person · Reporting owner

GROSS PATRICK W

Disclosed activity across 5 companies

Tapewire entity: 16231
SEC CIK: 0001184343

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CAPITAL ONE FINANCIAL CORPCOF · Entity 547	Director	February 10, 2017	February 14, 2017
PERDOCEO EDUCATION CorpPRDO · Entity 4488	Director	May 21, 2026	May 26, 2026
WASTE MANAGEMENT INCWM · Entity 2932	Director	January 15, 2020	January 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date February 10, 2017 · Filed February 14, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	47,839	Ending reported balance After 2017-02-10 transaction · row 6 6 source rows · reconciled sequence Row 1 · 2017-02-10 · Exercise / conversion · Acquired 4,098 · Balance 51,937 Row 2 · 2017-02-10 · Exercise / conversion · Acquired 10,205 · Balance 62,142 Row 3 · 2017-02-10 · Exercise / conversion · Acquired 8,795 · Balance 70,937 Row 4 · 2017-02-10 · Exercise / conversion · Acquired 8,851 · Balance 79,788 Row 5 · 2017-02-10 · Exercise / conversion · Acquired 9,111 · Balance 88,899 Row 6 · 2017-02-10 · Sale · Disposed 41,060 · Balance 47,839 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.40 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $74.72 · Expires 2017-04-25	Direct	0	Reported balance After 2017-02-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-02-10 · Exercise / conversion · Disposed 4,098 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $47.29 · Expires 2018-04-23	Direct	0	Reported balance After 2017-02-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-02-10 · Exercise / conversion · Disposed 10,205 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2019-04-22	Direct	0	Reported balance After 2017-02-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-02-10 · Exercise / conversion · Disposed 8,795 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $53.03 · Expires 2021-05-10	Direct	0	Reported balance After 2017-02-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-02-10 · Exercise / conversion · Disposed 8,851 · Balance 0
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $54.07 · Expires 2022-05-07	Direct	0	Reported balance After 2017-02-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-02-10 · Exercise / conversion · Disposed 9,111 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.40 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.

PERDOCEO EDUCATION Corp

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	118,957	Reported balance After 2026-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-05-21 · Grant · Acquired 3,987 · Balance 118,957 F1: Time-based restricted stock units granted pursuant to Issuer's 2026 Long-Term Incentive Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2027. F2: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 5,155 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Time-based restricted stock units granted pursuant to Issuer's 2026 Long-Term Incentive Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2027.

F2: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 5,155 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

WASTE MANAGEMENT INC

Report date January 15, 2020 · Filed January 17, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	25,230	Reported balance After 2020-01-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-01-15 · Grant · Acquired 654 · Balance 25,230 F1: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.
Common StockSEC Table I · non-derivative	Direct	24,942	Reported balance After 2020-01-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2020-01-17 · Sale · Disposed 288 · Balance 24,942 F2: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.

F2: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIQUIDITY SERVICES INC

Report date February 01, 2023 · Filed February 03, 2023

Section 16 reporting ended · disclosed 2023-02-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	99,100	Reported balance After 2023-02-01 transaction · row 1 1 source row Row 1 · 2023-02-01 · Exercise / conversion · Acquired 7,613 · Balance 99,100 F1: Represents the vesting of restricted stock units.
Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2023-02-01	Direct	0	Reported balance After 2023-02-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2023-02-01 · Exercise / conversion · Disposed 7,613 · Balance 0 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1: Represents the vesting of restricted stock units. F3: 100% of this restricted stock unit grant vested on February 1, 2023.
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $40.11 · Expires 2023-06-03	Direct	5,954	Reported balance Holding disclosure · report date 2023-02-01 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 5,954
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-02-03	Direct	20,061	Reported balance Holding disclosure · report date 2023-02-01 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 20,061
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.84 · Expires 2025-03-04	Direct	39,103	Reported balance Holding disclosure · report date 2023-02-01 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 39,103
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2026-02-01	Direct	84,896	Reported balance Holding disclosure · report date 2023-02-01 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 84,896
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $5.32 · Expires 2030-02-01	Direct	20,939	Reported balance Holding disclosure · report date 2023-02-01 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 20,939
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.48 · Expires 2031-02-01	Direct	7,451	Reported balance Holding disclosure · report date 2023-02-01 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 7,451
Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $19.21 · Expires 2032-02-01	Direct	1,767	Reported balance Holding disclosure · report date 2023-02-01 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 1,767

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of restricted stock units.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: 100% of this restricted stock unit grant vested on February 1, 2023.

ROSETTA STONE INC

Report date October 15, 2020 · Filed October 16, 2020

Section 16 reporting ended · disclosed 2020-10-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2020-10-15 transaction · row 1 1 source row Row 1 · 2020-10-15 · Disposition to issuer · Disposed 2,658 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00.
Common StockSEC Table I · non-derivative	IndirectShares held by wife	Reported balance After 2020-10-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-10-15 · Disposition to issuer · Disposed 73,501 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F2: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust.
Common StockSEC Table I · non-derivative	IndirectShares held by the Stephanie Gross Trust	Reported balance After 2020-10-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-10-15 · Disposition to issuer · Disposed 32,368 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F2: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2020-10-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-10-15 · Disposition to issuer · Disposed 85,833 · Balance 0 F3: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock. F4: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.66 · Expires 2021-05-26	Direct	Reported balance After 2020-10-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-10-15 · Disposition to issuer · Disposed 3,787 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.78 · Expires 2022-05-23	Direct	Reported balance After 2020-10-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-10-15 · Disposition to issuer · Disposed 6,150 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.85 · Expires 2023-05-23	Direct	Reported balance After 2020-10-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-10-15 · Disposition to issuer · Disposed 4,496 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.42 · Expires 2024-05-20	Direct	Reported balance After 2020-10-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2020-10-15 · Disposition to issuer · Disposed 9,571 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.50 · Expires 2025-06-12	Direct	Reported balance After 2020-10-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-10-15 · Disposition to issuer · Disposed 27,966 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.70 · Expires 2026-05-19	Direct	Reported balance After 2020-10-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2020-10-15 · Disposition to issuer · Disposed 14,451 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.42 · Expires 2027-05-19	Direct	Reported balance After 2020-10-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-10-15 · Disposition to issuer · Disposed 9,766 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2028-06-18	Direct	Reported balance After 2020-10-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-10-15 · Disposition to issuer · Disposed 7,364 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.66 · Expires 2029-05-20	Direct	Reported balance After 2020-10-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2020-10-15 · Disposition to issuer · Disposed 5,076 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.11 · Expires 2030-06-11	Direct	Reported balance After 2020-10-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2020-10-15 · Disposition to issuer · Disposed 7,278 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00.

F2: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust.

