person · Reporting owner

GROSS PATRICK W

Disclosed activity across 5 companies

Tapewire entity: 16231
SEC CIK: 0001184343

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CAPITAL ONE FINANCIAL CORPCOF · Entity 547	Director	February 10, 2017	February 14, 2017
PERDOCEO EDUCATION CorpPRDO · Entity 4488	Director	May 21, 2026	May 26, 2026
WASTE MANAGEMENT INCWM · Entity 2932	Director	January 15, 2020	January 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date February 10, 2017 · Filed February 14, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	47,839	Ending reported balance After 2017-02-10 transaction · row 6 6 source rows · reconciled sequence Row 1 · 2017-02-10 · Exercise / conversion · Acquired 4,098 · Balance 51,937 Row 2 · 2017-02-10 · Exercise / conversion · Acquired 10,205 · Balance 62,142 Row 3 · 2017-02-10 · Exercise / conversion · Acquired 8,795 · Balance 70,937 Row 4 · 2017-02-10 · Exercise / conversion · Acquired 8,851 · Balance 79,788 Row 5 · 2017-02-10 · Exercise / conversion · Acquired 9,111 · Balance 88,899 Row 6 · 2017-02-10 · Sale · Disposed 41,060 · Balance 47,839 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.40 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $74.72 · Expires 2017-04-25	Direct	0	Reported balance After 2017-02-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-02-10 · Exercise / conversion · Disposed 4,098 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $47.29 · Expires 2018-04-23	Direct	0	Reported balance After 2017-02-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-02-10 · Exercise / conversion · Disposed 10,205 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2019-04-22	Direct	0	Reported balance After 2017-02-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-02-10 · Exercise / conversion · Disposed 8,795 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $53.03 · Expires 2021-05-10	Direct	0	Reported balance After 2017-02-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-02-10 · Exercise / conversion · Disposed 8,851 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $54.07 · Expires 2022-05-07	Direct	0	Reported balance After 2017-02-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-02-10 · Exercise / conversion · Disposed 9,111 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.40 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.

PERDOCEO EDUCATION Corp

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	118,957	Reported balance After 2026-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-05-21 · Grant · Acquired 3,987 · Balance 118,957 F1: Time-based restricted stock units granted pursuant to Issuer's 2026 Long-Term Incentive Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2027. F2: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 5,155 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Time-based restricted stock units granted pursuant to Issuer's 2026 Long-Term Incentive Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2027.

F2: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 5,155 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

WASTE MANAGEMENT INC

Report date January 15, 2020 · Filed January 17, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	25,230	Reported balance After 2020-01-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-01-15 · Grant · Acquired 654 · Balance 25,230 F1: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.
Common StockSEC Table I · non-derivative	Direct	24,942	Reported balance After 2020-01-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2020-01-17 · Sale · Disposed 288 · Balance 24,942 F2: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.

F2: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIQUIDITY SERVICES INC

Report date February 01, 2023 · Filed February 03, 2023

Section 16 reporting ended · disclosed 2023-02-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	99,100	Reported balance After 2023-02-01 transaction · row 1 1 source row Row 1 · 2023-02-01 · Exercise / conversion · Acquired 7,613 · Balance 99,100 F1: Represents the vesting of restricted stock units.
Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2023-02-01	Direct	0	Reported balance After 2023-02-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2023-02-01 · Exercise / conversion · Disposed 7,613 · Balance 0 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1: Represents the vesting of restricted stock units. F3: 100% of this restricted stock unit grant vested on February 1, 2023.
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $40.11 · Expires 2023-06-03	Direct	5,954	Reported balance Holding disclosure · report date 2023-02-01 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 5,954
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-02-03	Direct	20,061	Reported balance Holding disclosure · report date 2023-02-01 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 20,061
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.84 · Expires 2025-03-04	Direct	39,103	Reported balance Holding disclosure · report date 2023-02-01 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 39,103
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2026-02-01	Direct	84,896	Reported balance Holding disclosure · report date 2023-02-01 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 84,896
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $5.32 · Expires 2030-02-01	Direct	20,939	Reported balance Holding disclosure · report date 2023-02-01 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 20,939
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.48 · Expires 2031-02-01	Direct	7,451	Reported balance Holding disclosure · report date 2023-02-01 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 7,451
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $19.21 · Expires 2032-02-01	Direct	1,767	Reported balance Holding disclosure · report date 2023-02-01 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 1,767

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of restricted stock units.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: 100% of this restricted stock unit grant vested on February 1, 2023.

