Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 15, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 15, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,853.2077 |
Ending reported balance
After 2016-11-15 transaction · row 25
25 source rows · reconciled sequenceRow 1 · 2016-11-15 · Exercise / conversion · Acquired 7,866 · Balance 54,719.2077 Row 2 · 2016-11-15 · Sale · Disposed 500 · Balance 54,219.2077 Row 3 · 2016-11-15 · Sale · Disposed 850 · Balance 53,369.2077 Row 4 · 2016-11-15 · Sale · Disposed 2,280 · Balance 51,089.2077 Row 5 · 2016-11-15 · Sale · Disposed 510 · Balance 50,579.2077 Row 6 · 2016-11-15 · Sale · Disposed 601 · Balance 49,978.2077 Row 7 · 2016-11-15 · Sale · Disposed 600 · Balance 49,378.2077 Row 8 · 2016-11-15 · Sale · Disposed 380 · Balance 48,998.2077 Row 9 · 2016-11-15 · Sale · Disposed 6,012 · Balance 42,986.2077 Row 10 · 2016-11-15 · Sale · Disposed 100 · Balance 42,886.2077 Row 11 · 2016-11-15 · Sale · Disposed 110 · Balance 42,776.2077 Row 12 · 2016-11-15 · Sale · Disposed 887 · Balance 41,889.2077 Row 13 · 2016-11-15 · Sale · Disposed 1,360 · Balance 40,529.2077 Row 14 · 2016-11-15 · Sale · Disposed 308 · Balance 40,221.2077 Row 15 · 2016-11-15 · Sale · Disposed 358 · Balance 39,863.2077 Row 16 · 2016-11-15 · Sale · Disposed 563 · Balance 39,300.2077 Row 17 · 2016-11-15 · Sale · Disposed 200 · Balance 39,100.2077 Row 18 · 2016-11-15 · Sale · Disposed 737 · Balance 38,363.2077 Row 19 · 2016-11-15 · Sale · Disposed 418 · Balance 37,945.2077 Row 20 · 2016-11-15 · Sale · Disposed 400 · Balance 37,545.2077 Row 21 · 2016-11-15 · Sale · Disposed 198 · Balance 37,347.2077 Row 22 · 2016-11-15 · Sale · Disposed 500 · Balance 36,847.2077 Row 23 · 2016-11-15 · Sale · Disposed 300 · Balance 36,547.2077 Row 24 · 2016-11-15 · Sale · Disposed 1,594 · Balance 34,953.2077 Row 25 · 2016-11-15 · Sale · Disposed 100 · Balance 34,853.2077 |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.80 · Expires 2017-05-07 | Direct | 0 |
Reported balance
After 2016-11-15 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-11-15 · Exercise / conversion · Disposed 7,866 · Balance 0 F1: This grant vested in one installment on the date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant vested in one installment on the date shown above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $124.12 | $186,180.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 15 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,700.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $124.12 | $136,532.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 14 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $124.11 | $186,165.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 13 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,300.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $124.11 | $173,754.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 12 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $124.11 | $12,410.50 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 11 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,200.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,500 | $124.10 | $434,350.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 10 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,300.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $124.10 | $148,920.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,800.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $124.10 | $49,638.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,438 | $124.09 | $550,711.42 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,400.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $124.09 | $86,863.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,838.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,038 | $124.08 | $128,795.04 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,538.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $124.08 | $62,040.00 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,576.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 327 | $124.07 | $40,570.89 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,076.7372 Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 13,876 | $88.96 | $1,234,339.58 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,403.7372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2008 Filed May 12, 2008 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,124 | $88.96 | $99,985.42 |
DisclosureSEC source: 0001181431-08-030401 · rrd206328.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,527.7372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · derivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,211 Underlying: Common Stock · 2,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · derivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · derivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,010 Underlying: Common Stock · 7,010 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 973 | $124.46 | $121,099.58 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,403.7372 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 910 | $124.46 | $113,258.60 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,376.7372 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,286.7372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030283 · rrd206146.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,036.7372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 18:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029751 · rrd205886.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,791 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 25, 2008 Filed Feb 26, 2008 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 11,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-013612 · rrd196974.xml · derivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 25, 2008 Filed Feb 26, 2008 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,741 | $108.89 | $516,223.79 |
DisclosureSEC source: 0001181431-08-013612 · rrd196974.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,929.6325 Read SEC document |
| February 25, 2008 Filed Feb 26, 2008 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 11,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-013612 · rrd196974.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,670.6325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2008 Filed Feb 7, 2008 19:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-008296 · rrd194241.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,778 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,367 | $107.65 | $254,807.55 |
DisclosureSEC source: 0001181431-08-007389 · rrd193476.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,173.3609 Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 7,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-007389 · rrd193476.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,540.3609 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2005 - 2007) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 27, 2007 Filed Dec 28, 2007 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-077912 · rrd185080.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 14, 2007 Filed Dec 17, 2007 15:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075803 · rrd182722.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 15:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-072513 · rrd180454.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,752 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 15, 2007 Filed Nov 16, 2007 16:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-069887 · rrd178957.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 22:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-067704 · rrd177762.xml · derivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,741 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 05, 2007 Filed Nov 8, 2007 22:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-067704 · rrd177762.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,533.5627 Read SEC document |
| October 31, 2007 Filed Nov 1, 2007 15:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065271 · rrd176779.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,724 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 15, 2007 Filed Oct 16, 2007 14:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-062262 · rrd175233.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,720 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 28, 2007 Filed Oct 1, 2007 16:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-059422 · rrd173701.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,716 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 14, 2007 Filed Sep 17, 2007 14:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-057615 · rrd172648.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,712 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2007 Filed Sep 4, 2007 21:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-055649 · rrd171396.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,707 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 15, 2007 Filed Aug 16, 2007 19:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000898430-07-002889 · rrd169823.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,704 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2007 Filed Aug 9, 2007 17:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051168 · rrd168887.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,684 Underlying: Common Stock · 19 shares Expires not disclosed F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 6,316 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,316 Underlying: Common Stock · 6,316 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,105 of these units on 05/08/2008, for 2,105 of these units on 05/08/2009, and for the remaining 2,106 of these units on 05/08/2010. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 7,866 | $0.00 Strike: $102.80 | $0.00 |
DisclosureSEC source: 0001181431-07-031238 · rrd157979.xml · derivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,866 Underlying: Common Stock · 7,866 shares Expires 2017-05-07 F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 973 | $102.80 | $100,024.40 |
DisclosureSEC source: 0001181431-07-031238 · rrd157979.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,268.081 Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031238 · rrd157979.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,241.081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2007 Filed May 2, 2007 23:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,304 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-07-029108 · rrd156703.xml · derivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,304 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 01, 2007 Filed May 2, 2007 23:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 22,046 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-07-029108 · rrd156703.xml · derivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,046 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.