Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Parker-Hannifin CorpPH · Entity 2887 | Vice President | November 09, 2016 | November 14, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Parker-Hannifin Corp
Report date November 09, 2016 · Filed November 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,444 |
Ending reported balance
After 2016-11-09 transaction · row 7
6 source rows · reconciled sequenceRow 2 · 2016-11-09 · Exercise / conversion · Acquired 7,245 · Balance 41,289 Row 3 · 2016-11-09 · Exercise / conversion · Acquired 8,780 · Balance 50,069 Row 4 · 2016-11-09 · Exercise / conversion · Acquired 13,750 · Balance 63,819 Row 5 · 2016-11-09 · Tax withholding · Disposed 24,449 · Balance 39,370 Row 6 · 2016-11-09 · Sale · Disposed 5,326 · Balance 34,044 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 131.821 to 131.860, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4. Row 7 · 2016-11-09 · Sale · Disposed 7,600 · Balance 26,444 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $121.10 · Expires 2017-08-14 | Direct | 0 |
Reported balance
After 2016-11-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-11-09 · Exercise / conversion · Disposed 7,245 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $100.01 · Expires 2019-08-11 | Direct | 0 |
Reported balance
After 2016-11-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-11-09 · Exercise / conversion · Disposed 8,780 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $62.35 · Expires 2020-08-10 | Direct | 0 |
Reported balance
After 2016-11-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-11-09 · Exercise / conversion · Disposed 13,750 · Balance 0 F2: The SAR vests in three equal annual installments beginning 8/11/2011. |
| Common StockSEC Table I · non-derivative | IndirectParker Retirement Savings Plan | 11,703.709 |
Reported balance
Holding disclosure · report date 2016-11-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,703.709 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 131.821 to 131.860, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4.
F2: The SAR vests in three equal annual installments beginning 8/11/2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | Exercise / conversionOption to Buy · Derivative | 2,400 | $0.00 Strike: $35.94 | $0.00 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · derivative · entry 8 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2010-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted under the Corporation's 1993 Stock Incentive Program in a transaction exempt under Rule 16b-3. F3 · derivative.exercise_date: The option vested in two equal installments on 8/9/2001 and 8/9/2002. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | Exercise / conversionOption to Buy · Derivative | 1,510 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · derivative · entry 7 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,510 shares Expires 2009-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Granted under the Corporation's 1993 Stock Incentive Program in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: The option vested in two equal installments on 8/11/2000 and 8/11/2001. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | SaleCommon Stock | 2,700 | $79.24 | $213,948.00 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · nonDerivative · entry 6 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864 Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | SaleCommon Stock | 577 | $79.31 | $45,761.87 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · nonDerivative · entry 5 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564 Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | Tax withholdingCommon Stock | 633 | $79.50 | $50,323.50 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · nonDerivative · entry 4 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,141 Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | Exercise / conversionCommon Stock | 2,400 | $35.94 | $86,250.00 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · nonDerivative · entry 3 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 15:03 UTC | Parker-Hannifin Corp PH · Entity 2887 | Exercise / conversionCommon Stock | 1,510 | $45.00 | $67,950.00 |
DisclosureSEC source: 0000076334-06-000030 · edgar.xml · nonDerivative · entry 2 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 19:52 UTC | Parker-Hannifin Corp PH · Entity 2887 | GrantOption to buy with tandem stock appreciation right · Derivative | 8,000 | $0.00 Strike: $65.65 | $0.00 |
DisclosureSEC source: 0000076334-05-000059 · edgar.xml · derivative · entry 3 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2015-08-09 F3 · price: Granted under the Corporation's 2003 Stock Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: The option with tandem SAR vests in three equal installments on 8/10/2006, 8/10/2007 and 8/10/2008. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 19:52 UTC | Parker-Hannifin Corp PH · Entity 2887 | GrantCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0000076334-05-000059 · edgar.xml · nonDerivative · entry 1 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864 F1 · kind: Award of restricted stock under the Corporation's 2003 Stock Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Award of restricted stock under the Corporation's 2003 Stock Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 08, 2005 Filed Jun 9, 2005 16:58 UTC | Parker-Hannifin Corp PH · Entity 2887 | OtherCommon Stock | 3,239.14 | $61.97 | $200,729.51 |
DisclosureSEC source: 0000076334-05-000016 · edgar.xml · nonDerivative · entry 2 Serbin Daniel S · CIK 0001323031 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · Parker Retirement Savings Plan Disclosed balance after: 3,494.54 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.