Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VICOR CORPvicr · Entity 1442 | Director | November 07, 2018 | November 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VICOR CORP
Report date November 07, 2018 · Filed November 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,257 |
Ending reported balance
After 2018-11-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-07 · Exercise / conversion · Acquired 727 · Balance 2,984 Row 2 · 2018-11-07 · Sale · Disposed 727 · Balance 2,257 |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2024-10-23 | Direct | 17,667 |
Reported balance
After 2018-11-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-07 · Exercise / conversion · Disposed 727 · Balance 17,667 F1: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 13:59 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 2,486 | $8.05 | $20,012.30 |
DisclosureSEC source: 0001111770-17-000001 · primary_doc.xml · nonDerivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 13:59 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 5,541 | $18.00 | $99,758.50 |
DisclosureSEC source: 0001111770-17-000001 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| May 01, 2017 Filed May 3, 2017 13:59 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,541 | $7.34 | $40,670.94 |
DisclosureSEC source: 0001111770-17-000001 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:10 UTC | VICOR CORP VICR · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 1,091 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111770-16-000008 · primary_doc.xml · derivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,805 Underlying: Common Stock · 1,091 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:10 UTC | VICOR CORP VICR · Entity 1442 | SaleCommon Stock | 1,091 | $15.80 | $17,237.80 |
DisclosureSEC source: 0001111770-16-000008 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:10 UTC | VICOR CORP VICR · Entity 1442 | Exercise / conversionCommon Stock | 1,091 | $7.34 | $8,007.94 |
DisclosureSEC source: 0001111770-16-000008 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 16:30 UTC | VICOR CORP VICR · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 1,909 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111770-16-000007 · primary_doc.xml · derivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,896 Underlying: Common Stock · 1,909 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 16:30 UTC | VICOR CORP VICR · Entity 1442 | SaleCommon Stock | 1,909 | $15.64 | $29,855.81 |
DisclosureSEC source: 0001111770-16-000007 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 16:30 UTC | VICOR CORP VICR · Entity 1442 | Exercise / conversionCommon Stock | 1,909 | $7.34 | $14,012.06 |
DisclosureSEC source: 0001111770-16-000007 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 18:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 3,370 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111770-16-000006 · primary_doc.xml · derivative · entry 6 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,805 Underlying: Common Stock · 3,370 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 18:37 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 3,370 | $15.40 | $51,908.11 |
DisclosureSEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 4 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 18:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 3,370 | $7.34 | $24,735.80 |
DisclosureSEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 18:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 126 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111770-16-000006 · primary_doc.xml · derivative · entry 5 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,175 Underlying: Common Stock · 126 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 18:37 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 126 | $15.50 | $1,953.00 |
DisclosureSEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 18:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 126 | $7.34 | $924.84 |
DisclosureSEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:18 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 3,201 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111770-16-000005 · primary_doc.xml · derivative · entry 6 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,301 Underlying: Common Stock · 3,201 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:18 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 3,201 | $15.71 | $50,281.31 |
DisclosureSEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 4 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:18 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 3,201 | $7.34 | $23,495.34 |
DisclosureSEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:18 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 303 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111770-16-000005 · primary_doc.xml · derivative · entry 5 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,502 Underlying: Common Stock · 303 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:18 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 303 | $15.85 | $4,802.55 |
DisclosureSEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:18 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 303 | $7.34 | $2,224.02 |
DisclosureSEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:06 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 6,279 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001111770-16-000004 · primary_doc.xml · derivative · entry 6 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,805 Underlying: Common Stock · 6,279 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:06 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 8,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001111770-16-000004 · primary_doc.xml · derivative · entry 5 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,084 Underlying: Common Stock · 8,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:06 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 6,279 | $13.95 | $87,578.24 |
DisclosureSEC source: 0001111770-16-000004 · primary_doc.xml · nonDerivative · entry 4 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:06 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 6,279 | $6.29 | $39,494.91 |
DisclosureSEC source: 0001111770-16-000004 · primary_doc.xml · nonDerivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:06 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 8,000 | $13.83 | $110,620.00 |
DisclosureSEC source: 0001111770-16-000004 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:06 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 8,000 | $6.29 | $50,320.00 |
DisclosureSEC source: 0001111770-16-000004 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 14:28 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001111770-16-000003 · primary_doc.xml · derivative · entry 3 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,084 Underlying: Common Stock · 10,000 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 14:28 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 10,000 | $12.78 | $127,808.00 |
DisclosureSEC source: 0001111770-16-000003 · primary_doc.xml · nonDerivative · entry 2 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 14:28 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 10,000 | $5.35 | $53,500.00 |
DisclosureSEC source: 0001111770-16-000003 · primary_doc.xml · nonDerivative · entry 1 KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.