F3: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 21, 2026 Filed May 26, 2026 22:00 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	3,987	$0.00	$0.00	Disclosure SEC source: 0001193125-26-239787 · ownership.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,957 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2026 Long-Term Incentive Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2027. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 5,155 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
May 12, 2026 Filed May 13, 2026 22:00 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionNon-Qualified Option (right to buy) · Derivative	21,129	$0.00 Strike: $5.96	$0.00	Disclosure SEC source: 0001193125-26-222090 · ownership.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,129 shares Expires 2026-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 12, 2026 Filed May 13, 2026 22:00 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	SaleCommon Stock	3,647	$34.98	$127,572.06	Disclosure SEC source: 0001193125-26-222090 · ownership.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,970 F1 · shares: Reflects shares of common stock sold to cover the exercise price and taxes. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 5,155 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
May 12, 2026 Filed May 13, 2026 22:00 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionCommon Stock	21,129	$5.96	$125,928.84	Disclosure SEC source: 0001193125-26-222090 · ownership.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 22, 2025 Filed May 27, 2025 22:00 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	5,155	$0.00	$0.00	Disclosure SEC source: 0000950170-25-077902 · ownership.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,488 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2026. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 11,411 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:30 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionNon-Qualified Option (right to buy) · Derivative	26,664	$0.00 Strike: $3.93	$0.00	Disclosure SEC source: 0000950170-25-026744 · ownership.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,664 shares Expires 2025-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:30 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Tax withholdingCommon Stock	3,960	$26.45	$104,742.00	Disclosure SEC source: 0000950170-25-026744 · ownership.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,339 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.16 to $26.72. This price reported in Column 4 reflects the weighted average purchase prices. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction were effected. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 6,256 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:30 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionCommon Stock	26,664	$3.93	$104,789.52	Disclosure SEC source: 0000950170-25-026744 · ownership.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:15 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	SaleCommon Stock	3,400	$26.74	$90,916.00	Disclosure SEC source: 0000950170-24-129262 · ownership.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,635 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.73 to $26.76. This price reported in Column 4 reflects the weighted average purchase prices. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction were effected. F2 · balance_after: Includes 14,619 vested deferred stock unites granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 6,256 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
May 23, 2024 Filed May 24, 2024 20:30 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	6,256	$0.00	$0.00	Disclosure SEC source: 0000950170-24-064632 · ownership.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,035 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2025. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 14,083 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
May 25, 2023 Filed May 26, 2023 20:59 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	7,827	$0.00	$0.00	Disclosure SEC source: 0001209191-23-032590 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,779 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2024. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 16,877 restricted unvested stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
March 08, 2023 Filed Mar 10, 2023 00:07 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionNon-qualified Option (right to buy) · Derivative	16,000	$2.82 Strike: $2.82	$45,120.00	Disclosure SEC source: 0001209191-23-017668 · doc4.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On May 14, 2013 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 14, 2013, 2014, 2015 and 2016. Read SEC document
March 08, 2023 Filed Mar 10, 2023 00:07 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	SaleCommon Stock	16,000	$13.53	$216,480.00	Disclosure SEC source: 0001209191-23-017668 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,952 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.33 to $13.66. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 9,050 restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
March 08, 2023 Filed Mar 10, 2023 00:07 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionCommon Stock	16,000	$2.82	$45,120.00	Disclosure SEC source: 0001209191-23-017668 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:38 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	Exercise / conversionRestricted Stock Unit Grant · Derivative	7,613	$0.00	$0.00	Disclosure SEC source: 0001209191-23-006904 · doc4.xml · derivative · entry 9 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,613 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: 100% of this restricted stock unit grant vested on February 1, 2023. Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:38 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	Exercise / conversionCommon Stock	7,613	$0.00	$0.00	Disclosure SEC source: 0001209191-23-006904 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document
May 26, 2022 Filed May 31, 2022 22:16 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	9,050	$0.00	$0.00	Disclosure SEC source: 0001209191-22-032946 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,952 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:37 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionNon-Qualified Option (right to buy) · Derivative	16,000	$0.00 Strike: $6.51	$0.00	Disclosure SEC source: 0001209191-22-015466 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015. Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:37 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	Exercise / conversionCommon Stock	16,000	$6.51	$104,160.00	Disclosure SEC source: 0001209191-22-015466 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 8,348 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	GrantRestricted Stock Grant · Derivative	7,613	$0.00	$0.00	Disclosure SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · derivative · entry 12 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,613 Underlying: Common Stock · 7,613 shares Expires 2023-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units will vest on February 1, 2023. Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	Exercise / conversionRestricted Stock Grant · Derivative	3,346	$0.00	$0.00	Disclosure SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · derivative · entry 11 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,346 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022. Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	GrantStock Option · Derivative	1,767	$0.00 Strike: $19.21	$0.00	Disclosure SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · derivative · entry 10 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,767 Underlying: Common Stock · 1,767 shares Expires 2032-02-01 Read SEC document
February 01, 2022 Filed Feb 2, 2022 23:09 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	Exercise / conversionCommon Stock	3,346	$0.00	$0.00	Disclosure SEC source: 0001235468-22-000036 · wf-form4_164384336534023.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:33 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	8,348	$0.00	$0.00	Disclosure SEC source: 0001209191-21-038250 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,902 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2022. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 15,883 restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:46 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	GrantStock Option · Derivative	7,451	$0.00 Strike: $21.48	$0.00	Disclosure SEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · derivative · entry 11 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,902 Underlying: Common Stock · 7,451 shares Expires 2031-02-01 Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:46 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	GrantRestricted Stock Grant · Derivative	3,346	$0.00	$0.00	Disclosure SEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · derivative · entry 10 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Underlying: Common Stock · 3,346 shares Expires 2022-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022. Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:46 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	Exercise / conversionRestricted Stock Grant · Derivative	19,502	$0.00	$0.00	Disclosure SEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · derivative · entry 9 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,502 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021. Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:46 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	Exercise / conversionCommon Stock	19,502	$0.00	$0.00	Disclosure SEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	7,278	Not disclosed Strike: $17.11	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 14 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,278 shares Expires 2030-06-11 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	5,076	Not disclosed Strike: $25.66	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 13 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,076 shares Expires 2029-05-20 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	7,364	Not disclosed Strike: $16.12	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 12 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,364 shares Expires 2028-06-18 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	9,766	Not disclosed Strike: $11.42	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 11 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,766 shares Expires 2027-05-19 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	14,451	Not disclosed Strike: $7.70	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 10 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,451 shares Expires 2026-05-19 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	27,966	Not disclosed Strike: $8.50	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 9 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,966 shares Expires 2025-06-12 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	9,571	Not disclosed Strike: $9.42	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 8 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,571 shares Expires 2024-05-20 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	4,496	Not disclosed Strike: $16.85	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 7 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,496 shares Expires 2023-05-23 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	6,150	Not disclosed Strike: $13.78	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 6 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,150 shares Expires 2022-05-23 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerStock Option (right to buy) · Derivative	3,787	Not disclosed Strike: $13.66	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 5 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,787 shares Expires 2021-05-26 F5 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each stock option that was outstanding and unexercised vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such stock option, an amount (subject to any applicable withholding tax) in cash equal to $30.00 minus the exercise price per share subject to such stock option. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerRestricted Stock Unit · Derivative	85,833	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · derivative · entry 4 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,833 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock. F4 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU, whether vested or unvested, that was outstanding vested in full and was cancelled, and the Reporting Person was entitled to receive, in respect of each share of Common Stock subject to such RSU, an amount (subject to any applicable withholding tax) in cash equal to $30.00. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerCommon Stock	32,368	$30.00	$971,040.00	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · nonDerivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by the Stephanie Gross Trust Disclosed balance after: 0 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F2 · balance_after: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerCommon Stock	73,501	$30.00	$2,205,030.00	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by wife Disclosed balance after: 0 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. F2 · balance_after: The Reporting Person has disclaimed beneficial ownership to 73,501 shares of Common Stock held by his spouse and to 32,368 shares of Common Stock held by his daughter under the Stephanie Lovell Irrevocable Trust. Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:01 UTC	ROSETTA STONE INC RST · Entity 12922	Disposition to issuerCommon Stock	2,658	$30.00	$79,740.00	Disclosure SEC source: 0001209191-20-055077 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger, dated August 29, 2020, by and among the Issuer, Cambium Holding Corp., a Delaware corporation ("Parent"), and Empower Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (the "Merger Agreement"), immediately prior to the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of common stock, $0.00005 par value per share, of the Company ("Common Stock"), including any outstanding Company restricted shares, was cancelled and the Reporting Person was entitled to receive, in respect of each share of Common Stock, an amount (subject to any applicable withholding tax) in cash equal to $30.00. Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:13 UTC	ROSETTA STONE INC RST · Entity 12922	GrantStock Option (right to buy) · Derivative	7,278	$0.00 Strike: $17.11	$0.00	Disclosure SEC source: 0001209191-20-036574 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,278 Underlying: Common Stock · 7,278 shares Expires 2030-06-11 F3 · derivative.exercise_date: Options vest at a rate of 1/4 per quarter over one year and become fully vested June 11, 2021. Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:13 UTC	ROSETTA STONE INC RST · Entity 12922	GrantRestricted Stock Unit · Derivative	5,844	$0.00	$0.00	Disclosure SEC source: 0001209191-20-036574 · doc4.xml · derivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,833 Underlying: Common Stock · 5,844 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors. F2 · derivative.expiration_date: RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors. Read SEC document
May 28, 2020 Filed May 29, 2020 21:01 UTC	PERDOCEO EDUCATION Corp PRDO · Entity 4488	GrantCommon Stock	7,535	$0.00	$0.00	Disclosure SEC source: 0001209191-20-032984 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,554 F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021. F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting. Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:35 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	GrantEmployee Stock Option · Derivative	20,939	$5.32 Strike: $5.32	$111,395.48	Disclosure SEC source: 0001235468-20-000044 · wf-form4_158085572273273.xml · derivative · entry 13 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,939 Underlying: Common Stock · 20,939 shares Expires 2030-02-01 F15 · derivative.exercise_date: These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2021. Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:35 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	GrantRestricted Stock Grant · Derivative	19,502	Not disclosed	Not disclosed	Disclosure SEC source: 0001235468-20-000044 · wf-form4_158085572273273.xml · derivative · entry 12 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,502 Underlying: Common Stock · 19,502 shares Expires 2021-02-01 F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F14 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021. Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:35 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	OtherRestricted Stock Grant · Derivative	17,353	Not disclosed	Not disclosed	Disclosure SEC source: 0001235468-20-000044 · wf-form4_158085572273273.xml · derivative · entry 11 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,353 shares Expires 2020-02-01 F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock. F13 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F12 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2020. Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:35 UTC	LIQUIDITY SERVICES INC LQDT · Entity 1149	OtherCommon Stock	17,353	$0.00	$0.00	Disclosure SEC source: 0001235468-20-000044 · wf-form4_158085572273273.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,639 F1 · kind: Represents the vesting of restricted stock. Read SEC document
January 17, 2020 Filed Jan 17, 2020 20:50 UTC	WASTE MANAGEMENT INC WM · Entity 2932	SaleCommon Stock	288	$120.13	$34,596.00	Disclosure SEC source: 0001225208-20-000899 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,942 F2 · security: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.