08 · Exercise / conversion · Disposed 24,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $20.95, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2003 Filed Oct 28, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 40,000 | $11.00 | $440,000.00 |
DisclosureSEC source: 0000024741-03-000290 · c0001206153d20031028f4s1f.xml · nonDerivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,270.23 Read SEC document |
| October 21, 2003 Filed Oct 22, 2003 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 293.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000277 · c0001206153d20031022f4f.xml · derivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,976.76 Underlying: Common Stock · 293.75 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| September 23, 2003 Filed Sep 24, 2003 15:35 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 332.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000212 · c0001206153d20030924f4f.xml · derivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,683.01 Underlying: Common Stock · 332.98 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 25, 2003 Filed Aug 26, 2003 13:48 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 30,000 | $8.06 | $241,800.00 |
DisclosureSEC source: 0000024741-03-000174 · primary_doc.xml · nonDerivative · entry 2 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,270.232 Read SEC document |
| August 25, 2003 Filed Aug 26, 2003 13:48 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 60,000 | $8.05 | $483,000.00 |
DisclosureSEC source: 0000024741-03-000174 · primary_doc.xml · nonDerivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,270.232 Read SEC document |
| August 25, 2003 Filed Sep 16, 2003 20:15 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 30,000 | $8.06 | $241,800.00 |
DisclosureSEC source: 0000024741-03-000193 · primary_doc.xml · nonDerivative · entry 2 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,270.232 F1 · balance_after: Form 4 filed 8/26/03 for 8/25/03 sale transaction correctly showed Code S in Item 3 and reduced amount of securities in Item 5. This Form 4/A only corrects and changes Item 4 Code from "A" to "D". Read SEC document |
| August 25, 2003 Filed Sep 16, 2003 20:15 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 60,000 | $8.05 | $483,000.00 |
DisclosureSEC source: 0000024741-03-000193 · primary_doc.xml · nonDerivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,270.232 F1 · balance_after: Form 4 filed 8/26/03 for 8/25/03 sale transaction correctly showed Code S in Item 3 and reduced amount of securities in Item 5. This Form 4/A only corrects and changes Item 4 Code from "A" to "D". Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 19:33 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 396.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000167 · c0001206153d20030820f4f.xml · derivative · entry 20 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,350.03 Underlying: Common Stock · 396.62 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 15:57 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 384.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000138 · c0001206153d20030724f4f.xml · derivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,953.41 Underlying: Common Stock · 384.77 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 18:16 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 400.34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000075 · c0001206153d20030619f4f.xml · derivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400.34 Underlying: Common Stock · 400.34 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 25, 2003 19:38 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 400.34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000082 · primary_doc.xml · derivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,568.64 Underlying: Common Stock · 400.34 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F2 · balance_after: Amendment corrects total aggregate number beneficially owned following reported transaction (item 9). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.