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GREGG KIRK P

Disclosed activity across 1 company

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16300
SEC CIK
0001206153

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Exec. VP & CAOJune 08, 2016June 08, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date June 08, 2016 · Filed June 08, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect154,629 Ending reported balance After 2016-06-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2016-06-08 · Exercise / conversion · Acquired 24,000 · Balance 178,629

Row 2 · 2016-06-08 · Sale · Disposed 24,000 · Balance 154,629

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $20.95, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.85 · Expires 2017-01-01Direct0 Reported balance After 2016-06-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-06-08 · Exercise / conversion · Disposed 24,000 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $20.95, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2014 Filed Apr 2, 2014 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 12,008 $0.00 Strike: $20.82 $0.00
Disclosure

SEC source: 0001127602-14-013492 · form4.xml · derivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,008

Underlying: Common Stock · 12,008 shares

Expires 2024-03-29

F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 31, 2014 Filed Apr 2, 2014 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 24,015 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-013492 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,015

Underlying: Common Stock · 24,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.

Read SEC document
February 24, 2014 Filed Feb 26, 2014 21:06 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 34,100.63 $19.31 $658,483.17
Disclosure

SEC source: 0001127602-14-008631 · form4.xml · derivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,100.63 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1 conversion of phantom stock units.

F3 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan.

F4 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the terms of Corning's Supplemental Investment Plan and would have been settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the terms of Corning's Supplemental Investment Plan and would have been settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 24, 2014 Filed Feb 26, 2014 21:06 UTC CORNING INC /NY GLW · Entity 2883 OtherCommon Stock 9,426.51 $19.31 $182,025.91
Disclosure

SEC source: 0001127602-14-008631 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee U/employee Benefit Plan

Disclosed balance after: 0

F1 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan into another fund within the Plan.

Read SEC document
February 19, 2014 Filed Feb 19, 2014 21:04 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 12,618 $19.05 $240,403.18
Disclosure

SEC source: 0001127602-14-007087 · form4.xml · nonDerivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,112

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.08 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 14, 2014 Filed Feb 19, 2014 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 26,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-007087 · form4.xml · derivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee.

F3 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee.

Read SEC document
February 14, 2014 Filed Feb 19, 2014 21:04 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 13,437 $19.11 $256,781.07
Disclosure

SEC source: 0001127602-14-007087 · form4.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,730

Read SEC document
February 14, 2014 Filed Feb 19, 2014 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 26,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-007087 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
February 10, 2014 Filed Feb 12, 2014 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 62,000 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001127602-14-005889 · form4.xml · derivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,000 shares

Expires 2018-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2014 Filed Feb 12, 2014 21:18 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 62,000 $18.36 $1,138,127.80
Disclosure

SEC source: 0001127602-14-005889 · form4.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,112

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.30 to $18.42 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 10, 2014 Filed Feb 12, 2014 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 62,000 $8.67 $537,540.00
Disclosure

SEC source: 0001127602-14-005889 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2013 Filed Nov 5, 2013 21:11 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-030631 · form4.xml · nonDerivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,112

Read SEC document
November 01, 2013 Filed Nov 5, 2013 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 39,500 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0001127602-13-030631 · form4.xml · derivative · entry 5

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,500 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2013 Filed Nov 5, 2013 21:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 23,800 $17.09 $406,658.70
Disclosure

SEC source: 0001127602-13-030631 · form4.xml · nonDerivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,862

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $17.10 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 01, 2013 Filed Nov 5, 2013 21:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 15,700 $17.10 $268,480.99
Disclosure

SEC source: 0001127602-13-030631 · form4.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,662

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.125 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 01, 2013 Filed Nov 5, 2013 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 39,500 $12.79 $505,205.00
Disclosure

SEC source: 0001127602-13-030631 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2013 Filed Jun 4, 2013 20:07 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 30,982 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001127602-13-019320 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,982

Underlying: Common Stock · 30,982 shares

Expires 2023-05-30

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
April 30, 2013 Filed May 2, 2013 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 32,841 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001127602-13-015221 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,841

Underlying: Common Stock · 32,841 shares

Expires 2023-04-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 28, 2013 Filed Apr 1, 2013 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 35,723 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001127602-13-012505 · form4.xml · derivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,723

Underlying: Common Stock · 35,723 shares

Expires 2023-03-27

F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 28, 2013 Filed Apr 1, 2013 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 37,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-012505 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,509

Underlying: Common Stock · 37,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016.

