Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARVARD BIOSCIENCE INCHBIO · Entity 7369 | Director | May 21, 2024 | May 23, 2024 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Senior Vice President | August 28, 2017 | August 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARVARD BIOSCIENCE INC
Report date May 21, 2024 · Filed May 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 295,311 |
Reported balance
After 2024-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-21 · Grant · Acquired 45,872 · Balance 295,311 F1: Represents an award of 45,872 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 14, 2024, immediately prior to the commencement of such meeting, and (ii) May 21, 2025. F2: Includes (a) the award described in footnote (1) above and (b) 249,439 shares of common stock held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of 45,872 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 14, 2024, immediately prior to the commencement of such meeting, and (ii) May 21, 2025.
F2: Includes (a) the award described in footnote (1) above and (b) 249,439 shares of common stock held by the Reporting Person.
THERMO FISHER SCIENTIFIC INC.
Report date August 28, 2017 · Filed August 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,133 |
Reported balance
After 2017-08-28 transaction · row 1
1 source rowRow 1 · 2017-08-28 · Tax withholding · Disposed 410 · Balance 38,133 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2016 Filed Feb 29, 2016 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,016 | $130.57 | $132,659.12 |
DisclosureSEC source: 0001127602-16-043890 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,912 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 27,700 | $0.00 Strike: $129.77 | $0.00 |
DisclosureSEC source: 0001127602-16-043625 · form4.xml · derivative · entry 4 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,700 Underlying: Common Stock · 27,700 shares Expires 2023-02-24 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 24, 2017. Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 935 | $129.77 | $121,334.95 |
DisclosureSEC source: 0001127602-16-043625 · form4.xml · nonDerivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,928 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043625 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,863 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 8,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043625 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,063 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 25, 2015. The Company's Compensation Committee determined on February 24, 2016, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 24, 2016, one-third of the shares vest on February 24, 2017, and the remaining one-third vest on February 24, 2018. Read SEC document |
| December 14, 2015 Filed Dec 16, 2015 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,013 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-15-034266 · form4.xml · derivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,013 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015. Read SEC document |
| December 14, 2015 Filed Dec 16, 2015 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 13,013 | $134.18 | $1,746,084.34 |
DisclosureSEC source: 0001127602-15-034266 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,438 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.85 to $134.64, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2015 Filed Dec 16, 2015 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 7,013 | $54.97 | $385,504.61 |
DisclosureSEC source: 0001127602-15-034266 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2015 Filed Aug 27, 2015 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,737 | $125.26 | $342,836.62 |
DisclosureSEC source: 0001127602-15-026019 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,438 Read SEC document |
| August 25, 2015 Filed Aug 26, 2015 20:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 488 | $120.05 | $58,584.40 |
DisclosureSEC source: 0001127602-15-025917 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,175 Read SEC document |
| March 30, 2015 Filed Apr 1, 2015 21:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,307 | $134.40 | $713,260.80 |
DisclosureSEC source: 0001127602-15-013210 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,663 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2015. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 19:59 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,431 | $131.35 | $450,661.85 |
DisclosureSEC source: 0001127602-15-009981 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,970 Read SEC document |
| February 26, 2015 Filed Mar 2, 2015 21:43 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 976 | $130.14 | $127,016.64 |
DisclosureSEC source: 0001127602-15-009101 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,401 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:59 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 27,900 | $0.00 Strike: $131.07 | $0.00 |
DisclosureSEC source: 0001127602-15-008819 · form4.xml · derivative · entry 4 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,900 Underlying: Common Stock · 27,900 shares Expires 2022-02-25 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 25, 2016. Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:59 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,769 | $131.07 | $362,932.83 |
DisclosureSEC source: 0001127602-15-008819 · form4.xml · nonDerivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,377 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:59 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008819 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,146 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:59 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 9,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008819 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,246 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2014. The Company's Compensation Committee determined on February 25, 2015, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2015, one-third of the shares vest on February 25, 2016, and the remaining one-third vest on February 25, 2017. Read SEC document |
| February 20, 2015 Filed Feb 24, 2015 00:15 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,037 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-15-007785 · form4.xml · derivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,013 Underlying: Common Stock · 15,037 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013, and 2014, and the last installment becomes exercisable on February 23, 2015. Read SEC document |
| February 20, 2015 Filed Feb 24, 2015 00:15 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 15,037 | $127.94 | $1,923,833.78 |
DisclosureSEC source: 0001127602-15-007785 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,862 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.78 to $128.27, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2015 Filed Feb 24, 2015 00:15 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 15,037 | $54.97 | $826,583.89 |
DisclosureSEC source: 0001127602-15-007785 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 23:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,349 | $120.90 | $283,994.10 |
DisclosureSEC source: 0001127602-14-026758 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,862 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 25, 2014. Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 23:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,096 | $120.71 | $253,008.16 |
DisclosureSEC source: 0001127602-14-026758 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,211 Read SEC document |
| July 25, 2014 Filed Jul 29, 2014 20:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-14-024049 · form4.xml · derivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,050 Underlying: Common Stock · 6,000 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013, and 2014, and the last installment becomes exercisable on February 23, 2015. Read SEC document |
