Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 15, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 15, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,853.2077 |
Ending reported balance
After 2016-11-15 transaction · row 25
25 source rows · reconciled sequenceRow 1 · 2016-11-15 · Exercise / conversion · Acquired 7,866 · Balance 54,719.2077 Row 2 · 2016-11-15 · Sale · Disposed 500 · Balance 54,219.2077 Row 3 · 2016-11-15 · Sale · Disposed 850 · Balance 53,369.2077 Row 4 · 2016-11-15 · Sale · Disposed 2,280 · Balance 51,089.2077 Row 5 · 2016-11-15 · Sale · Disposed 510 · Balance 50,579.2077 Row 6 · 2016-11-15 · Sale · Disposed 601 · Balance 49,978.2077 Row 7 · 2016-11-15 · Sale · Disposed 600 · Balance 49,378.2077 Row 8 · 2016-11-15 · Sale · Disposed 380 · Balance 48,998.2077 Row 9 · 2016-11-15 · Sale · Disposed 6,012 · Balance 42,986.2077 Row 10 · 2016-11-15 · Sale · Disposed 100 · Balance 42,886.2077 Row 11 · 2016-11-15 · Sale · Disposed 110 · Balance 42,776.2077 Row 12 · 2016-11-15 · Sale · Disposed 887 · Balance 41,889.2077 Row 13 · 2016-11-15 · Sale · Disposed 1,360 · Balance 40,529.2077 Row 14 · 2016-11-15 · Sale · Disposed 308 · Balance 40,221.2077 Row 15 · 2016-11-15 · Sale · Disposed 358 · Balance 39,863.2077 Row 16 · 2016-11-15 · Sale · Disposed 563 · Balance 39,300.2077 Row 17 · 2016-11-15 · Sale · Disposed 200 · Balance 39,100.2077 Row 18 · 2016-11-15 · Sale · Disposed 737 · Balance 38,363.2077 Row 19 · 2016-11-15 · Sale · Disposed 418 · Balance 37,945.2077 Row 20 · 2016-11-15 · Sale · Disposed 400 · Balance 37,545.2077 Row 21 · 2016-11-15 · Sale · Disposed 198 · Balance 37,347.2077 Row 22 · 2016-11-15 · Sale · Disposed 500 · Balance 36,847.2077 Row 23 · 2016-11-15 · Sale · Disposed 300 · Balance 36,547.2077 Row 24 · 2016-11-15 · Sale · Disposed 1,594 · Balance 34,953.2077 Row 25 · 2016-11-15 · Sale · Disposed 100 · Balance 34,853.2077 |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.80 · Expires 2017-05-07 | Direct | 0 |
Reported balance
After 2016-11-15 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-11-15 · Exercise / conversion · Disposed 7,866 · Balance 0 F1: This grant vested in one installment on the date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant vested in one installment on the date shown above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2011 Filed Apr 28, 2011 18:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 25 | $170.18 | $4,254.50 |
DisclosureSEC source: 0001181431-11-025781 · rrd309630.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,589.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.35 | $17,035.00 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 16 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,040.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $170.33 | $68,132.00 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 15 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,140.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.32 | $17,032.00 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 14 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,540.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $170.32 | $51,094.50 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 13 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,640.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.31 | $17,030.50 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 12 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,940.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.30 | $17,029.50 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 11 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,040.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 206 | $170.29 | $35,079.74 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 10 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,140.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $170.29 | $51,085.50 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,346.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.28 | $17,028.25 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,646.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $170.28 | $85,140.00 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,746.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.28 | $17,027.50 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,246.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $170.27 | $119,189.00 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,346.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 144 | $170.27 | $24,518.81 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,046.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $170.26 | $68,104.00 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,190.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 605 | $170.26 | $103,004.28 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,590.8734 Read SEC document |
| April 27, 2011 Filed Apr 28, 2011 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 607 | $170.25 | $103,341.75 |
DisclosureSEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,195.8734 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008494 · rrd300584.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,032 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,614 | $162.98 | $1,403,909.72 |
DisclosureSEC source: 0001181431-11-006768 · rrd299578.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,476.4108 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 20,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006768 · rrd299578.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,090.4108 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054317 · rrd290505.xml · derivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,014 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 04, 2010 Filed Nov 9, 2010 19:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054317 · rrd290505.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809.5638 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 27,639 | $0.00 Strike: $78.13 | $0.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · derivative · entry 18 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,639 shares Expires 2013-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $141.40 | $28,280.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 17 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,505.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,999 | $141.39 | $282,638.61 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 16 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,705.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $141.38 | $240,346.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 15 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,704.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,708 | $141.37 | $382,829.96 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 14 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,404.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 799 | $141.36 | $112,946.64 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 13 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,112.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $141.35 | $113,080.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 12 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,911.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $141.34 | $84,804.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 11 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,711.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $141.33 | $183,729.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 10 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,311.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,506 | $141.32 | $636,787.92 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,611.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,788 | $141.31 | $1,100,522.28 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,117.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $141.30 | $254,340.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,905.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,400 | $141.29 | $621,676.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,705.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,181 | $141.28 | $308,131.68 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,105.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,658 | $141.27 | $658,035.66 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,286.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,900 | $141.26 | $268,394.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,944.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $141.25 | $42,375.00 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,844.924 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 27,639 | $78.13 | $2,159,435.07 |
DisclosureSEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,144.924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2010 Filed Aug 9, 2010 16:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040934 · rrd283320.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,994 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · derivative · entry 23 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 29,443 | $0.00 Strike: $97.59 | $0.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · derivative · entry 22 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,443 shares Expires 2012-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 22,445 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · derivative · entry 21 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,445 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $132.61 | $53,044.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · nonDerivative · entry 20 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,402.3399 Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $132.60 | $79,560.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · nonDerivative · entry 19 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,802.3399 Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $132.59 | $106,072.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · nonDerivative · entry 18 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,402.3399 Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,000 | $132.58 | $928,060.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · nonDerivative · entry 17 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,202.3399 Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $132.57 | $119,313.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · nonDerivative · entry 16 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,202.3399 Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $132.56 | $198,840.00 |
DisclosureSEC source: 0001181431-10-026956 · rrd275804.xml · nonDerivative · entry 15 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,102.3399 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.