Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 08, 2016 | November 09, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 08, 2016 · Filed November 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,554 |
Reported balance
After 2016-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-08 · Grant · Acquired 131 · Balance 14,554 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2013 Filed Feb 19, 2013 20:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 627 | $200.74 | $125,863.98 |
DisclosureSEC source: 0001181431-13-010487 · rrd370660.xml · nonDerivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,314.8187 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 723 | $200.73 | $145,127.79 |
DisclosureSEC source: 0001181431-13-010487 · rrd370660.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,941.8187 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,333 | $200.72 | $267,559.76 |
DisclosureSEC source: 0001181431-13-010487 · rrd370660.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,664.8187 Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 16:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007463 · rrd369353.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,104 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,777 | $204.58 | $1,795,598.66 |
DisclosureSEC source: 0001181431-13-006591 · rrd368694.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,985.6921 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 18,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006591 · rrd368694.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,762.6921 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 21:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,979 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-000949 · rrd365648.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,979 Underlying: Common Stock · 7,979 shares Expires not disclosed F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $190.59 | $38,118.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 12 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,354.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $190.57 | $76,228.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 11 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,554.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $190.56 | $19,056.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 10 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,954.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $190.55 | $19,055.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 9 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,054.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 916 | $190.54 | $174,534.64 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 8 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,154.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $190.51 | $133,357.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 7 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,070.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 332 | $190.50 | $63,246.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 6 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,770.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $190.49 | $19,049.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 5 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,102.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $190.48 | $19,048.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 4 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,202.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $190.46 | $95,230.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,302.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $190.45 | $19,045.00 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,802.8011 Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,469 | $190.44 | $851,083.51 |
DisclosureSEC source: 0001181431-12-060423 · rrd361357.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,902.8011 Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057545 · rrd359921.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,049 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 29,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-048722 · rrd355201.xml · derivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 13,419 | $195.01 | $2,616,772.10 |
DisclosureSEC source: 0001181431-12-048722 · rrd355201.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,359.6344 Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 29,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-048722 · rrd355201.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,778.6344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044558 · rrd352993.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,993 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028738 · rrd344623.xml · derivative · entry 4 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,936 Underlying: Common Stock · 55 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028738 · rrd344623.xml · derivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 754 | $201.38 | $151,840.52 |
DisclosureSEC source: 0001181431-12-028738 · rrd344623.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,638.98 Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028738 · rrd344623.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,392.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 50 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007119 · rrd333496.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,886 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,797 | $193.61 | $928,747.17 |
DisclosureSEC source: 0001181431-12-005664 · rrd332452.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,604.2865 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 11,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-005664 · rrd332452.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,401.2865 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2009-2011) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 15, 2011 Filed Dec 16, 2011 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-060797 · rrd328413.xml · derivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 15, 2011 Filed Dec 16, 2011 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 14,444 | $189.05 | $2,730,638.20 |
DisclosureSEC source: 0001181431-11-060797 · rrd328413.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,845.6314 Read SEC document |
| December 15, 2011 Filed Dec 16, 2011 19:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-060797 · rrd328413.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,289.6314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2011 Filed Nov 9, 2011 19:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055546 · rrd325454.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,840 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044550 · rrd319504.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,796 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $184.90 | $18,490.00 |
DisclosureSEC source: 0001181431-11-042283 · rrd318358.xml · nonDerivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,018.6107 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $184.90 | $295,833.28 |
DisclosureSEC source: 0001181431-11-042283 · rrd318358.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,118.6107 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,300 | $184.89 | $425,247.00 |
DisclosureSEC source: 0001181431-11-042283 · rrd318358.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,718.6107 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,106 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028438 · rrd310993.xml · derivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 974 | $169.21 | $164,810.54 |
DisclosureSEC source: 0001181431-11-028438 · rrd310993.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,018.3025 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028438 · rrd310993.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,992.3025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028438 · rrd310993.xml · derivative · entry 4 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,736 Underlying: Common Stock · 57 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 50 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008486 · rrd300580.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,681 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,074 | $162.98 | $338,020.52 |
DisclosureSEC source: 0001181431-11-006761 · rrd299574.xml · nonDerivative · entry 2 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,703.9512 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 5,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006761 · rrd299574.xml · nonDerivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,777.9512 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054310 · rrd290501.xml · derivative · entry 1 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,635 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 02, 2010 Filed Nov 3, 2010 18:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $144.07 | $28,814.00 |
DisclosureSEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 5 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,023.441 Read SEC document |
| November 02, 2010 Filed Nov 3, 2010 18:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $144.06 | $216,090.00 |
DisclosureSEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 4 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,223.441 Read SEC document |
| November 02, 2010 Filed Nov 3, 2010 18:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $144.05 | $28,810.00 |
DisclosureSEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 3 LeBlanc Robert J. · CIK 0001481602 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,723.441 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.