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WALDEN MARNI M

Disclosed activity across 3 companies

Tapewire entity
16141
SEC CIK
0001600754

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DraftKings Inc.DKNG · Entity 1872DirectorAugust 04, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DraftKings Inc.

Report date August 04, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,588 Reported balance After 2026-08-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 10,588 · Balance 10,588

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Represents annual equity grant.

F3: The RSUs were granted on August 4, 2026 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2027 and the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Represents annual equity grant.

F3: The RSUs were granted on August 4, 2026 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2027 and the first anniversary of the grant date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DraftKings Holdings Inc.

Report date May 05, 2022 · Filed May 09, 2022

Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-05 transaction · row 1
1 source row

Row 1 · 2022-05-05 · Disposition to issuer · Disposed 114,371 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-05 · Disposition to issuer · Disposed 13,342 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.13 · Expires 2028-10-04Direct0 Reported balance After 2022-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-05 · Disposition to issuer · Disposed 60,961 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F6: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 7)

F7: (Continued from footnote 6) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: These Stock Options are vested and exercisable as of the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

F6: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 7)

F7: (Continued from footnote 6) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F8: These Stock Options are vested and exercisable as of the date hereof.

VERIZON COMMUNICATIONS INC

Report date December 28, 2017 · Filed January 02, 2018

Section 16 reporting ended · disclosed 2018-01-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock (unitized)SEC Table II · derivative / convertible securityIndirectBy Deferred Compensation Plan194,179.864 Reported balance After 2017-12-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-12-28 · Grant · Acquired 103.002 · Balance 194,179.864

F1: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2: Includes phantom stock acquired through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2: Includes phantom stock acquired through dividend reinvestment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2023 Filed Feb 17, 2023 02:00 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-022973 · tm237189-2_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
November 02, 2022 Filed Nov 5, 2022 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,177 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-115020 · tm2229747-8_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 2, 2022.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 2, 2022.

Read SEC document
November 02, 2022 Filed Nov 5, 2022 00:03 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 1,177 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-115020 · tm2229747-8_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Class A Common Stock · 1,177 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 2, 2022.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 2, 2022.

Read SEC document
November 02, 2022 Filed Nov 5, 2022 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115020 · tm2229747-8_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
August 02, 2022 Filed Aug 5, 2022 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-086322 · tm2222611-6_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 2, 2022.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 2, 2022.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 00:03 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-086322 · tm2222611-6_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Class A Common Stock · 1,219 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 2, 2022.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 2, 2022.

Read SEC document
August 02, 2022 Filed Aug 5, 2022 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-086322 · tm2222611-6_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
June 03, 2022 Filed Jun 8, 2022 00:00 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionStock Option · Derivative 60,961 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001104659-22-069078 · tm2217896-1_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,961 shares

Expires 2028-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These options originate from the Agreement and Plan of Merger, dated August 9, 2021, and in consummation of the relevant merger, each outstanding stock option to purchase DraftKings Inc. (now known as DraftKings Holdings Inc.) Class A Common Stock was converted into an equivalent stock option to purchase New Duke Holdco, Inc. (now known as DraftKings Inc.) Class A Common Stock.

F2 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person.

F4 · derivative.exercise_date: The options are vested and are exercised as of June 3, 2022.

Read SEC document
June 03, 2022 Filed Jun 8, 2022 00:00 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 19,794 $12.72 $251,779.68
Disclosure

SEC source: 0001104659-22-069078 · tm2217896-1_4seq1.xml · nonDerivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,538

F1 · kind: These options originate from the Agreement and Plan of Merger, dated August 9, 2021, and in consummation of the relevant merger, each outstanding stock option to purchase DraftKings Inc. (now known as DraftKings Holdings Inc.) Class A Common Stock was converted into an equivalent stock option to purchase New Duke Holdco, Inc. (now known as DraftKings Inc.) Class A Common Stock.

F3 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price arising from a net (cashless) exercise of stock options that occurred on June 3, 2022. The options subject to the net exercise were to expire on October 4, 2028.

