Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Senior VP, Business Planning | November 28, 2018 | November 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date November 28, 2018 · Filed November 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,046 |
Ending reported balance
After 2018-11-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-28 · Exercise / conversion · Acquired 200 · Balance 33,246 Row 2 · 2018-11-28 · Sale · Disposed 200 · Balance 33,046 |
| Options (2011)SEC Table II · derivative / convertible security · Conversion / exercise price $3.83 · Expires 2021-08-25 | Direct | 37,891 |
Reported balance
After 2018-11-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-28 · Exercise / conversion · Disposed 200 · Balance 37,891 F6: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. |
| Options (2018)SEC Table II · derivative / convertible security · Conversion / exercise price $21.21 · Expires 2028-03-07 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2018-11-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,500 F5: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
| Options (2017)SEC Table II · derivative / convertible security · Conversion / exercise price $15.41 · Expires 2027-05-17 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2018-11-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,000 F5: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F2: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| Options (2014)SEC Table II · derivative / convertible security · Conversion / exercise price $3.83 · Expires 2024-08-08 | Direct | 29,731 |
Reported balance
Holding disclosure · report date 2018-11-28 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 29,731 F6: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F3: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
F2: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
F3: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
F4: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.
F5: Granted pursuant to the issuer's 2015 Equity Incentive Plan.
F6: Granted pursuant to the issuer's 2006 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2018 Filed Nov 30, 2018 23:37 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 200 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-007188 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891 Underlying: Common Stock · 200 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:37 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 200 | $30.00 | $6,000.00 |
DisclosureSEC source: 0001567619-18-007188 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,046 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:37 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 200 | $3.83 | $766.00 |
DisclosureSEC source: 0001567619-18-007188 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 01:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,400 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-006974 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,091 Underlying: Common Stock · 1,400 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 01:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $31.92 | $31,920.00 |
DisclosureSEC source: 0001567619-18-006974 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,046 F7 · price: Weighted average sale price. On 11/21/2018, the reporting person sold the shares within a range of $31.71 to $32.55. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 01:05 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,400 | $3.83 | $5,362.00 |
DisclosureSEC source: 0001567619-18-006974 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 20:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,400 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-006541 · doc1.xml · derivative · entry 4 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,491 Underlying: Common Stock · 1,400 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 20:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 300 | $33.97 | $10,191.00 |
DisclosureSEC source: 0001567619-18-006541 · doc1.xml · nonDerivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,646 F8 · price: Weighted average sale price. On 11/14/2018, the reporting person sold the shares within a range of $33.70 to $34.39. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 20:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 700 | $32.99 | $23,093.00 |
DisclosureSEC source: 0001567619-18-006541 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,946 F7 · price: Weighted average sale price. On 11/14/2018, the reporting person sold the shares within a range of $32.70 to $33.17. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 20:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,400 | $3.83 | $5,362.00 |
DisclosureSEC source: 0001567619-18-006541 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 20:51 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,650 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-005416 · doc1.xml · derivative · entry 6 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,891 Underlying: Common Stock · 1,650 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 20:51 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100 | $39.20 | $3,920.00 |
DisclosureSEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 5 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,246 Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 20:51 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100 | $38.19 | $3,819.00 |
DisclosureSEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 4 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,346 Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 20:51 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 600 | $37.49 | $22,494.00 |
DisclosureSEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,446 F8 · price: Weighted average sale price. On 11/7/2018, the reporting person sold the shares within a range of $37.07 to $38.02. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 20:51 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 200 | $36.35 | $7,270.00 |
DisclosureSEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,046 F7 · price: Weighted average sale price. On 11/7/2018, the reporting person sold the shares within a range of $36.02 to $36.60. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 20:51 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,650 | $3.83 | $6,319.50 |
DisclosureSEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2018 Filed Nov 5, 2018 14:13 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,650 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-005045 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,541 Underlying: Common Stock · 1,650 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| October 31, 2018 Filed Nov 5, 2018 14:13 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $41.48 | $41,480.00 |
DisclosureSEC source: 0001567619-18-005045 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,596 F7 · price: Weighted average sale price. On 10/31/2018, the reporting person sold the shares within a range of $41.12 to $41.76. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 31, 2018 Filed Nov 5, 2018 14:13 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,650 | $3.83 | $6,319.50 |
DisclosureSEC source: 0001567619-18-005045 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 21:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,650 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-004571 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,191 Underlying: Common Stock · 1,650 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 21:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $40.76 | $40,760.00 |
