Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| InterDigital, Inc.IDCC · Entity 3629 | Director | July 22, 2026 | July 24, 2026 |
| Prospector Capital Corp.PRSR · Entity 144033 | CEO, Director | January 07, 2021 | January 07, 2021 |
| QUALCOMM INC/DEQCOM · Entity 2852 | President | July 10, 2017 | July 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
InterDigital, Inc.
Report date July 22, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,622.4479 |
Reported balance
After 2026-07-22 transaction · row 1
1 source rowRow 1 · 2026-07-22 · Grant · Acquired 2.4479 · Balance 7,622.4479 F1: Restricted stock units received pursuant to dividend equivalents credited on unvested restricted stock units previously granted to the reporting person. Dividend equivalents accrue with respect to unvested restricted stock units when and as cash dividends are paid on InterDigital, Inc.'s common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units received pursuant to dividend equivalents credited on unvested restricted stock units previously granted to the reporting person. Dividend equivalents accrue with respect to unvested restricted stock units when and as cash dividends are paid on InterDigital, Inc.'s common stock.
Prospector Capital Corp.
Report date January 07, 2021 · Filed January 07, 2021
Jointly reported with Prospector Sponsor LLC, Stone Nick, ALTMAN STEVEN R
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QUALCOMM INC/DE
Report date July 10, 2017 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,855 |
Reported balance
After 2017-07-10 transaction · row 1
1 source rowRow 1 · 2017-07-10 · Sale · Disposed 23,104 · Balance 5,855 F1: The transaction was conducted under a Rule 10b5-1 trading plan. F2: The sale prices for this transaction ranged from $55.20 to $55.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $55.20 to $55.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Jaws Juggernaut Acquisition Corp
Report date June 23, 2023 · Filed June 27, 2023
Jointly reported with Juggernaut Sponsor LLC, Jaws Equity Owner 148, LLC, PDM Juggernaut Investor LLC, STERNLICHT BARRY S, JACOBS PAUL E
Section 16 reporting ended · disclosed 2023-06-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2023-06-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-23 · Disposition to issuer · Disposed 6,899,999 · Balance 1 F1: As described in the JAWS Juggernaut Acquistion Corporation's (the "Issuer") registration statement on Form S-1 (File No. 333-253076) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"), of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, the reporting persons surrendered to the Issuer, for no consideration 6,899,999 Class B ordinary shares. F2: This form is being filed by the following Reporting Persons: Juggernaut Sponsor LLC ("Juggernaut Sponsor"), Jaws Equity Owner 148, L.L.C. ("Jaws Equity Owner"), PDM Juggernaut Investor, LLC ("PDM Investor"), Barry S. Sternlicht, Paul E. Jacobs, Ph.D. and Derek K. Aberle. F3: Juggernaut Sponsor is jointly controlled by PDM Investor and Jaws Equity Owner, which share voting and investment discretion with respect to the securities held by Juggernaut Sponsor. PDM Investor is jointly controlled by Paul E. Jacobs, Ph.D. and Derek K. Aberle. Jaws Equity Owner is controlled by Barry S. Sternlicht. Accordingly, each of Dr. Jacobs and Mr. Sternlicht (who also serve on the issuer's board of directors) and Mr. Aberle may be deemed to share dispositive power over the securities held by Juggernaut Sponsor. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of any securities reported herein except to the extent of such entity's or such person's pecuniary interest therein. F4: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the JAWS Juggernaut Acquistion Corporation's (the "Issuer") registration statement on Form S-1 (File No. 333-253076) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"), of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, the reporting persons surrendered to the Issuer, for no consideration 6,899,999 Class B ordinary shares.
F2: This form is being filed by the following Reporting Persons: Juggernaut Sponsor LLC ("Juggernaut Sponsor"), Jaws Equity Owner 148, L.L.C. ("Jaws Equity Owner"), PDM Juggernaut Investor, LLC ("PDM Investor"), Barry S. Sternlicht, Paul E. Jacobs, Ph.D. and Derek K. Aberle.
F3: Juggernaut Sponsor is jointly controlled by PDM Investor and Jaws Equity Owner, which share voting and investment discretion with respect to the securities held by Juggernaut Sponsor. PDM Investor is jointly controlled by Paul E. Jacobs, Ph.D. and Derek K. Aberle. Jaws Equity Owner is controlled by Barry S. Sternlicht. Accordingly, each of Dr. Jacobs and Mr. Sternlicht (who also serve on the issuer's board of directors) and Mr. Aberle may be deemed to share dispositive power over the securities held by Juggernaut Sponsor. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of any securities reported herein except to the extent of such entity's or such person's pecuniary interest therein.