ROSETTA STONE INC

Report date October 15, 2020 · Filed October 16, 2020

Section 16 reporting ended · disclosed 2020-10-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2020-10-15 transaction · row 1 1 source row Row 1 · 2020-10-15 · Disposition to issuer · Disposed 2,658 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00.
Common StockSEC Table I · non-derivative	IndirectShares held by wife	Reported balance After 2020-10-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-10-15 · Disposition to issuer · Disposed 73,501 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F2: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust.
Common StockSEC Table I · non-derivative	IndirectShares held by the Stephanie Gross Trust	Reported balance After 2020-10-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-10-15 · Disposition to issuer · Disposed 32,368 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F2: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2020-10-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-10-15 · Disposition to issuer · Disposed 85,833 · Balance 0 F3: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock. F4: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.66 · Expires 2021-05-26	Direct	Reported balance After 2020-10-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-10-15 · Disposition to issuer · Disposed 3,787 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.78 · Expires 2022-05-23	Direct	Reported balance After 2020-10-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-10-15 · Disposition to issuer · Disposed 6,150 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.85 · Expires 2023-05-23	Direct	Reported balance After 2020-10-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-10-15 · Disposition to issuer · Disposed 4,496 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.42 · Expires 2024-05-20	Direct	Reported balance After 2020-10-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2020-10-15 · Disposition to issuer · Disposed 9,571 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.50 · Expires 2025-06-12	Direct	Reported balance After 2020-10-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-10-15 · Disposition to issuer · Disposed 27,966 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.70 · Expires 2026-05-19	Direct	Reported balance After 2020-10-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2020-10-15 · Disposition to issuer · Disposed 14,451 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2027-05-19	Direct	Reported balance After 2020-10-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-10-15 · Disposition to issuer · Disposed 9,766 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2028-06-18	Direct	Reported balance After 2020-10-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-10-15 · Disposition to issuer · Disposed 7,364 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.66 · Expires 2029-05-20	Direct	Reported balance After 2020-10-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2020-10-15 · Disposition to issuer · Disposed 5,076 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.11 · Expires 2030-06-11	Direct	Reported balance After 2020-10-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2020-10-15 · Disposition to issuer · Disposed 7,278 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00.

F2: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust.

F3: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 30, 2015 Filed May 4, 2015 21:08 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,103	$0.00	$0.00	Disclosure SEC source: 0001225208-15-011019 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,399 F1 · security: Restricted stock units which vest in their entirety on April 30, 2016 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document
May 14, 2014 Filed May 15, 2014 20:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	10,000	$0.00 Strike: $16.93	$0.00	Disclosure SEC source: 0001225208-14-013080 · doc4.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 Underlying: Common Stock · 10,000 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 14, 2014 Filed May 15, 2014 20:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	10,000	$77.28	$772,800.00	Disclosure SEC source: 0001225208-14-013080 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,296 Read SEC document
May 14, 2014 Filed May 15, 2014 20:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	10,000	$16.93	$169,300.00	Disclosure SEC source: 0001225208-14-013080 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 01, 2014 Filed May 5, 2014 21:16 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,281	$0.00	$0.00	Disclosure SEC source: 0001225208-14-012137 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,296 F1 · security: Restricted stock units which vest in their entirety on May 1, 2015 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document
May 02, 2013 Filed May 6, 2013 21:15 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,922	$0.00	$0.00	Disclosure SEC source: 0001225208-13-011459 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,015 F1 · security: Restricted Stock Units which vest in their entirety on May 2, 2014. Read SEC document
May 08, 2012 Filed May 10, 2012 20:53 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	9,111	$0.00 Strike: $54.07	$0.00	Disclosure SEC source: 0001225208-12-011845 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,111 Underlying: Common Stock · 9,111 shares Expires 2022-05-07 Read SEC document
May 08, 2012 Filed May 10, 2012 20:53 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,145	$0.00	$0.00	Disclosure SEC source: 0001225208-12-011845 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,093 F1 · security: Restricted Stock Units which vest in their entirety on May 8, 2013. Read SEC document
March 19, 2012 Filed Mar 20, 2012 21:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	29,008	$0.00 Strike: $31.77	$0.00	Disclosure SEC source: 0001225208-12-008095 · doc4.xml · derivative · entry 6 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,008 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document
March 19, 2012 Filed Mar 20, 2012 21:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	29,008	$55.00	$1,595,440.00	Disclosure SEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 4 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document
March 19, 2012 Filed Mar 20, 2012 21:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	29,008	$31.77	$921,439.12	Disclosure SEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document
March 16, 2012 Filed Mar 20, 2012 21:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	992	$0.00 Strike: $31.77	$0.00	Disclosure SEC source: 0001225208-12-008095 · doc4.xml · derivative · entry 5 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,008 Underlying: Common Stock · 992 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document
March 16, 2012 Filed Mar 20, 2012 21:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	992	$55.00	$54,560.00	Disclosure SEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document
March 16, 2012 Filed Mar 20, 2012 21:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	992	$31.77	$31,510.88	Disclosure SEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document
March 09, 2012 Filed Mar 13, 2012 21:19 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	30,000	$0.00 Strike: $31.77	$0.00	Disclosure SEC source: 0001225208-12-007458 · doc4.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document
March 09, 2012 Filed Mar 13, 2012 21:19 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	30,000	$50.00	$1,500,000.00	Disclosure SEC source: 0001225208-12-007458 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document
March 09, 2012 Filed Mar 13, 2012 21:19 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	30,000	$31.77	$952,950.00	Disclosure SEC source: 0001225208-12-007458 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document
May 11, 2011 Filed May 13, 2011 20:29 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	8,851	$0.00 Strike: $53.03	$0.00	Disclosure SEC source: 0001225208-11-014281 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,851 Underlying: Common Stock · 8,851 shares Expires 2021-05-10 Read SEC document
May 11, 2011 Filed May 13, 2011 20:29 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,206	$0.00	$0.00	Disclosure SEC source: 0001225208-11-014281 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,789	$0.00	$0.00	Disclosure SEC source: 0001225208-10-011733 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,742 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	18,795	$0.00 Strike: $16.93	$0.00	Disclosure SEC source: 0001225208-09-010843 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,795 Underlying: Common Stock · 18,795 shares Expires 2019-04-22 Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	10,042	$0.00	$0.00	Disclosure SEC source: 0001225208-09-010843 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,953 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 Read SEC document
April 24, 2008 Filed Apr 28, 2008 22:11 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	10,205	$0.00 Strike: $47.29	$0.00	Disclosure SEC source: 0001225208-08-007191 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,205 Underlying: Common Stock · 10,205 shares Expires 2018-04-23 Read SEC document
