Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Retail Banking | March 08, 2017 | March 10, 2017 |
| Hilton Worldwide Holdings Inc.HLT · Entity 2978 | See Remarks | March 03, 2020 | March 05, 2020 |
| SLM CorpSLM · Entity 3927 | Director · CEO | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 08, 2017 · Filed March 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,875 |
Reported balance
After 2017-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-03-08 · Grant · Acquired 14,660 · Balance 112,875 F1: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 105,415 |
Reported balance
After 2017-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-03-08 · Tax withholding · Disposed 7,460 · Balance 105,415 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Hilton Worldwide Holdings Inc.
Report date March 03, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,982 |
Ending reported balance
After 2020-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-03 · Grant · Acquired 36,652 · Balance 141,218 F1: Represents shares earned in connection with the performance-based units previously granted on May 24, 2017 pursuant to the issuer's 2013 Omnibus Incentive Plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on March 3, 2020 following certification by the issuer's compensation committee. Row 2 · 2020-03-03 · Tax withholding · Disposed 22,236 · Balance 118,982 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned in connection with the performance-based units previously granted on May 24, 2017 pursuant to the issuer's 2013 Omnibus Incentive Plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on March 3, 2020 following certification by the issuer's compensation committee.
SLM Corp
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,423,877.693 |
Last balance in matching sequence
After 2026-03-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-02 · Grant · Acquired 165,147 · Balance 1,442,288.693 F1: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2021 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") Common Stock. Subject to continuing employment, these RSUs vest in one-third increments on March 2, 2027, 2028, and 2029. F2: Includes Dividend Equivalent Units in connection with RSUs held by the reporting person. Row 2 · 2026-03-03 · Tax withholding · Disposed 18,411 · Balance 1,423,877.693 F3: On March 3, 2025, the reporting person was granted RSUs representing rights to receive shares of Common Stock of the Company, subject to vesting conditions, to vest in one-third increments on March 3, 2026, 2027, and 2028. On March 3, 2026, 36,747 shares vested in connection with these RSUs, of which 18,411 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. F2: Includes Dividend Equivalent Units in connection with RSUs held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2021 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") Common Stock. Subject to continuing employment, these RSUs vest in one-third increments on March 2, 2027, 2028, and 2029.
F2: Includes Dividend Equivalent Units in connection with RSUs held by the reporting person.
F3: On March 3, 2025, the reporting person was granted RSUs representing rights to receive shares of Common Stock of the Company, subject to vesting conditions, to vest in one-third increments on March 3, 2026, 2027, and 2028. On March 3, 2026, 36,747 shares vested in connection with these RSUs, of which 18,411 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 28, 2019 21:59 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | Tax withholdingCommon Stock | 23,974 | $89.91 | $2,155,502.34 |
DisclosureSEC source: 0001585689-19-000106 · wf-form4_155909515967255.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,566 Read SEC document |
| March 03, 2019 Filed Mar 4, 2019 18:43 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | Tax withholdingCommon Stock | 2,170 | $83.78 | $181,802.60 |
DisclosureSEC source: 0001585689-19-000067 · wf-form4_155174297827786.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,540 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:43 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantEmployee Stock Option (right to buy) · Derivative | 38,543 | $0.00 Strike: $83.10 | $0.00 |
DisclosureSEC source: 0001585689-19-000067 · wf-form4_155174297827786.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,543 Underlying: Common Stock · 38,543 shares Expires 2029-02-28 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 3, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:43 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 9,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-19-000067 · wf-form4_155174297827786.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,710 F1 · shares: Represents restricted stock units of the Issuer issued pursuant to the Hilton 2017 Omnibus Incentive Plan, which vest in two equal annual installments beginning on March 3, 2020. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:22 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | Tax withholdingCommon Stock | 1,527 | $81.75 | $124,832.25 |
DisclosureSEC source: 0001585689-19-000051 · wf-form4_155070491214639.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,933 Read SEC document |
| May 24, 2018 Filed May 29, 2018 16:34 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | Tax withholdingCommon Stock | 23,973 | $82.03 | $1,966,505.19 |
DisclosureSEC source: 0001585689-18-000102 · wf-form4_152762603539064.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,460 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:57 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantEmployee Stock Option (right to buy) · Derivative | 29,983 | $0.00 Strike: $79.35 | $0.00 |
DisclosureSEC source: 0001585689-18-000065 · wf-form4_152029420701388.xml · derivative · entry 2 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,983 Underlying: Common Stock · 29,983 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 3, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:57 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 8,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-18-000065 · wf-form4_152029420701388.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,433 F1 · shares: Represents restricted stock units of the Issuer issued pursuant to the Hilton 2017 Omnibus Incentive Plan, which vest in two equal annual installments beginning on March 3, 2019. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:46 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | Tax withholdingCommon Stock | 1,525 | $84.56 | $128,954.00 |
DisclosureSEC source: 0001585689-18-000049 · wf-form4_151917036880740.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,448 Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:22 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantEmployee Stock Option (right to buy) · Derivative | 37,998 | $0.00 Strike: $65.48 | $0.00 |
