Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FAIR ISAAC CORPFICO · Entity 3206 | Executive Vice President | January 22, 2019 | January 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FAIR ISAAC CORP
Report date January 22, 2019 · Filed January 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,172 |
Ending reported balance
After 2019-01-22 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-01-22 · Exercise / conversion · Acquired 10,000 · Balance 65,172 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. Row 2 · 2019-01-22 · Sale · Disposed 4,100 · Balance 61,072 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F2: This transaction was executed in multiple trades at prices ranging from $211.48 to $212.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 3 · 2019-01-22 · Sale · Disposed 4,785 · