person · Reporting owner

Walicki Joseph A

Disclosed activity across 2 companies

Tapewire entity: 161964
SEC CIK: 0001629558

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Johnson Controls International plcJCI · Entity 2940	Vice President & President, PS	December 06, 2018	December 10, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Johnson Controls International plc

Report date December 06, 2018 · Filed December 10, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	183,147	Ending reported balance After 2018-12-07 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2018-12-06 · Grant · Acquired 19,706 · Balance 185,988 F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Row 2 · 2018-12-07 · Tax withholding · Disposed 2,841 · Balance 183,147
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.39 · Expires 2028-12-06	Direct	118,345	Reported balance After 2018-12-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-12-06 · Grant · Acquired 118,345 · Balance 118,345 F4: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.
Ordinary SharesSEC Table I · non-derivative	IndirectBy 401k Plan Trustee	4,474	Reported balance Holding disclosure · report date 2018-12-06 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,474 F3: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

F3: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

F4: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JOHNSON CONTROLS INC

Report date September 02, 2016 · Filed September 07, 2016

Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby 401k Plan Trustee	0	Reported balance After 2016-09-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-09-02 · Disposition to issuer · Disposed 4,419.895 · Balance 0 F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
Common StockSEC Table I · non-derivative	Direct	92,332.515	Reported balance After 2016-09-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2016-09-02 · Tax withholding · Disposed 495 · Balance 92,332.515 F2: Includes 2,059.74 shares acquired via dividend reinvestment on October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2016-09-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2016-09-02 · Disposition to issuer · Disposed 92,332.515 · Balance 0 F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
Common StockSEC Table I · non-derivative	Direct	136.572	Reported balance After 2016-09-02 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2016-09-02 · Exercise / conversion · Acquired 136.572 · Balance 136.572
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2016-09-02 transaction · row 5 Account or security details depend on footnotes; rows are not merged. 1 source row Row 5 · 2016-09-02 · Disposition to issuer · Disposed 136.572 · Balance 0
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.21 · Expires 2017-10-01	Direct	0	Reported balance After 2016-09-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2016-09-02 · Disposition to issuer · Disposed 9,600 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.79 · Expires 2018-10-01	Direct	0	Reported balance After 2016-09-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2016-09-02 · Disposition to issuer · Disposed 12,000 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.87 · Expires 2019-10-01	Direct	0	Reported balance After 2016-09-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2016-09-02 · Disposition to issuer · Disposed 15,000 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.54 · Expires 2020-10-01	Direct	0	Reported balance After 2016-09-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2016-09-02 · Disposition to issuer · Disposed 13,200 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2021-10-07	Direct	0	Reported balance After 2016-09-02 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2016-09-02 · Disposition to issuer · Disposed 12,500 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05	Direct	0	Reported balance After 2016-09-02 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2016-09-02 · Disposition to issuer · Disposed 16,100 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.37 · Expires 2023-11-19	Direct	0	Reported balance After 2016-09-02 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2016-09-02 · Disposition to issuer · Disposed 11,428 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18	Direct	0	Reported balance After 2016-09-02 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2016-09-02 · Disposition to issuer · Disposed 14,478 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.31 · Expires 2025-01-05	Direct	0	Reported balance After 2016-09-02 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2016-09-02 · Disposition to issuer · Disposed 8,722 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07	Direct	0	Reported balance After 2016-09-02 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2016-09-02 · Disposition to issuer · Disposed 50,038 · Balance 0 F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years.
Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2016-09-02 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2016-09-02 · Exercise / conversion · Disposed 136.572 · Balance 0 F5: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F6: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7: Includes 43.99 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").

F2: Includes 2,059.74 shares acquired via dividend reinvestment on October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share.

F3: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.

F4: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years.

F5: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F6: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F7: Includes 43.99 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 07, 2018 Filed Dec 10, 2018 23:11 UTC	Johnson Controls International plc JCI · Entity 2940	Tax withholdingOrdinary Shares	2,841	$32.66	$92,787.06	Disclosure SEC source: 0001127602-18-035734 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,147 Read SEC document
December 06, 2018 Filed Dec 10, 2018 23:11 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	118,345	$33.39 Strike: $33.39	$3,951,539.55	Disclosure SEC source: 0001127602-18-035734 · form4.xml · derivative · entry 4 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,345 Underlying: Ordinary Shares · 118,345 shares Expires 2028-12-06 F4 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document
December 06, 2018 Filed Dec 10, 2018 23:11 UTC	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	19,706	$0.00	$0.00	Disclosure SEC source: 0001127602-18-035734 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,988 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document
October 08, 2018 Filed Oct 9, 2018 22:40 UTC	Johnson Controls International plc JCI · Entity 2940	Tax withholdingOrdinary Shares	31,422	$36.31	$1,140,932.82	Disclosure SEC source: 0001127602-18-029864 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,643 Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:36 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	93,333	$0.00 Strike: $37.36	$0.00	Disclosure SEC source: 0001127602-17-034405 · form4.xml · derivative · entry 4 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,333 Underlying: Ordinary Shares · 93,333 shares Expires 2027-12-07 F4 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:36 UTC	Johnson Controls International plc JCI · Entity 2940	Tax withholdingOrdinary Shares	17,107	$37.36	$639,117.52	Disclosure SEC source: 0001127602-17-034405 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,854 Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:36 UTC	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	17,612	$0.00	$0.00	Disclosure SEC source: 0001127602-17-034405 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,961 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:00 UTC	Johnson Controls International plc JCI · Entity 2940	Tax withholdingOrdinary Shares	2,948	$36.39	$107,277.72	Disclosure SEC source: 0001127602-17-033035 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,349 Read SEC document
October 07, 2017 Filed Oct 11, 2017 21:20 UTC	Johnson Controls International plc JCI · Entity 2940	Tax withholdingOrdinary Shares	1,824	$41.07	$74,911.68	Disclosure SEC source: 0001127602-17-029729 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,261 Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:00 UTC	Johnson Controls International plc JCI · Entity 2940	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	16,279	$0.00 Strike: $22.92	$0.00	Disclosure SEC source: 0001127602-17-026981 · form4.xml · derivative · entry 4 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 16,279 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:00 UTC	Johnson Controls International plc JCI · Entity 2940	Disposition to issuerOrdinary Shares	16,279	$39.73	$646,789.09	Disclosure SEC source: 0001127602-17-026981 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,060.05 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.61 to $39.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:00 UTC	Johnson Controls International plc JCI · Entity 2940	Exercise / conversionOrdinary Shares	16,279	$22.92	$373,114.68	Disclosure SEC source: 0001127602-17-026981 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,339.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:02 UTC	Johnson Controls International plc JCI · Entity 2940	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	13,023	$0.00 Strike: $26.53	$0.00	Disclosure SEC source: 0001127602-17-004628 · form4.xml · derivative · entry 4 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,023 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:02 UTC	Johnson Controls International plc JCI · Entity 2940	Disposition to issuerOrdinary Shares	13,023	$42.40	$552,214.27	Disclosure SEC source: 0001127602-17-004628 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,991.69 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.13 to $42.51, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. F2 · balance_after: Includes 1,037.1 shares acquired via dividend reinvestment on January 6, 2017 at $42.79 per share. Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:02 UTC	Johnson Controls International plc JCI · Entity 2940	Exercise / conversionOrdinary Shares	13,023	$26.53	$345,500.19	Disclosure SEC source: 0001127602-17-004628 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,014.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:13 UTC	Johnson Controls International plc JCI · Entity 2940	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	10,419	$0.00 Strike: $37.05	$0.00	Disclosure SEC source: 0001127602-16-070007 · form4.xml · derivative · entry 4 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,419 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:13 UTC	Johnson Controls International plc JCI · Entity 2940	Disposition to issuerOrdinary Shares	10,419	$43.59	$454,167.34	Disclosure SEC source: 0001127602-16-070007 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,954.59 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.47 to $43.68, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:13 UTC	Johnson Controls International plc JCI · Entity 2940	Exercise / conversionOrdinary Shares	10,419	$37.05	$386,023.95	Disclosure SEC source: 0001127602-16-070007 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,373.59 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:20 UTC	Johnson Controls International plc JCI · Entity 2940	Tax withholdingOrdinary Shares	1,377	$44.71	$61,565.67	Disclosure SEC source: 0001127602-16-068108 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,954.59 Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:20 UTC	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	34,306.31	$0.00	$0.00	Disclosure SEC source: 0001127602-16-068108 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,331.59 F1 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. Read SEC document
October 07, 2016 Filed Oct 11, 2016 22:31 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	71,051	$0.00 Strike: $45.29	$0.00	Disclosure SEC source: 0001127602-16-064659 · form4.xml · derivative · entry 3 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,051 Underlying: Ordinary Shares · 71,051 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document
October 07, 2016 Filed Oct 11, 2016 22:31 UTC	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	14,103	$0.00	$0.00	Disclosure SEC source: 0001127602-16-064659 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,229.8 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document
October 07, 2016 Filed Oct 26, 2016 20:58 UTC Amendment	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	73,192	$0.00 Strike: $45.29	$0.00	Disclosure SEC source: 0001127602-16-065292 · form4a.xml · derivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,192 Underlying: Ordinary Shares · 73,192 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 71,051 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document
October 07, 2016 Filed Oct 26, 2016 20:58 UTC Amendment	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	14,528	$0.00	$0.00	Disclosure SEC source: 0001127602-16-065292 · form4a.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,654.8 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 14,103 ordinary shares underlying restricted share units granted on October 7, 2016. Read SEC document
September 08, 2016 Filed Sep 12, 2016 22:12 UTC	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	31,341	$0.00	$0.00	Disclosure SEC source: 0001127602-16-062416 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,970.222 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document
September 08, 2016 Filed Sep 12, 2016 22:12 UTC	Johnson Controls International plc JCI · Entity 2940	GrantOrdinary Shares	14,478	$0.00	$0.00	Disclosure SEC source: 0001127602-16-062416 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,629.222 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative	136.572	$0.00	$0.00	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 16 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136.572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. F6 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F6 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · derivative.underlying_shares: Includes 43.99 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	50,038	Not disclosed Strike: $43.86	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 15 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,038 shares Expires 2025-10-07 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4 · derivative.exercise_date: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	8,722	Not disclosed Strike: $46.31	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 14 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,722 shares Expires 2025-01-05 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4 · derivative.exercise_date: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	14,478	Not disclosed Strike: $50.23	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 13 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,478 shares Expires 2024-11-18 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F4 · derivative.exercise_date: Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	11,428	Not disclosed Strike: $48.37	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 12 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,428 shares Expires 2023-11-19 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	16,100	Not disclosed Strike: $27.85	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 11 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,100 shares Expires 2022-10-05 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	12,500	Not disclosed Strike: $28.54	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 10 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2021-10-07 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	13,200	Not disclosed Strike: $30.54	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 9 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,200 shares Expires 2020-10-01 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	15,000	Not disclosed Strike: $24.87	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 8 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-10-01 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	12,000	Not disclosed Strike: $28.79	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 7 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2018-10-01 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	9,600	Not disclosed Strike: $40.21	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · derivative · entry 6 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,600 shares Expires 2017-10-01 F3 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerCommon Stock	136.572	$45.45	$6,207.20	Disclosure SEC source: 0001127602-16-062042 · form4.xml · nonDerivative · entry 5 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Exercise / conversionCommon Stock	136.572	$0.00	$0.00	Disclosure SEC source: 0001127602-16-062042 · form4.xml · nonDerivative · entry 4 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136.572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerCommon Stock	92,332.515	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · nonDerivative · entry 3 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Tax withholdingCommon Stock	495	$45.45	$22,497.75	Disclosure SEC source: 0001127602-16-062042 · form4.xml · nonDerivative · entry 2 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,332.515 F2 · balance_after: Includes 2,059.74 shares acquired via dividend reinvestment on October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. Read SEC document
September 02, 2016 Filed Sep 7, 2016 11:59 UTC	JOHNSON CONTROLS INC JCI · Entity 182555	Disposition to issuerCommon Stock	4,419.895	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-16-062042 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · VP & Pres., Power Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · by 401k Plan Trustee Disclosed balance after: 0 F1 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	50,038	Not disclosed Strike: $43.86	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 12 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,038 Underlying: Ordinary Shares · 50,038 shares Expires 2025-10-07 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	8,722	Not disclosed Strike: $46.31	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 11 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,722 Underlying: Ordinary Shares · 8,722 shares Expires 2025-01-05 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	14,478	Not disclosed Strike: $50.23	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 10 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,478 Underlying: Ordinary Shares · 14,478 shares Expires 2024-11-18 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	11,428	Not disclosed Strike: $48.37	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 9 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,428 Underlying: Ordinary Shares · 11,428 shares Expires 2023-11-19 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	16,100	Not disclosed Strike: $27.85	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 8 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Underlying: Ordinary Shares · 16,100 shares Expires 2022-10-05 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	12,500	Not disclosed Strike: $28.54	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 7 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Ordinary Shares · 12,500 shares Expires 2021-10-07 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	13,200	Not disclosed Strike: $30.54	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 6 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Underlying: Ordinary Shares · 13,200 shares Expires 2020-10-01 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document
September 02, 2016 Filed Sep 7, 2016 23:28 UTC	Johnson Controls International plc JCI · Entity 2940	GrantEmployee Stock Option (Right to Buy) · Derivative	15,000	Not disclosed Strike: $24.87	Not disclosed	Disclosure SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 5 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2019-10-01 F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.