Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP & CSO | March 10, 2017 | March 15, 2017 |
| Rubius Therapeutics, Inc.RUBY · Entity 116417 | Director | May 12, 2022 | May 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 321,905.531 |
Ending reported balance
After 2017-03-10 transaction · row 14
14 source rows · reconciled sequenceRow 1 · 2017-03-10 · Exercise / conversion · Acquired 2,740 · Balance 292,471.531 F1: Represents vesting of one-quarter of market share units granted on March 10, 2013. Row 2 · 2017-03-10 · Other · Acquired 1,343 · Balance 293,814.531 F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 3 · 2017-03-10 · Tax withholding · Disposed 2,022 · Balance 291,792.531 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2017-03-10 · Exercise / conversion · Acquired 5,279 · Balance 297,071.531 F4: Represents vesting of one-quarter of market share units granted on March 10, 2014. Row 5 · 2017-03-10 · Other · Acquired 41 · Balance 297,112.531 F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 6 · 2017-03-10 · Tax withholding · Disposed 2,759 · Balance 294,353.531 F3: Shares withheld for payment of taxes upon vesting of awards. Row 7 · 2017-03-10 · Exercise / conversion · Acquired 4,982 · Balance 299,335.531 F5: Represents vesting of one-quarter of market share units granted on March 10, 2015. Row 8 · 2017-03-10 · Other · Disposed 653 · Balance 298,682.531 F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 9 · 2017-03-10 · Tax withholding · Disposed 2,245 · Balance 296,437.531 F3: Shares withheld for payment of taxes upon vesting of awards. Row 10 · 2017-03-10 · Exercise / conversion · Acquired 5,772 · Balance 302,209.531 F7: Represents vesting of one-quarter of market share units granted on March 10, 2016. Row 11 · 2017-03-10 · Other · Disposed 831 · Balance 301,378.531 F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 12 · 2017-03-10 · Tax withholding · Disposed 2,562 · Balance 298,816.531 F3: Shares withheld for payment of taxes upon vesting of awards. Row 13 · 2017-03-10 · Exercise / conversion · Acquired 47,953 · Balance 346,769.531 F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 14 · 2017-03-10 · Tax withholding · Disposed 24,864 · Balance 321,905.531 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2017-03-10 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-03-10 · Exercise / conversion · Disposed 2,740 · Balance 0 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter of market share units granted on March 10, 2013. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2018-03-10 | Direct | 5,280 |
Reported balance
After 2017-03-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-03-10 · Exercise / conversion · Disposed 5,279 · Balance 5,280 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4: Represents vesting of one-quarter of market share units granted on March 10, 2014. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2019-03-10 | Direct | 9,966 |
Reported balance
After 2017-03-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-03-10 · Exercise / conversion · Disposed 4,982 · Balance 9,966 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2015. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 17,318 |
Reported balance
After 2017-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-03-10 · Exercise / conversion · Disposed 5,772 · Balance 17,318 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7: Represents vesting of one-quarter of market share units granted on March 10, 2016. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2017-03-10 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-03-10 · Exercise / conversion · Disposed 47,953 · Balance 0 F10: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on March 10, 2013.
F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Represents vesting of one-quarter of market share units granted on March 10, 2014.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2015.
F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F7: Represents vesting of one-quarter of market share units granted on March 10, 2016.
F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F10: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
Rubius Therapeutics, Inc.