Read SEC document
June 03, 2022 Filed Jun 8, 2022 00:00 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 60,961 $4.13 $251,768.93
Disclosure

SEC source: 0001104659-22-069078 · tm2217896-1_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These options originate from the Agreement and Plan of Merger, dated August 9, 2021, and in consummation of the relevant merger, each outstanding stock option to purchase DraftKings Inc. (now known as DraftKings Holdings Inc.) Class A Common Stock was converted into an equivalent stock option to purchase New Duke Holdco, Inc. (now known as DraftKings Inc.) Class A Common Stock.

F2 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:17 UTC DraftKings Inc. DKNG · Entity 1872 GrantStock Option · Derivative 60,961 Not disclosed Strike: $4.13 Not disclosed
Disclosure

SEC source: 0001104659-22-057734 · tm2214893-5_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,961

Underlying: Class A Common Stock · 60,961 shares

Expires 2028-10-04

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The acquisition of the New DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange (continued on footnote 2)

F2 · price: (Continued from footnote 1) Act"), pursuant to Rule 16b-3 and Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of shares of Old DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person.

F6 · price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of Old DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. (continued on footnote 7)

F7 · price: (Continued from footnote 6) As used herein, the term "Stock Options" refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of Old DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. (continued on footnote 7)

F7 · derivative.exercise_date: (Continued from footnote 6) As used herein, the term "Stock Options" refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F8 · derivative.exercise_date: These Stock Options are vested and exercisable as of the date hereof.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:17 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 13,342 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-057734 · tm2214893-5_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342

Underlying: Class A Common Stock · 13,342 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of Old DraftKings RSUs in connection with the consummation of the DraftKings Merger. (continued on footnote 4)

F4 · derivative.exercise_price: (Continued from footnote 3) This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The acquisition of the New DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange (continued on footnote 2)

F2 · price: (Continued from footnote 1) Act"), pursuant to Rule 16b-3 and Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of shares of Old DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person.

F3 · price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of Old DraftKings RSUs in connection with the consummation of the DraftKings Merger. (continued on footnote 4)

F4 · price: (Continued from footnote 3) This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5 · derivative.exercise_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

F5 · derivative.expiration_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:17 UTC DraftKings Inc. DKNG · Entity 1872 GrantClass A Common Stock 114,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-057734 · tm2214893-5_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,371

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The acquisition of the New DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange (continued on footnote 2)

F2 · price: (Continued from footnote 1) Act"), pursuant to Rule 16b-3 and Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of shares of Old DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:08 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Disposition to issuerStock Option · Derivative 60,961 Not disclosed Strike: $4.13 Not disclosed
Disclosure

SEC source: 0001104659-22-057722 · tm2214892-14_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,961 shares

Expires 2028-10-04

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2 · price: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F6 · price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 7)

F7 · price: (Continued from footnote 6) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 7)

F7 · derivative.exercise_date: (Continued from footnote 6) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F8 · derivative.exercise_date: These Stock Options are vested and exercisable as of the date hereof.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:08 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Disposition to issuerRestricted Stock Units · Derivative 13,342 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-057722 · tm2214892-14_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,342 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4 · derivative.exercise_price: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2 · price: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F3 · price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4 · price: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5 · derivative.exercise_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

F5 · derivative.expiration_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:08 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Disposition to issuerClass A Common Stock 114,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-057722 · tm2214892-14_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2 · price: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

Read SEC document
May 03, 2022 Filed May 5, 2022 00:01 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 13,342 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-055982 · tm2214422d1_4.xml · derivative · entry 4

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342

Underlying: Class A Common Stock · 13,342 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: Represents annual equity grant.

F6 · derivative.exercise_date: The RSUs were granted on May 3, 2022 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2023 and the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on May 3, 2022 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2023 and the first anniversary of the grant date.

Read SEC document
May 03, 2022 Filed May 5, 2022 00:01 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 1,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-055982 · tm2214422d1_4.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 3, 2022.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 3, 2022.

Read SEC document
May 03, 2022 Filed May 5, 2022 00:01 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 1,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-055982 · tm2214422d1_4.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Class A Common Stock · 1,334 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 3, 2022.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 3, 2022.

Read SEC document
May 03, 2022 Filed May 5, 2022 00:01 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 1,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-055982 · tm2214422d1_4.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 619 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · derivative · entry 12

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F7 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.

F7 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · derivative · entry 11

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F6 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.