April 24, 2008 Filed Apr 28, 2008 22:11 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,596	$0.00	$0.00	Disclosure SEC source: 0001225208-08-007191 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,911 F1 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	21,000	$33.89 Strike: $33.89	$711,593.40	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · derivative · entry 7 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2008-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	6,000	$46.83	$280,980.00	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · nonDerivative · entry 6 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2007, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	5,000	$47.50	$237,500.00	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · nonDerivative · entry 5 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,315 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2007, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	5,000	$47.40	$237,000.00	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · nonDerivative · entry 4 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,315 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2007, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	3,900	$47.65	$185,835.00	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · nonDerivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,315 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2007, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,100	$47.68	$52,448.00	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,215 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2007, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document
April 21, 2008 Filed Apr 23, 2008 23:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	21,000	$33.89	$711,593.40	Disclosure SEC source: 0001225208-08-006957 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2007, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document
April 26, 2007 Filed Apr 30, 2007 22:45 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantDirector Stock Option (Right to Buy) · Derivative	4,098	$0.00 Strike: $74.72	$0.00	Disclosure SEC source: 0001181431-07-028164 · rrd156226.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 4,098 shares Expires 2017-04-25 Read SEC document
April 26, 2007 Filed Apr 30, 2007 22:45 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,276	$0.00	$0.00	Disclosure SEC source: 0001181431-07-028164 · rrd156226.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 F1 · security: Restricted Stock Units which vest in their entirety on April 26, 2008. Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:19 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionDirector Stock Option (Right to Buy) · Derivative	21,000	$11.52 Strike: $11.52	$241,920.00	Disclosure SEC source: 0000927628-07-000007 · gro945.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2007-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:19 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	21,000	$80.00	$1,680,000.00	Disclosure SEC source: 0000927628-07-000007 · gro945.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,039 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:19 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	21,000	$11.52	$241,920.00	Disclosure SEC source: 0000927628-07-000007 · gro945.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
May 31, 2006 Filed Jun 2, 2006 20:32 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantDirector Stock Option (Right to Buy) · Derivative	4,600	$0.00 Strike: $82.62	$0.00	Disclosure SEC source: 0000927628-06-000052 · gro905.xml · derivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 4,600 shares Expires 2016-05-30 Read SEC document
May 01, 2006 Filed May 3, 2006 22:21 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,000	$0.00	$0.00	Disclosure SEC source: 0000927628-06-000046 · gro887.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,039 F1 · security: Restricted Stock Units which vest in their entirety on May 1, 2007. Read SEC document
November 16, 2005 Filed Nov 16, 2005 22:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionDirector Stock Option (Right to Buy) · Derivative	21,000	$0.00 Strike: $8.88	$0.00	Disclosure SEC source: 0000927628-05-000100 · gro716.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2006-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became 100% exercisable on April 18, 1997, the first anniversary of the date of grant. Read SEC document
November 16, 2005 Filed Nov 16, 2005 22:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	21,000	$81.25	$1,706,250.00	Disclosure SEC source: 0000927628-05-000100 · gro716.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,039 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
November 16, 2005 Filed Nov 16, 2005 22:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	21,000	$8.88	$186,480.00	Disclosure SEC source: 0000927628-05-000100 · gro716.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
May 31, 2005 Filed Jun 1, 2005 22:45 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantDirector Stock Option (Right to Buy) · Derivative	3,800	$0.00 Strike: $74.16	$0.00	Disclosure SEC source: 0000927628-05-000059 · gro655.xml · derivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 3,800 shares Expires 2015-05-31 F1 · derivative.exercise_date: This option becomes 100% exercisable on May 31, 2006, the first anniversary of the date of grant. Read SEC document
April 30, 2005 Filed May 3, 2005 19:51 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,500	$0.00	$0.00	Disclosure SEC source: 0000927628-05-000051 · gro633.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,039 F1 · security: Restricted Stock Units which vest in their entirety on April 30, 2006. Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:23 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionDirector Stock Option (Right to Buy) · Derivative	21,000	$0.00 Strike: $6.63	$0.00	Disclosure SEC source: 0001242043-04-000038 · gro341.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2005-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:23 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	21,000	$69.60	$1,461,600.00	Disclosure SEC source: 0001242043-04-000038 · gro341.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,539 F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 13, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Final amount of securties beneficially owned includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through October 1, 2001. Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:23 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	21,000	$6.63	$139,230.00	Disclosure SEC source: 0001242043-04-000038 · gro341.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 13, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.