Report date May 12, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.24 · Expires 2032-05-11 | Direct | 25,000 |
Reported balance
After 2022-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-05-12 · Grant · Acquired 25,000 · Balance 25,000 F1: This option shall vest in full on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the recipient's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: This option shall vest in full on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the recipient's continued service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mural Oncology plc
Report date December 05, 2025 · Filed December 05, 2025
Section 16 reporting ended · disclosed 2025-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.56 · Expires 2035-06-10 | Direct | 0 |
Reported balance
After 2025-12-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-05 · Disposition to issuer · Disposed 8,637 · Balance 0 F2: Pursuant to the terms of the Agreement, at the Effective Time each option to purchase ordinary shares of Issuer that had an exercise price per share that was equal to or greater than the Scheme Consideration was cancelled and ceased to be outstanding, and no Scheme Consideration was delivered in exchange for such options. F1: This Form 4 reports securities disposed of pursuant to the terms of the Transaction Agreement (the "Agreement"), dated August 20, 2025, by and among the Issuer, XRA 5 Corp. ("Sub"), a Delaware corporation and wholly-owned subsidiary of XOMA Royalty Corporation, a Nevada corporation, pursuant to which Sub acquired all the issued and to be issued share capital of the Issuer (the "Acquisition") for a cash purchase price of $2.035 per share (the "Scheme Consideration"). The Acquisition was completed as of December 5, 2025 (the "Effective Time"). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2034-05-29 | Direct | 0 |
Reported balance
After 2025-12-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-05 · Disposition to issuer · Disposed 8,462 · Balance 0 F2: Pursuant to the terms of the Agreement, at the Effective Time each option to purchase ordinary shares of Issuer that had an exercise price per share that was equal to or greater than the Scheme Consideration was cancelled and ceased to be outstanding, and no Scheme Consideration was delivered in exchange for such options. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2033-12-13 | Direct | 0 |
Reported balance
After 2025-12-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-12-05 · Disposition to issuer · Disposed 15,021 · Balance 0 F2: Pursuant to the terms of the Agreement, at the Effective Time each option to purchase ordinary shares of Issuer that had an exercise price per share that was equal to or greater than the Scheme Consideration was cancelled and ceased to be outstanding, and no Scheme Consideration was delivered in exchange for such options. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Transaction Agreement (the "Agreement"), dated August 20, 2025, by and among the Issuer, XRA 5 Corp. ("Sub"), a Delaware corporation and wholly-owned subsidiary of XOMA Royalty Corporation, a Nevada corporation, pursuant to which Sub acquired all the issued and to be issued share capital of the Issuer (the "Acquisition") for a cash purchase price of $2.035 per share (the "Scheme Consideration"). The Acquisition was completed as of December 5, 2025 (the "Effective Time").
F2: Pursuant to the terms of the Agreement, at the Effective Time each option to purchase ordinary shares of Issuer that had an exercise price per share that was equal to or greater than the Scheme Consideration was cancelled and ceased to be outstanding, and no Scheme Consideration was delivered in exchange for such options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000139 · wf-form4_139465748687174.xml · nonDerivative · entry 2 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,511.292 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000139 · wf-form4_139465748687174.xml · nonDerivative · entry 1 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,268.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · derivative · entry 4 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019 Underlying: Common Stock, $0.10 par value · 3,010 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,621 | $55.56 | $145,622.76 |
DisclosureSEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · nonDerivative · entry 3 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,529.292 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · nonDerivative · entry 2 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,150.292 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · nonDerivative · entry 1 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,106.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 173.542 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 17 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,736.542 Underlying: Common Stock, $0.10 par value · 173.542 shares Expires 2016-03-31 F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 16 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,563 Underlying: Common Stock, $0.10 par value · 5,563 shares Expires 2016-03-31 F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 425.4115 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 15 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,062.2385 Underlying: Common Stock, $0.10 par value · 425.4115 shares Expires 2015-03-31 F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 14 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,636.827 Underlying: Common Stock, $0.10 par value · 6,112 shares Expires 2015-03-31 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 40,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 13 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 40,119 shares Expires 2014-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,212.5733 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 12 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,119 Underlying: Common Stock, $0.10 par value · 1,212.5733 shares Expires 2014-03-31 F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 18,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 11 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,906.4267 Underlying: Common Stock, $0.10 par value · 18,600 shares Expires 2014-03-31 F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 10 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703 Underlying: Common Stock, $0.10 par value · 3,703 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 4,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 9 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 4,131 shares Expires 2014-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 20,803 | $53.49 | $1,112,752.47 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 8 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,096.292 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 40,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 7 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,899.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,841 | $53.49 | $205,455.09 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 6 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,780.292 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 5 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,621.292 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 4 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,918.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,284 | $53.49 | $229,151.16 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 3 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,215.292 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 2 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,499.292 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 1 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,368.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. Read SEC document |
| February 18, 2014 Filed Feb 18, 2014 22:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 38,667 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0000014272-14-000060 · wf-form4_139276126804842.xml · derivative · entry 3 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 38,667 shares Expires 2014-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004. Read SEC document |
| February 18, 2014 Filed Feb 18, 2014 22:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 29,800 | $54.61 | $1,627,360.12 |
