Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMEREN CORPAEE · Entity 3150 | Director | January 03, 2025 | January 07, 2025 |
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Card Cust. Exp. Officer | March 08, 2018 | March 12, 2018 |
| Cigna GroupCI · Entity 550 | See Remarks | March 07, 2025 | March 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMEREN CORP
Report date January 03, 2025 · Filed January 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | Direct | 16,609 |
Reported balance
After 2025-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-03 · Grant · Acquired 1,911 · Balance 16,609 F1: Director compensation. F2: Amount includes a total of 486 shares acquired during the first through fourth quarters of 2024 through reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Director compensation.
F2: Amount includes a total of 486 shares acquired during the first through fourth quarters of 2024 through reinvested dividends.
CAPITAL ONE FINANCIAL CORP
Report date March 08, 2018 · Filed March 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,506 |
Reported balance
After 2018-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-08 · Grant · Acquired 1,395 · Balance 42,506 F1: These shares were earned pursuant to an award of performance shares granted on January 29, 2015 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 41,876 |
Reported balance
After 2018-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-08 · Tax withholding · Disposed 630 · Balance 41,876 F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 29, 2015 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Cigna Group
Report date March 07, 2025 · Filed March 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | Direct | 13,406 |
Reported balance
After 2025-03-07 transaction · row 1
1 source rowRow 1 · 2025-03-07 · Sale · Disposed 9,944 · Balance 13,406 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2024. |
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | IndirectBy 401(k) | 184.3325 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 184.3325 F2: Represents shares acquired through ongoing participation in The Cigna Group's 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2024.
F2: Represents shares acquired through ongoing participation in The Cigna Group's 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,531 | $98.67 | $151,063.77 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 10 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,502 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 266 | $98.67 | $26,246.22 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 9 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,033 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,351 | $99.52 | $532,531.52 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 8 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,299 F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,769 | $99.52 | $176,050.88 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 7 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,650 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,287 | $99.52 | $227,602.24 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 6 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,419 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 490 | $99.52 | $48,764.80 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 5 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,706 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 4 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 3 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 2 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000092 · wf-form4_151916944946279.xml · nonDerivative · entry 1 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2018 Restricted Stock Units · Derivative | 4,567 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000048 · wf-form4_151786999788740.xml · derivative · entry 2 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,567 Underlying: Common Stock · 4,567 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 160 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 160 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000048 · wf-form4_151786999788740.xml · nonDerivative · entry 1 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,299 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,997 | $92.18 | $276,263.46 |
DisclosureSEC source: 0000927628-17-000281 · wf-form4_150965594435081.xml · nonDerivative · entry 1 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,806 F1 · kind: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock. This share withholding was authorized in the restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 5,351 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · derivative · entry 11 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,351 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 2,287 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · derivative · entry 10 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,574 Underlying: Common Stock · 2,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · derivative · entry 9 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490 Underlying: Common Stock · 490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,683 | $90.93 | $153,035.19 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 8 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,803 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 293 | $90.93 | $26,642.49 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 7 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,486 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,351 | $88.31 | $472,546.81 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 6 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,779 F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,287 | $88.31 | $201,964.97 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 5 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,130 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 490 | $88.31 | $43,271.90 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 4 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,417 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 3 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 2 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000101 · wf-form4_148737669749911.xml · nonDerivative · entry 1 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 30,993 | $0.00 Strike: $82.08 | $0.00 |
DisclosureSEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · derivative · entry 4 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,498 Underlying: Common Stock · 30,993 shares Expires 2024-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on September 8, 2015 and annually thereafter. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 15,497 | $90.15 | $1,397,054.55 |
DisclosureSEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · nonDerivative · entry 3 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,779 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.10 to $90.30. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 15,496 | $89.25 | $1,383,018.00 |
DisclosureSEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · nonDerivative · entry 2 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,276 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.24 to $89.30. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 30,993 | $82.08 | $2,543,905.44 |
DisclosureSEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · nonDerivative · entry 1 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 5,351 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000059 · wf-form4_148642697854100.xml · derivative · entry 3 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,351 Underlying: Common Stock · 5,351 shares Expires 2018-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2017 Restricted Stock Units · Derivative | 5,309 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000059 · wf-form4_148642697854100.xml · derivative · entry 2 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,309 Underlying: Common Stock · 5,309 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 221 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 221 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000059 · wf-form4_148642697854100.xml · nonDerivative · entry 1 Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,779 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.