F6 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · derivative · entry 10

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F5 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.

F5 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 262 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · derivative · entry 9

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F4 · derivative.exercise_date: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022.

F4 · derivative.expiration_date: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · derivative · entry 8

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F3 · derivative.exercise_date: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022.

F3 · derivative.expiration_date: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 3,563 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · derivative · entry 7

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F2 · derivative.exercise_date: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022.

F2 · derivative.expiration_date: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022.

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 619 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · nonDerivative · entry 6

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 26 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · nonDerivative · entry 5

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · nonDerivative · entry 4

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 262 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · nonDerivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 284 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · nonDerivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
April 19, 2022 Filed Apr 22, 2022 00:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 3,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-048518 · tm2213240-3_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:24 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024403 · tm226981-10_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545

Underlying: Class A Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: Represents RSU grant that is being issued as a one-time payment for 2021, as consideration for the Reporting Person's service on the Transaction Committee of the Board of Directors of the Issuer.

F3 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:24 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024403 · tm226981-10_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645

Underlying: Class A Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer for the third quarter of 2021, as consideration for the Reporting Person's service on the Compliance Committee of the Board of Directors of the Issuer.

F3 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:24 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 619 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-024403 · tm226981-10_4seq1.xml · derivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

Underlying: Class A Common Stock · 619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer for the fourth quarter of 2021.

F3 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
November 17, 2021 Filed Nov 20, 2021 00:45 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionStock Option · Derivative 43,409 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001104659-21-142079 · tm2133485-3_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 43,409 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of options and paid the aggregate exercise price and the tax withholdings in cash.

F2 · derivative.exercise_date: The options are vested and currently exercisable.

Read SEC document
November 17, 2021 Filed Nov 20, 2021 00:45 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 43,409 $4.72 $204,890.48
Disclosure

SEC source: 0001104659-21-142079 · tm2133485-3_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of options and paid the aggregate exercise price and the tax withholdings in cash.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 00:40 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 262 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-134615 · tm2132010-10_4seq1.xml · derivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262

Underlying: Class A Common Stock · 262 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F3 · derivative.exercise_date: The RSUs were granted on November 2, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on November 2, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 23:52 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-100972 · tm2124323-8_4seq1.xml · derivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

Underlying: Class A Common Stock · 284 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F3 · derivative.exercise_date: The RSUs were granted on August 3, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on August 3, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 20, 2021 00:10 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001104659-21-069490 · tm2116965-1_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,961

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise.

F2 · derivative.exercise_date: The options are vested and currently exercisable.

Read SEC document
May 17, 2021 Filed May 20, 2021 00:10 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 50,000 $4.13 $206,500.00
Disclosure

SEC source: 0001104659-21-069490 · tm2116965-1_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise.

Read SEC document
May 04, 2021 Filed May 7, 2021 00:52 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 3,563 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-062630 · tm2115408-10_4seq1.xml · derivative · entry 4

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Underlying: Class A Common Stock · 3,563 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: Represents annual equity grant.

F6 · derivative.exercise_date: The RSUs were granted on May 4, 2021 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2022 and the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on May 4, 2021 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2022 and the first anniversary of the grant date.

Read SEC document
May 04, 2021 Filed May 7, 2021 00:52 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-062630 · tm2115408-10_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021.

Read SEC document
May 04, 2021 Filed May 7, 2021 00:52 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-062630 · tm2115408-10_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Class A Common Stock · 244 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021.

Read SEC document
May 04, 2021 Filed May 7, 2021 00:52 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 244 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062630 · tm2115408-10_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
April 28, 2021 Filed May 1, 2021 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-059405 · tm2114760-22_4seq1.xml · derivative · entry 4

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021.

F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed May 1, 2021 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 11,718 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-059405 · tm2114760-22_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

F2 · derivative.exercise_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021.

F2 · derivative.expiration_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed May 1, 2021 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 573 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-059405 · tm2114760-22_4seq1.xml · nonDerivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
April 28, 2021 Filed May 1, 2021 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 11,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-059405 · tm2114760-22_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).

Read SEC document
February 24, 2021 Filed Feb 27, 2021 01:07 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029530 · tm217770-18_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573

Underlying: Class A Common Stock · 233 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer.

F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.