DisclosureSEC source: 0000014272-14-000060 · wf-form4_139276126804842.xml · nonDerivative · entry 2 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,237.292 F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.58 to $54.65, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.58 to $54.65, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2014 Filed Feb 18, 2014 22:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 38,667 | $28.11 | $1,086,929.37 |
DisclosureSEC source: 0000014272-14-000060 · wf-form4_139276126804842.xml · nonDerivative · entry 1 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,037.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2013 Filed Nov 4, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-13-000031 · wf-form4_138360002740229.xml · derivative · entry 3 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock, $0.10 par value · 6,666 shares Expires 2014-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one third of restricted stock units granted on November 2, 2009. The balance of the award is scheduled to to vest on the fifth anniversary of the grant date. F3 · derivative.expiration_date: Represents vesting of one third of restricted stock units granted on November 2, 2009. The balance of the award is scheduled to to vest on the fifth anniversary of the grant date. Read SEC document |
| November 02, 2013 Filed Nov 4, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,457 | $52.48 | $181,423.36 |
DisclosureSEC source: 0000014272-13-000031 · wf-form4_138360002740229.xml · nonDerivative · entry 2 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,370.292 F1 · shares: Shares withheld for payment of taxes upon vesting of resticted stock units. Read SEC document |
| November 02, 2013 Filed Nov 4, 2013 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-13-000031 · wf-form4_138360002740229.xml · nonDerivative · entry 1 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,827.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 20:21 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 10,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-015459 · doc4.xml · derivative · entry 1 Cuss Francis M · CIK 0001490216 · EVP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,963 Underlying: Common Stock, $0.10 par value · 10,963 shares Expires 2018-07-01 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on July 1, 2016. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on July 1, 2016. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 20:26 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 65,000 | $0.00 Strike: $25.73 | $0.00 |
DisclosureSEC source: 0001225208-13-007703 · doc4.xml · derivative · entry 5 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 65,000 shares Expires 2013-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was October 1, 2003. F3 · derivative.expiration_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was October 1, 2003. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 20:26 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 19,952 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001225208-13-007703 · doc4.xml · derivative · entry 4 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 19,952 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009. F2 · derivative.expiration_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 20:26 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 69,713 | $38.47 | $2,681,859.11 |
DisclosureSEC source: 0001225208-13-007703 · doc4.xml · nonDerivative · entry 3 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,161.292 F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $38.47 to $38.49, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $38.47 to $38.49, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 20:26 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 19,952 | $17.51 | $349,359.52 |
DisclosureSEC source: 0001225208-13-007703 · doc4.xml · nonDerivative · entry 2 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,874.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 20:26 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 65,000 | $25.73 | $1,672,450.00 |
DisclosureSEC source: 0001225208-13-007703 · doc4.xml · nonDerivative · entry 1 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,922.292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2013 Filed Mar 11, 2013 21:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 10,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007259 · doc4.xml · derivative · entry 1 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,958 Underlying: Common Stock, $0.10 par value · 10,958 shares Expires 2017-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 288.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 21 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524.827 Underlying: Common Stock, $0.10 par value · 288.827 shares Expires 2015-03-31 F20 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F21 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F20 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F20 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 7,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 20 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,236 Underlying: Common Stock, $0.10 par value · 7,236 shares Expires 2015-03-31 F18 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F19 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F18 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F18 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 779.4267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 19 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,306.4267 Underlying: Common Stock, $0.10 par value · 779.4267 shares Expires 2014-03-31 F16 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F17 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F16 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F16 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 8,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 18 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,527 Underlying: Common Stock, $0.10 par value · 8,808 shares Expires 2014-03-31 F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F15 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F14 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 34,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 17 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 34,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,311.1908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 16 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,175 Underlying: Common Stock, $0.10 par value · 1,311.1908 shares Expires not disclosed F12 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F13 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award. F12 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F12 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 9,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 15 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863.8092 Underlying: Common Stock, $0.10 par value · 9,933 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F11 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 14 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,029 Underlying: Common Stock, $0.10 par value · 3,009 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 4,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 13 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537 Underlying: Common Stock, $0.10 par value · 4,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · derivative · entry 12 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,667 Underlying: Common Stock, $0.10 par value · 3,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 16,577 | $37.53 | $622,134.81 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · nonDerivative · entry 11 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,922.292 F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,299 | $37.53 | $86,281.47 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · nonDerivative · entry 10 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,499.292 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,987 | $37.53 | $74,572.11 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · nonDerivative · entry 9 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,798.292 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,276 | $37.53 | $47,888.28 |
DisclosureSEC source: 0001225208-13-007231 · doc4.xml · nonDerivative · entry 8 Cuss Francis M · CIK 0001490216 · SVP Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,785.292 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.