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KELLEHER BARRY

Disclosed activity across 1 company

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162524
SEC CIK
0001111770

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPvicr · Entity 1442DirectorNovember 07, 2018November 09, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date November 07, 2018 · Filed November 09, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,257 Ending reported balance After 2018-11-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-11-07 · Exercise / conversion · Acquired 727 · Balance 2,984

Row 2 · 2018-11-07 · Sale · Disposed 727 · Balance 2,257

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2024-10-23Direct17,667 Reported balance After 2018-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-07 · Exercise / conversion · Disposed 727 · Balance 17,667

F1: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Filing footnotes · ownership attribution and instrument terms

F1: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2018 Filed Nov 9, 2018 14:21 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 727 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000005 · primary_doc.xml · derivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

Underlying: Common Stock · 727 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 14:21 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 727 $40.30 $29,298.10
Disclosure

SEC source: 0001111770-18-000005 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
November 07, 2018 Filed Nov 9, 2018 14:21 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 727 $11.42 $8,302.34
Disclosure

SEC source: 0001111770-18-000005 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 18:20 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,540 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000004 · primary_doc.xml · derivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,394

Underlying: Common Stock · 2,540 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 18:20 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,540 $40.29 $102,341.93
Disclosure

SEC source: 0001111770-18-000004 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
November 02, 2018 Filed Nov 6, 2018 18:20 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,540 $11.42 $29,006.80
Disclosure

SEC source: 0001111770-18-000004 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 17:20 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000003 · primary_doc.xml · derivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,934

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 17:20 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 5,000 $39.53 $197,668.00
Disclosure

SEC source: 0001111770-18-000003 · primary_doc.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
November 01, 2018 Filed Nov 2, 2018 17:20 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $11.42 $57,100.00
Disclosure

SEC source: 0001111770-18-000003 · primary_doc.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 17:20 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 5,000 $39.60 $197,995.50
Disclosure

SEC source: 0001111770-18-000003 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
November 01, 2018 Filed Nov 2, 2018 17:20 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $11.42 $57,100.00
Disclosure

SEC source: 0001111770-18-000003 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 745 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · derivative · entry 12

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Common Stock · 745 shares

Expires 2025-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 943 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · derivative · entry 11

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,827

Underlying: Common Stock · 943 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 517 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · derivative · entry 10

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067

Underlying: Common Stock · 517 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,242 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · derivative · entry 9

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Stock · 1,242 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 745 $58.80 $43,809.28
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 8

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 745 $13.42 $9,997.90
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 7

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 943 $58.80 $55,452.55
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 6

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 943 $10.61 $10,005.23
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 517 $58.80 $30,401.87
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 517 $19.35 $10,003.95
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,242 $58.80 $73,035.06
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:28 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 1,242 $8.05 $9,998.10
Disclosure

SEC source: 0000899243-18-021343 · doc4.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:09 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 7,137 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000899243-18-020803 · doc4.xml · derivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,137 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:09 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 7,137 $60.33 $430,598.05
Disclosure

SEC source: 0000899243-18-020803 · doc4.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:09 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 7,137 $6.29 $44,891.73
Disclosure

SEC source: 0000899243-18-020803 · doc4.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 14:17 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,061 $0.00 Strike: $47.15 $0.00
Disclosure

SEC source: 0000899243-18-017114 · doc4.xml · derivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Underlying: Common Stock · 1,061 shares

Expires 2028-06-15

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 17, 2018 Filed May 17, 2018 18:19 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 200 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001111770-18-000002 · primary_doc.xml · derivative · entry 6

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,144

Underlying: Common Stock · 200 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 17, 2018 Filed May 17, 2018 18:19 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 200 $39.00 $7,800.00
Disclosure

SEC source: 0001111770-18-000002 · primary_doc.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
May 17, 2018 Filed May 17, 2018 18:19 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 200 $5.35 $1,070.00
Disclosure

SEC source: 0001111770-18-000002 · primary_doc.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 18:19 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 4,800 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001111770-18-000002 · primary_doc.xml · derivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,344

Underlying: Common Stock · 4,800 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 16, 2018 Filed May 17, 2018 18:19 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 4,800 $39.15 $187,907.52
Disclosure

SEC source: 0001111770-18-000002 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
May 16, 2018 Filed May 17, 2018 18:19 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,800 $5.35 $25,680.00
Disclosure

SEC source: 0001111770-18-000002 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 4,727 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 15

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,144

Underlying: Common Stock · 4,727 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,491 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 14

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871

Underlying: Common Stock · 1,491 shares

Expires 2025-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 13

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,362

Underlying: Common Stock · 6,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 12

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,362

Underlying: Common Stock · 5,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 11

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,362

Underlying: Common Stock · 5,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 4,727 $36.74 $173,686.52
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 10

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 4,727 $11.42 $53,982.34
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 9

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,491 $36.74 $54,784.56
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 8

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,491 $13.42 $20,009.22
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 7

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 6,000 $36.72 $220,318.20
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 6

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

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April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 6,000 $11.42 $68,520.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 5,000 $36.76 $183,777.50
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

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April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $11.42 $57,100.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 5,000 $36.70 $183,505.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

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April 26, 2018 Filed Apr 30, 2018 18:07 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 5,000 $11.42 $57,100.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 28, 2017 Filed Nov 29, 2017 18:21 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 4,500 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-17-000011 · primary_doc.xml · derivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,362

Underlying: Common Stock · 4,500 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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November 28, 2017 Filed Nov 29, 2017 18:21 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 4,500 $22.88 $102,969.00
Disclosure

SEC source: 0001111770-17-000011 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.