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Guttman Tim G.

Disclosed activity across 1 company

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162492
SEC CIK
0001542466

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cencora, Inc.ABC · Entity 2994Chief Financial OfficerNovember 09, 2018November 13, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cencora, Inc.

Report date November 09, 2018 · Filed November 13, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,504.5646 Ending reported balance After 2018-11-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-11-09 · Exercise / conversion · Acquired 4,072 · Balance 55,275.5646

F1: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Row 2 · 2018-11-09 · Tax withholding · Disposed 1,771 · Balance 53,504.5646

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-11-11Direct0 Reported balance After 2018-11-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-09 · Exercise / conversion · Disposed 4,072 · Balance 0

F1: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Filing footnotes · ownership attribution and instrument terms

F1: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2018 Filed Jan 4, 2018 21:03 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-18-001075 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,435.876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · derivative · entry 6

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,450

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,517

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC Cencora, Inc. ABC · Entity 2994 SaleCommon Stock 5,800 $85.73 $497,234.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635.876

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,435.876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC Cencora, Inc. ABC · Entity 2994 SaleCommon Stock 5,800 $85.73 $497,234.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635.876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,435.876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:44 UTC Cencora, Inc. ABC · Entity 2994 Tax withholdingCommon Stock 4,992 $82.75 $413,088.00
Disclosure

SEC source: 0001127602-17-032840 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635.876

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:44 UTC Cencora, Inc. ABC · Entity 2994 GrantCommon Stock 10,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032840 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,627.876

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:03 UTC Cencora, Inc. ABC · Entity 2994 GrantRestricted Stock Units · Derivative 6,449 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032606 · form4.xml · derivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,449

Underlying: Common Stock · 6,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F3 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:03 UTC Cencora, Inc. ABC · Entity 2994 GrantNon-qualified Stock Option (Right to Buy) · Derivative 52,966 $0.00 Strike: $77.53 $0.00
Disclosure

SEC source: 0001127602-17-032606 · form4.xml · derivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,966

Underlying: Common Stock · 52,966 shares

Expires 2024-11-15

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/15/18, 11/15/19, 11/15/20 and 11/15/21

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:09 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionRestricted Stock Units · Derivative 4,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-031947 · form4.xml · derivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,509 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F1 · price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:09 UTC Cencora, Inc. ABC · Entity 2994 Tax withholdingCommon Stock 2,079 $75.00 $155,925.00
Disclosure

SEC source: 0001127602-17-031947 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,798.876

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:09 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 4,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-031947 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,877.876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · derivative · entry 6

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,250

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,317

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC Cencora, Inc. ABC · Entity 2994 SaleCommon Stock 5,800 $75.00 $435,000.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,368.876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · balance_after: Balance reflects approximately 7,843 shares of common stock inadvertently omitted from the reporting party's Form 3 report filed on February 17, 2012

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC Cencora, Inc. ABC · Entity 2994 SaleCommon Stock 5,800 $73.55 $426,590.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,525.8758

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,050

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · derivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,125.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · balance_after: Reflects the July 7, 2017 acquisition of 264.465 shares under the Employee Stock Purchase Plan, which is exempt under Rule 16b-3(c) and Rule 16b-3(d), and is being voluntarily reported earlier than required

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC Cencora, Inc. ABC · Entity 2994 SaleCommon Stock 11,600 $82.78 $960,248.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,525.8758

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,850

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · derivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,917

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC Cencora, Inc. ABC · Entity 2994 SaleCommon Stock 11,600 $79.47 $921,852.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,261.4108

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,861.4108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC Cencora, Inc. ABC · Entity 2994 Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061.4108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · balance_after: Reflects the July 7, 2017 acquisition of 264.465 shares under the Employee Stock Purchase Plan, which is exempt under Rule 16b-3(c) and Rule 16b-3(d), and is being voluntarily reported earlier than required

Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:53 UTC Cencora, Inc. ABC · Entity 2994 GrantCommon Stock 14,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-067032 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,261.4108

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:53 UTC Cencora, Inc. ABC · Entity 2994 GrantRestricted Stock Units · Derivative 6,613 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067032 · form4.xml · derivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,613

Underlying: Common Stock · 6,613 shares

Expires 2023-11-09

F3 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:53 UTC Cencora, Inc. ABC · Entity 2994 GrantNon-qualified Stock Option (Right to Buy) · Derivative 73,801 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-16-067032 · form4.xml · derivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,801

Underlying: Common Stock · 73,801 shares

Expires 2023-11-09

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.