DisclosureSEC source: 0001585689-17-000144 · wf-form4_149583015255193.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,998 Underlying: Common Stock · 37,998 shares Expires 2027-02-27 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 15, 2018. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:22 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 61,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-17-000144 · wf-form4_149583015255193.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,973 F3 · shares: Represents restricted stock units of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest in four equal annual installments beginning on May 24, 2018. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:22 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 68,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-17-000144 · wf-form4_149583015255193.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,886 F2 · shares: Represents restricted stock units of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest in two equal annual installments beginning on May 24, 2018. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:22 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 9,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-17-000144 · wf-form4_149583015255193.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,163 F1 · shares: Represents restricted stock units of the issuer issued pursuant to the issuer's 2013 Omnibus Incentive Plan, which vest in two equal annual installments beginning on February 15, 2018. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,460 | $92.40 | $689,304.00 |
DisclosureSEC source: 0000927628-17-000138 · wf-form4_148918223547107.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,415 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 14,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000138 · wf-form4_148918223547107.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,875 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 11,141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · derivative · entry 15 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,141 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 3,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · derivative · entry 14 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,966 Underlying: Common Stock · 3,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F8 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F8 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 3,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · derivative · entry 13 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Underlying: Common Stock · 3,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 4,438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · derivative · entry 12 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,958 | $90.93 | $268,970.94 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 11 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,122 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,774 | $90.93 | $161,309.82 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 10 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,080 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,876 | $90.93 | $170,584.68 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 9 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,854 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 11,141 | $88.31 | $983,861.71 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 8 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,730 F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,483 | $88.31 | $307,583.73 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 7 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,871 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,950 | $88.31 | $348,824.50 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 6 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,354 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 4,438 | $88.31 | $391,919.78 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 5 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,304 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 24,482 | $0.00 Strike: $86.34 | $0.00 |
DisclosureSEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,482 Underlying: Common Stock · 24,482 shares Expires 2027-02-02 F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 8,479 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,479 Underlying: Common Stock · 8,479 shares Expires 2018-02-15 F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2017 Restricted Stock Units · Derivative | 7,931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · derivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 Underlying: Common Stock · 7,931 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F4 · shares: This award is reported net of 293 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F4 · derivative.underlying_shares: This award is reported net of 293 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,730 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 08, 2016 Filed Mar 10, 2016 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,899 | $68.49 | $677,982.51 |
DisclosureSEC source: 0001225208-16-029616 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,793 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2016 Filed Mar 10, 2016 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 19,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029616 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,692 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 9,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · derivative · entry 11 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,205 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.exercise_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.expiration_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 3,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · derivative · entry 10 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Common Stock · 3,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 4,438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · derivative · entry 9 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,438 Underlying: Common Stock · 4,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 9,205 | $62.51 | $575,404.55 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 8 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,076 F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 4,438 | $62.51 | $277,419.38 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 7 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,281 F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,951 | $62.51 | $246,977.01 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 6 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,719 F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,052 | $62.54 | $128,332.08 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 5 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,670 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,773 | $62.54 | $110,883.42 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,722 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026820 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2013 Restricted Stock Units · Derivative | 3,907 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 3,907 | $62.74 | $245,125.18 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,901 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,468 | $62.24 | $153,608.32 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,808 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.