Read SEC document
February 15, 2013 Filed Feb 20, 2013 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 29,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-007009 · form4.xml · derivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee.

Read SEC document
February 15, 2013 Filed Feb 20, 2013 21:04 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 15,214 $12.79 $194,587.06
Disclosure

SEC source: 0001127602-13-007009 · form4.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,862

Read SEC document
February 15, 2013 Filed Feb 20, 2013 21:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 29,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-007009 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
November 20, 2012 Filed Nov 21, 2012 21:03 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-031821 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,576

Read SEC document
March 01, 2012 Filed Mar 2, 2012 22:06 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 32,125 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-12-009328 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125

Underlying: Common Stock · 32,125 shares

Expires 2022-02-28

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 168,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-003970 · form4.xml · derivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock.

F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock.

F3 · derivative.expiration_date: Earned Performance Share Units awarded February 3, 2010, remained restricted until February 1, 2012, when they vested and converted into GLW common stock per terms of December 2008 Agreement approved by Compensation Committee.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:14 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 32,300 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-12-003970 · form4.xml · derivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,300

Underlying: Common Stock · 32,300 shares

Expires 2022-01-31

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:14 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 70,111 $12.90 $904,431.90
Disclosure

SEC source: 0001127602-12-003970 · form4.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,629

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 168,740 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-003970 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 21:08 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 38,344 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-001131 · form4.xml · derivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,344

Underlying: Common Stock · 38,344 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 21:08 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 31,953 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001127602-12-001131 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,953

Underlying: Common Stock · 31,953 shares

Expires 2022-01-02

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 01, 2011 Filed Mar 2, 2011 21:05 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 16,812 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001127602-11-008446 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,812

Underlying: Common Stock · 16,812 shares

Expires 2021-02-28

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 1, 2012.

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 5,962 $0.00 Strike: $16.78 $0.00
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · derivative · entry 9

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,962 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 5,959 $0.00 Strike: $16.78 $0.00
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · derivative · entry 8

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,959 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 75,544 $0.00 Strike: $16.78 $0.00
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · derivative · entry 7

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,962

Underlying: Common Stock · 75,544 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 87,465 $22.70 $1,985,621.68
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · nonDerivative · entry 6

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.67 to $22.73 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 5,962 $16.78 $100,042.36
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · nonDerivative · entry 5

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 5,959 $16.78 $99,992.02
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · nonDerivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 75,544 $16.78 $1,267,628.32
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · nonDerivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 4,322 $22.67 $97,979.74
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Read SEC document
February 07, 2011 Filed Feb 9, 2011 22:12 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-004658 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,322

Read SEC document
February 01, 2011 Filed Feb 2, 2011 22:14 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 16,323 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0001127602-11-003533 · form4.xml · derivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,323

Underlying: Common Stock · 16,323 shares

Expires 2021-01-31

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 1, 2012.

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February 01, 2011 Filed Feb 2, 2011 22:14 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 2,558 $22.69 $58,041.02
Disclosure

SEC source: 0001127602-11-003533 · form4.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,322

Read SEC document
January 03, 2011 Filed Jan 5, 2011 22:24 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 26,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-001095 · form4.xml · derivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

Underlying: Common Stock · 26,055 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014.

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January 03, 2011 Filed Jan 5, 2011 22:24 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 19,300 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-11-001095 · form4.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,300

Underlying: Common Stock · 19,300 shares

Expires 2021-01-02

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 3, 2012.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:38 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 31,000 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001127602-10-027134 · form4.xml · derivative · entry 8

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 31,000 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:38 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 31,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001127602-10-027134 · form4.xml · derivative · entry 7

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 31,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:38 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 62,000 $18.20 $1,128,685.20
Disclosure

SEC source: 0001127602-10-027134 · form4.xml · nonDerivative · entry 5

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,880

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.14 to $18.26, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:38 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 31,000 $10.25 $317,750.00
Disclosure

SEC source: 0001127602-10-027134 · form4.xml · nonDerivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:38 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 31,000 $10.05 $311,550.00
Disclosure

SEC source: 0001127602-10-027134 · form4.xml · nonDerivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.