F4: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2014 Filed Sep 18, 2014 17:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 14,529.3268 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000284 · edgardoc.xml · derivative · entry 1 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,529.3268 Underlying: Common Stock · 14,529.3268 shares Expires 2014-11-09 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 30, 2012, the Compensation Committee certified that the performance vesting conditions were satisfied. The Company previously reported these Restricted Stock Units upon satisfaction of both the performance and service vesting requirements but has accelerated its reporting of these Restricted Stock Units to correspond with Compensation Committee certification of satisfaction of the performance vesting requirements. F3 · shares: These Restricted Stock Units include an initial grant of 13,837 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: These Restricted Stock Units vest in full on November 9, 2014. F4 · derivative.expiration_date: These Restricted Stock Units vest in full on November 9, 2014. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $51.48 | $0.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · derivative · entry 12 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2016-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $47.92 | $0.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · derivative · entry 11 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 70,000 shares Expires 2018-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,667 | $0.00 Strike: $44.63 | $0.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · derivative · entry 10 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,467 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · derivative · entry 9 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,467 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 32,000 | $75.42 | $2,413,529.60 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 8 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,171 F1 · price: The sale prices for this transaction ranged from $75.30 to $75.4901. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 191 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2014. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 32,000 | $51.48 | $1,647,360.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 7 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,667 | $75.42 | $125,729.81 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 6 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,171 F1 · price: The sale prices for this transaction ranged from $75.30 to $75.4901. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,667 | $44.63 | $74,398.21 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 5 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,467 | $75.42 | $1,091,141.65 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 4 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,171 F1 · price: The sale prices for this transaction ranged from $75.30 to $75.4901. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,467 | $43.24 | $625,553.08 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 3 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 70,000 | $75.42 | $5,279,596.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,171 F1 · price: The sale prices for this transaction ranged from $75.30 to $75.4901. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 70,000 | $47.92 | $3,354,400.00 |
DisclosureSEC source: 0001234452-14-000066 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,149 | $66.60 Strike: $1.00 | $143,122.33 |
DisclosureSEC source: 0001234452-14-000015 · edgardoc.xml · derivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 19,630.996 Underlying: Common Stock · 2,149 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000627 · edgardoc.xml · derivative · entry 6 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000627 · edgardoc.xml · derivative · entry 5 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 2,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,750 | $73.53 | $128,677.50 |
DisclosureSEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 4 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,980 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,750 | $35.66 | $62,405.00 |
DisclosureSEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 3 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $73.53 | $147,060.00 |
DisclosureSEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,980 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $35.66 | $71,320.00 |
DisclosureSEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2013 Filed Dec 2, 2013 23:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 27,692 | $73.10 | $2,024,160.59 |
DisclosureSEC source: 0001234452-13-000602 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,980 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $72.82 to $73.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 30,358 | $72.49 | $2,200,651.42 |
DisclosureSEC source: 0001234452-13-000585 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,092 Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 58,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000585 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,450 Read SEC document |
| November 25, 2013 Filed Dec 2, 2013 23:24 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 30,778 | $72.49 | $2,231,097.22 |
DisclosureSEC source: 0001234452-13-000600 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,672 F1 · shares: Correction of taxes withheld on the RSU shares released. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 13,654 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000556 · edgardoc.xml · derivative · entry 3 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,308 Underlying: Common Stock · 13,654 shares Expires 2023-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 7,125 | $71.03 | $506,088.75 |
DisclosureSEC source: 0001234452-13-000556 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,980 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 13,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000556 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2013 Filed Nov 20, 2013 16:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,618 | $72.10 | $1,053,892.02 |
DisclosureSEC source: 0001234452-13-000539 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $71.99 to $72.18. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 7,471 | $67.45 | $503,918.95 |
DisclosureSEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 4 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,069 Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 14,317.0349 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 3 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,540.0349 Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,280.0209 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000491 · edgardoc.xml · derivative · entry 6 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,280.0209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F2 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,974.4878 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000491 · edgardoc.xml · derivative · entry 5 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,974.4878 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 8,482 | $67.45 | $572,110.90 |
DisclosureSEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,254.5087 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,705.5087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 16:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000474 · edgardoc.xml · derivative · entry 6 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 2,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 16:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000474 · edgardoc.xml · derivative · entry 5 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Underlying: Common Stock · 1,750 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 16:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $69.96 | $139,911.80 |
DisclosureSEC source: 0001234452-13-000474 · edgardoc.xml · nonDerivative · entry 4 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $69.95 to $69.9601. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 16:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $35.66 | $71,320.00 |
DisclosureSEC source: 0001234452-13-000474 · edgardoc.xml · nonDerivative · entry 3 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 16:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,750 | $69.92 | $122,360.18 |
DisclosureSEC source: 0001234452-13-000474 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 04, 2013 Filed Nov 5, 2013 16:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,750 | $35.66 | $62,405.00 |
DisclosureSEC source: 0001234452-13-000474 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2013 Filed Oct 3, 2013 18:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000420 · edgardoc.xml · derivative · entry 6 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,750 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 02, 2013 Filed Oct 3, 2013 18:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000420 · edgardoc.xml · derivative · entry 5 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 2,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 02, 2013 Filed Oct 3, 2013 18:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,750 | $67.08 | $117,390.00 |
DisclosureSEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 4 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 02, 2013 Filed Oct 3, 2013 18:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,750 | $35.66 | $62,405.00 |
DisclosureSEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 3 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2013 Filed Oct 3, 2013 18:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $67.08 | $134,160.00 |
DisclosureSEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 02, 2013 Filed Oct 3, 2013 18:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $35.66 | $71,320.00 |
DisclosureSEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 13,654 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000399 · edgardoc.xml · derivative · entry 2 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,616 Underlying: Common Stock · 13,654 shares Expires 2023-09-28 F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 40,962 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000399 · edgardoc.xml · derivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,962 Underlying: Common Stock · 40,962 shares Expires 2023-09-28 F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 29, 2013 Filed Oct 4, 2013 21:20 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 40,962 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000430 · edgardoc.xml · derivative · entry 1 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,962 Underlying: Common Stock · 40,962 shares Expires 2023-09-28 F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 13,654 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 20:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000346 · edgardoc.xml · derivative · entry 9 ABERLE DEREK K · CIK 0001445355 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 2,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.