Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Macy's, Inc.M · Entity 3820 | Director | November 30, 2016 | November 30, 2016 |
| STARBUCKS CORPSBUX · Entity 2886 | Director | March 13, 2018 | March 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Macy's, Inc.
Report date November 30, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,000 |
Ending reported balance
After 2016-11-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2016-11-30 · Exercise / conversion · Acquired 10,000 · Balance 16,000 Row 2 · 2016-11-30 · Sale · Disposed 10,000 · Balance 6,000 Row 3 · 2016-11-30 · Exercise / conversion · Acquired 10,000 · Balance 16,000 Row 4 · 2016-11-30 · Sale · Disposed 10,000 · Balance 6,000 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $25.32 · Expires 2018-05-16 | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-30 · Exercise / conversion · Disposed 10,000 · Balance 0 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.32 · Expires 2019-05-15 | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-30 · Exercise / conversion · Disposed 10,000 · Balance 0 |
STARBUCKS CORP
Report date March 13, 2018 · Filed March 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-13 · Exercise / conversion · Acquired 59,838 · Balance 59,838 Row 2 · 2018-03-13 · Sale · Disposed 59,838 · Balance 0 F1: This transaction was executed in multiple trades at prices ranging from $60.02 to $60.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.03 · Expires 2019-11-16 | Direct | 0 |
Reported balance
After 2018-03-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-13 · Exercise / conversion · Disposed 59,838 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Weatherup Family Trust | 27,531 |
Reported balance
Holding disclosure · report date 2018-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 27,531 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $60.02 to $60.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2012 Filed Dec 13, 2012 19:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 18,376 | $12.25 | $225,014.12 |
DisclosureSEC source: 0001127602-12-033877 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 14,475 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031885 · form4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,475 Underlying: Common Stock · 14,475 shares Expires 2022-11-19 Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 18:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-12-003412 · form4.xml · derivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2013-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 18:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100,000 | $48.30 | $4,830,130.00 |
DisclosureSEC source: 0001127602-12-003412 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.27 to $48.3350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 18:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 100,000 | $10.18 | $1,017,500.00 |
DisclosureSEC source: 0001127602-12-003412 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,499 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-11-029841 · form4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,499 Underlying: Common Stock · 16,499 shares Expires 2021-11-14 Read SEC document |
| March 11, 2011 Filed Mar 15, 2011 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $10.96 | $0.00 |
DisclosureSEC source: 0001127602-11-010274 · form4.xml · derivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2012-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2011 Filed Mar 15, 2011 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100,000 | $36.72 | $3,671,800.00 |
DisclosureSEC source: 0001127602-11-010274 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.66 to $36.795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 11, 2011 Filed Mar 15, 2011 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 100,000 | $10.96 | $1,095,500.00 |
DisclosureSEC source: 0001127602-11-010274 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 20:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 23,389 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-10-028293 · form4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,389 Underlying: Common Stock · 23,389 shares Expires 2020-11-15 Read SEC document |
| July 27, 2010 Filed Jul 29, 2010 17:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001127602-10-020085 · form4.xml · derivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2011-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 29, 2010 17:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100,000 | $25.01 | $2,500,600.00 |
DisclosureSEC source: 0001127602-10-020085 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.955 to $25.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2010 Filed Jul 29, 2010 17:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 100,000 | $11.20 | $1,120,300.00 |
DisclosureSEC source: 0001127602-10-020085 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 19:42 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 29,919 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-09-022983 · form4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,919 Underlying: Common Stock · 29,919 shares Expires 2019-11-16 Read SEC document |
| November 10, 2009 Filed Nov 12, 2009 19:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001127602-09-022489 · form4.xml · derivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2010-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2009 Filed Nov 12, 2009 19:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $21.27 | $1,063,450.00 |
DisclosureSEC source: 0001127602-09-022489 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.25 to $21.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2009 Filed Nov 12, 2009 19:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 50,000 | $6.52 | $326,000.00 |
DisclosureSEC source: 0001127602-09-022489 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 8, 2009 15:58 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001209191-09-025387 · doc4.xml · derivative · entry 4 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2010-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 8, 2009 15:58 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $14.03 | $701,500.00 |
DisclosureSEC source: 0001209191-09-025387 · doc4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 06, 2009 Filed May 8, 2009 15:58 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 50,000 | $6.52 | $326,000.00 |
DisclosureSEC source: 0001209191-09-025387 · doc4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2008 Filed Nov 19, 2008 18:00 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061653 · doc4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2018-11-17 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 15:15 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 31,483 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001209191-07-065710 · doc4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,483 Underlying: Common Stock · 31,483 shares Expires 2017-11-19 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 15:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 16,327 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001209191-06-061170 · doc4.xml · derivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,327 Underlying: Common Stock · 16,327 shares Expires 2016-11-20 Read SEC document |
| November 16, 2005 Filed Nov 18, 2005 19:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | Grant(Non-Qualified) Stock Option (right to buy) · Derivative | 19,724 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001209191-05-058519 · doc4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common Stock · 19,724 shares Expires 2015-11-16 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 18:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,981 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0001209191-04-053619 · doc4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,981 Underlying: Common Stock · 10,981 shares Expires 2014-11-16 Read SEC document |
| November 20, 2003 Filed Nov 24, 2003 19:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 19,698 | $30.46 Strike: $30.46 | $600,001.08 |
DisclosureSEC source: 0001209191-03-032035 · doc4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,698 Underlying: Common Stock · 19,698 shares Expires 2013-11-20 Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 16:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | Grant(Non Qualified) Stock Option (right to buy) · Derivative | 9,188 | $24.49 Strike: $24.49 | $225,014.12 |
DisclosureSEC source: 0001209191-03-006661 · doc4.xml · derivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,188 Underlying: Common Stock · 9,188 shares Expires 2013-06-02 F1 · derivative.exercise_date: The option will become fully vested on the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.