Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 15, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 15, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,853.2077 |
Ending reported balance
After 2016-11-15 transaction · row 25
25 source rows · reconciled sequenceRow 1 · 2016-11-15 · Exercise / conversion · Acquired 7,866 · Balance 54,719.2077 Row 2 · 2016-11-15 · Sale · Disposed 500 · Balance 54,219.2077 Row 3 · 2016-11-15 · Sale · Disposed 850 · Balance 53,369.2077 Row 4 · 2016-11-15 · Sale · Disposed 2,280 · Balance 51,089.2077 Row 5 · 2016-11-15 · Sale · Disposed 510 · Balance 50,579.2077 Row 6 · 2016-11-15 · Sale · Disposed 601 · Balance 49,978.2077 Row 7 · 2016-11-15 · Sale · Disposed 600 · Balance 49,378.2077 Row 8 · 2016-11-15 · Sale · Disposed 380 · Balance 48,998.2077 Row 9 · 2016-11-15 · Sale · Disposed 6,012 · Balance 42,986.2077 Row 10 · 2016-11-15 · Sale · Disposed 100 · Balance 42,886.2077 Row 11 · 2016-11-15 · Sale · Disposed 110 · Balance 42,776.2077 Row 12 · 2016-11-15 · Sale · Disposed 887 · Balance 41,889.2077 Row 13 · 2016-11-15 · Sale · Disposed 1,360 · Balance 40,529.2077 Row 14 · 2016-11-15 · Sale · Disposed 308 · Balance 40,221.2077 Row 15 · 2016-11-15 · Sale · Disposed 358 · Balance 39,863.2077 Row 16 · 2016-11-15 · Sale · Disposed 563 · Balance 39,300.2077 Row 17 · 2016-11-15 · Sale · Disposed 200 · Balance 39,100.2077 Row 18 · 2016-11-15 · Sale · Disposed 737 · Balance 38,363.2077 Row 19 · 2016-11-15 · Sale · Disposed 418 · Balance 37,945.2077 Row 20 · 2016-11-15 · Sale · Disposed 400 · Balance 37,545.2077 Row 21 · 2016-11-15 · Sale · Disposed 198 · Balance 37,347.2077 Row 22 · 2016-11-15 · Sale · Disposed 500 · Balance 36,847.2077 Row 23 · 2016-11-15 · Sale · Disposed 300 · Balance 36,547.2077 Row 24 · 2016-11-15 · Sale · Disposed 1,594 · Balance 34,953.2077 Row 25 · 2016-11-15 · Sale · Disposed 100 · Balance 34,853.2077 |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.80 · Expires 2017-05-07 | Direct | 0 |
Reported balance
After 2016-11-15 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-11-15 · Exercise / conversion · Disposed 7,866 · Balance 0 F1: This grant vested in one installment on the date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant vested in one installment on the date shown above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2005 Filed Aug 9, 2005 16:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-045456 · rrd88735.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 06, 2005 Filed May 9, 2005 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-026595 · rrd78168.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 21:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-019799 · rrd74206.xml · derivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772 Underlying: Common Stock · 212 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 21:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 706 | $91.38 Strike: $0.00 | $64,514.28 |
DisclosureSEC source: 0001181431-05-019799 · rrd74206.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Common Stock · 706 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 08, 2005 Filed Mar 10, 2005 19:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 3,780 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-05-015840 · rrd71964.xml · derivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,780 Underlying: Common Stock · 3,780 shares Expires 2015-03-07 F2 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| March 08, 2005 Filed Mar 10, 2005 19:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 28,462 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-05-015840 · rrd71964.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,462 Underlying: Common Stock · 28,462 shares Expires 2015-03-07 F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 08, 2005 Filed Feb 9, 2005 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-008097 · rrd67938.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 963 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006760 · rrd66951.xml · derivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,281 | $93.70 | $120,029.70 |
DisclosureSEC source: 0001181431-05-006760 · rrd66951.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,119.0462 Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 3,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006760 · rrd66951.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,400.0462 F1 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 334 | $93.70 | $31,295.80 |
DisclosureSEC source: 0001181431-05-006760 · rrd66951.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,822.0462 Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006760 · rrd66951.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,156.0462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2004 Filed Jan 3, 2005 16:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-000065 · rrd63080.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-059219 · rrd61659.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 17:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-055713 · rrd59659.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 15, 2004 Filed Nov 16, 2004 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-053163 · rrd58162.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-051415 · rrd57364.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · derivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834 Underlying: Common Stock · 5 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,191.7076 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 650 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · derivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: Common Stock · 650 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,001 | $88.90 | $88,988.90 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,366.7076 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,200 | $89.89 | $197,758.00 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,367.7076 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $89.86 | $152,762.00 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,567.7076 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 650 | $51.16 | $33,250.75 |
DisclosureSEC source: 0001181431-04-049854 · rrd56132.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,267.7076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2004 Filed Oct 25, 2004 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-048613 · rrd55578.xml · derivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| October 22, 2004 Filed Oct 25, 2004 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,599 | $87.87 | $228,374.13 |
DisclosureSEC source: 0001181431-04-048613 · rrd55578.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,617.7605 Read SEC document |
| October 22, 2004 Filed Oct 25, 2004 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-048613 · rrd55578.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,216.7605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2004 Filed Oct 18, 2004 19:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-047894 · rrd54995.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-045792 · rrd53850.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2004 Filed Sep 16, 2004 16:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-044021 · rrd52774.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2004 Filed Sep 1, 2004 18:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-042487 · rrd51931.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 13, 2004 Filed Aug 16, 2004 15:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-040248 · rrd50531.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 06, 2004 Filed Aug 9, 2004 18:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-039423 · rrd50079.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 30, 2004 Filed Aug 2, 2004 21:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-038101 · rrd49377.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 15, 2004 Filed Jul 16, 2004 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-035662 · rrd48121.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 16:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-033277 · rrd46901.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2004 Filed Jun 16, 2004 15:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-030966 · rrd45499.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 28, 2004 Filed Jun 1, 2004 15:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-028570 · rrd44164.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 14, 2004 Filed May 17, 2004 17:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-026291 · rrd42732.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 06, 2004 Filed May 7, 2004 18:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-024821 · rrd41871.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| April 30, 2004 Filed May 3, 2004 15:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-023576 · rrd41151.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| April 15, 2004 Filed Apr 16, 2004 16:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-020946 · rrd39703.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2004 Filed Apr 1, 2004 17:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-018470 · rrd38253.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 15, 2004 Filed Mar 16, 2004 19:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-015816 · rrd36821.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 24, 2004 Filed Feb 26, 2004 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 31,494 | $0.00 Strike: $105.96 | $0.00 |
DisclosureSEC source: 0001181431-04-012173 · rrd34610.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,494 Underlying: Common Stock · 31,494 shares Expires 2014-02-23 F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 06, 2004 Filed Feb 9, 2004 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-007442 · rrd32051.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2004 Filed Feb 2, 2004 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-005625 · rrd31045.xml · derivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 01, 2004 Filed Feb 2, 2004 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 1,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-005625 · rrd31045.xml · derivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053 Underlying: Common Stock · 1,053 shares Expires not disclosed F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006. F1 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006. F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006. F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on February 1, 2006. Read SEC document |
| February 01, 2004 Filed Feb 2, 2004 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 524 | $98.64 | $51,687.36 |
DisclosureSEC source: 0001181431-04-005625 · rrd31045.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,712.19 Read SEC document |
| February 01, 2004 Filed Feb 2, 2004 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-005625 · rrd31045.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,236.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.