| July 25, 2014 Filed Jul 29, 2014 20:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,000 | $125.23 | $751,380.00 |
DisclosureSEC source: 0001127602-14-024049 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,307 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.23 to $125.26, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2014 Filed Jul 29, 2014 20:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 6,000 | $54.97 | $329,820.00 |
DisclosureSEC source: 0001127602-14-024049 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2014 Filed Apr 29, 2014 20:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,625 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-015470 · form4.xml · derivative · entry 5 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 Underlying: Common Stock · 3,625 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013, and 2014, and the last installment becomes exercisable on March 5, 2015. Read SEC document |
| April 28, 2014 Filed Apr 29, 2014 20:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,063 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-015470 · form4.xml · derivative · entry 4 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,063 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal installments on March 5, 2011, 2012, 2013 and 2014. Read SEC document |
| April 28, 2014 Filed Apr 29, 2014 20:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 8,688 | $114.49 | $994,689.12 |
DisclosureSEC source: 0001127602-14-015470 · form4.xml · nonDerivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,307 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.46 to $114.55, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 28, 2014 Filed Apr 29, 2014 20:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 3,625 | $49.49 | $179,401.25 |
DisclosureSEC source: 0001127602-14-015470 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2014 Filed Apr 29, 2014 20:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 5,063 | $49.49 | $250,567.87 |
DisclosureSEC source: 0001127602-14-015470 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $126.58 | $12,658.00 |
DisclosureSEC source: 0001127602-14-011336 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,307 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,141 | $125.89 | $647,200.49 |
DisclosureSEC source: 0001127602-14-011336 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,407 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.43 to $126.39, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 22:10 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,434 | $124.54 | $427,670.36 |
DisclosureSEC source: 0001127602-14-010012 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,548 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:35 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 27,000 | $0.00 Strike: $124.28 | $0.00 |
DisclosureSEC source: 0001127602-14-009293 · form4.xml · derivative · entry 4 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2021-02-26 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2015. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:35 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 977 | $124.28 | $121,421.56 |
DisclosureSEC source: 0001127602-14-009293 · form4.xml · nonDerivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,982 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:35 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009293 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,959 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:35 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009293 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,159 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2013. The Company's Compensation Committee determined on February 26, 2014, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2014, one-third of the shares vest on February 26, 2015, and the remaining one-third vest on February 26, 2016. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 23:03 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,297 | $123.81 | $160,581.57 |
DisclosureSEC source: 0001127602-14-009011 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,944 Read SEC document |
| February 21, 2014 Filed Feb 25, 2014 23:26 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,242 | $123.18 | $152,989.56 |
DisclosureSEC source: 0001127602-14-008443 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,241 Read SEC document |
| February 06, 2014 Filed Feb 8, 2014 00:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,250 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-005179 · form4.xml · derivative · entry 6 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Common Stock · 7,250 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first and second installments became excercisable on March 5, 2012, and 2013, and the next two installments become exercisable on March 5, 2014 and 2015. Read SEC document |
| February 06, 2014 Filed Feb 8, 2014 00:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,187 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-005179 · form4.xml · derivative · entry 5 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063 Underlying: Common Stock · 15,187 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2011, 2012, and 2013, and the next installment becomes exercisable on March 5, 2014. Read SEC document |
| February 06, 2014 Filed Feb 8, 2014 00:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005179 · form4.xml · nonDerivative · entry 4 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,483 Read SEC document |
| February 06, 2014 Filed Feb 8, 2014 00:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 22,437 | $114.24 | $2,563,202.88 |
DisclosureSEC source: 0001127602-14-005179 · form4.xml · nonDerivative · entry 3 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,983 Read SEC document |
| February 06, 2014 Filed Feb 8, 2014 00:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 7,250 | $49.49 | $358,802.50 |
DisclosureSEC source: 0001127602-14-005179 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2014 Filed Feb 8, 2014 00:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 15,187 | $49.49 | $751,604.63 |
DisclosureSEC source: 0001127602-14-005179 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2013 Filed Aug 27, 2013 21:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 970 | $90.36 | $87,649.20 |
DisclosureSEC source: 0001127602-13-026109 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,983 Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 21:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 693 | $76.43 | $52,965.99 |
DisclosureSEC source: 0001127602-13-009913 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,953 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,761 | $74.57 | $355,027.77 |
DisclosureSEC source: 0001127602-13-009318 · form4.xml · nonDerivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,646 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2012. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.22 to $74.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2013 Filed Mar 5, 2013 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,522 | $74.78 | $188,595.16 |
DisclosureSEC source: 0001127602-13-009318 · form4.xml · nonDerivative · entry 1 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,407 Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 22:57 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 30,700 | $0.00 Strike: $73.24 | $0.00 |
DisclosureSEC source: 0001127602-13-008580 · form4.xml · derivative · entry 2 Loewald Thomas W · CIK 0001538555 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,700 Underlying: Common Stock · 30,700 shares Expires 2020-02-26 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.