DisclosureSEC source: 0001567619-18-004571 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,946 F7 · price: Weighted average sale price. On 10/24/2018, the reporting person sold the shares within a range of $40.29 to $41.14. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 21:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,650 | $3.83 | $6,319.50 |
DisclosureSEC source: 0001567619-18-004571 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 14:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,650 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-004324 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,841 Underlying: Common Stock · 1,650 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 14:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $41.56 | $41,560.00 |
DisclosureSEC source: 0001567619-18-004324 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,296 F7 · price: Weighted average sale price. On 10/17/2018, the reporting person sold the shares within a range of $41.21 to $41.98. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 14:19 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,650 | $3.83 | $6,319.50 |
DisclosureSEC source: 0001567619-18-004324 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 13:04 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,700 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-004063 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,491 Underlying: Common Stock · 1,700 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 13:04 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $43.09 | $43,090.00 |
DisclosureSEC source: 0001567619-18-004063 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,646 F7 · price: Weighted average sale price. On 10/10/2018, the reporting person sold the shares within a range of $42.69 to $43.37. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 13:04 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,700 | $3.83 | $6,511.00 |
DisclosureSEC source: 0001567619-18-004063 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 15:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,700 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-003691 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,191 Underlying: Common Stock · 1,700 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 15:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $40.36 | $40,360.00 |
DisclosureSEC source: 0001567619-18-003691 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,946 F7 · price: Weighted average sale price. On 10/3/2018, the reporting person sold the shares within a range of $39.86 to $40.60. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 15:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,700 | $3.83 | $6,511.00 |
DisclosureSEC source: 0001567619-18-003691 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:55 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 1,700 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-003249 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,891 Underlying: Common Stock · 1,700 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:55 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $40.50 | $40,500.00 |
DisclosureSEC source: 0001567619-18-003249 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,246 F7 · price: Weighted average sale price. On 9/26/2018, the reporting person sold the shares within a range of $40.29 to $40.69. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:55 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 1,700 | $3.83 | $6,511.00 |
DisclosureSEC source: 0001567619-18-003249 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 13:28 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 2,500 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-002996 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,591 Underlying: Common Stock · 2,500 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 13:28 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $41.56 | $41,560.00 |
DisclosureSEC source: 0001567619-18-002996 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,546 F7 · price: Weighted average sale price. On 9/19/2018, the reporting person sold the shares within a range of $41.13 to $41.77. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 13:28 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 2,500 | $3.83 | $9,575.00 |
DisclosureSEC source: 0001567619-18-002996 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 2,500 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-002679 · doc1.xml · derivative · entry 5 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,091 Underlying: Common Stock · 2,500 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100 | $42.55 | $4,255.00 |
DisclosureSEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 4 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,046 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 700 | $41.14 | $28,798.00 |
DisclosureSEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,146 F8 · price: Weighted average sale price. On 9/12/2018, the reporting person sold the shares within a range of $40.82 to $41.53. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 200 | $40.10 | $8,020.00 |
DisclosureSEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,846 F7 · price: Weighted average sale price. On 9/12/2018, the reporting person sold the shares within a range of $39.71 to $40.48. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:22 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 2,500 | $3.83 | $9,575.00 |
DisclosureSEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 16:46 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 2,500 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-002179 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,591 Underlying: Common Stock · 2,500 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 16:46 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $33.92 | $33,920.00 |
DisclosureSEC source: 0001567619-18-002179 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,546 F7 · price: Weighted average sale price. On 9/5/2018, the reporting person sold the shares within a range of $33.61 to $34.30. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 16:46 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 2,500 | $3.83 | $9,575.00 |
DisclosureSEC source: 0001567619-18-002179 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 16:53 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2011) · Derivative | 2,500 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001567619-18-002021 · doc1.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,091 Underlying: Common Stock · 2,500 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 16:53 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,000 | $33.44 | $33,440.00 |
DisclosureSEC source: 0001567619-18-002021 · doc1.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,046 F7 · price: Weighted average sale price. On 8/30/2018, the reporting person sold the shares within a range of $33.29 to $33.56. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 16:53 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 2,500 | $3.83 | $9,575.00 |
DisclosureSEC source: 0001567619-18-002021 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 28, 2018 21:09 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 4,047 | $33.09 | $133,915.23 |
DisclosureSEC source: 0001567619-18-001842 · doc1.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,546 F7 · price: Weighted average sale price. On 8/28/2018, the reporting person sold the shares within a range of $32.98 to $33.23. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:35 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2008) · Derivative | 150 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-022808 · doc1.xml · derivative · entry 2 Murray James Michael · CIK 0001660136 · Senior VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.