Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Retail Banking | March 08, 2017 | March 10, 2017 |
| Hilton Worldwide Holdings Inc.HLT · Entity 2978 | See Remarks | March 03, 2020 | March 05, 2020 |
| SLM CorpSLM · Entity 3927 | Director · CEO | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 08, 2017 · Filed March 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,875 |
Reported balance
After 2017-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-03-08 · Grant · Acquired 14,660 · Balance 112,875 F1: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 105,415 |
Reported balance
After 2017-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-03-08 · Tax withholding · Disposed 7,460 · Balance 105,415 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Hilton Worldwide Holdings Inc.
Report date March 03, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,982 |
Ending reported balance
After 2020-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-03 · Grant · Acquired 36,652 · Balance 141,218 F1: Represents shares earned in connection with the performance-based units previously granted on May 24, 2017 pursuant to the issuer's 2013 Omnibus Incentive Plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on March 3, 2020 following certification by the issuer's compensation committee. Row 2 · 2020-03-03 · Tax withholding · Disposed 22,236 · Balance 118,982 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned in connection with the performance-based units previously granted on May 24, 2017 pursuant to the issuer's 2013 Omnibus Incentive Plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on March 3, 2020 following certification by the issuer's compensation committee.
SLM Corp
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,423,877.693 |
Last balance in matching sequence
After 2026-03-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-02 · Grant · Acquired 165,147 · Balance 1,442,288.693 F1: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2021 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") Common Stock. Subject to continuing employment, these RSUs vest in one-third increments on March 2, 2027, 2028, and 2029. F2: Includes Dividend Equivalent Units in connection with RSUs held by the reporting person. Row 2 · 2026-03-03 · Tax withholding · Disposed 18,411 · Balance 1,423,877.693 F3: On March 3, 2025, the reporting person was granted RSUs representing rights to receive shares of Common Stock of the Company, subject to vesting conditions, to vest in one-third increments on March 3, 2026, 2027, and 2028. On March 3, 2026, 36,747 shares vested in connection with these RSUs, of which 18,411 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. F2: Includes Dividend Equivalent Units in connection with RSUs held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2021 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") Common Stock. Subject to continuing employment, these RSUs vest in one-third increments on March 2, 2027, 2028, and 2029.
F2: Includes Dividend Equivalent Units in connection with RSUs held by the reporting person.
F3: On March 3, 2025, the reporting person was granted RSUs representing rights to receive shares of Common Stock of the Company, subject to vesting conditions, to vest in one-third increments on March 3, 2026, 2027, and 2028. On March 3, 2026, 36,747 shares vested in connection with these RSUs, of which 18,411 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2013 Filed May 30, 2013 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,989 | $61.59 | $553,632.51 |
DisclosureSEC source: 0001225208-13-013520 · doc4.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,181 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: These shares were sold at prices ranging from $61.26 to $61.90. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2013 Filed May 30, 2013 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,000 | $61.58 | $492,640.00 |
DisclosureSEC source: 0001225208-13-013520 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,170 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: These shares were sold at prices ranging from $61.26 to $61.91. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2013 Filed May 30, 2013 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,124 | $61.59 | $253,997.16 |
DisclosureSEC source: 0001225208-13-013520 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,170 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $61.26 to $61.89. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 22:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 33,039 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004577 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,065 Underlying: Common Stock · 33,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest, and the underlying shares of common stock are issuable, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. F2 · derivative.expiration_date: These restricted stock units vest, and the underlying shares of common stock are issuable, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 22:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 16,050 | $54.03 | $867,181.50 |
DisclosureSEC source: 0001225208-13-004577 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,845 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of shares of common stock underlying restricted stock units vesting on February 15, 2013. This is authorized in the applicable award agreement. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 22:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 33,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004577 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 6,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,903 Underlying: Common Stock · 6,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,951 | $57.87 | $402,254.37 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,856 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,313 | $57.27 | $132,465.51 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,807 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 38,084 | $0.00 Strike: $56.32 | $0.00 |
DisclosureSEC source: 0001225208-13-002868 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,084 Underlying: Common Stock · 38,084 shares Expires 2023-01-30 F4 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 11,719 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002868 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Underlying: Common Stock · 11,719 shares Expires 2013-12-15 F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2013 Restricted Stock Units · Derivative | 11,719 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002868 · doc4.xml · derivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Underlying: Common Stock · 11,719 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 20,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002868 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,040 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 13,115 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025629 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,115 shares Expires 2002-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 13,115 | $57.73 | $757,128.95 |
DisclosureSEC source: 0001225208-12-025629 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,620 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 13,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025629 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 29,519 | $52.12 | $1,538,530.28 |
DisclosureSEC source: 0001225208-12-007826 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,378 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $52 to $52.24. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 50,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004672 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,104 Underlying: Common Stock · 50,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest, and the underlying shares of common stock are issuable, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. F2 · derivative.expiration_date: These restricted stock units vest, and the underlying shares of common stock are issuable, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 20,827 | $49.18 | $1,024,271.86 |
DisclosureSEC source: 0001225208-12-004672 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,749 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of shares of common stock underlying restricted stock units vesting on February 15, 2012. This is authorized in the applicable award agreement. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 50,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004672 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 32,307 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 5 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,307 Underlying: Common Stock · 32,307 shares Expires 2022-01-30 F5 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 13,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,115 Underlying: Common Stock · 13,115 shares Expires 2002-12-15 F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 20,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,754 Underlying: Common Stock · 20,854 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 23,170 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 Underlying: Common Stock · 23,170 shares Expires 2015-03-15 F2 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F2 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 19,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,909 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 10,875 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-11-026613 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,875 shares Expires 2011-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 10,875 | $43.41 | $472,083.75 |
DisclosureSEC source: 0001225208-11-026613 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026613 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.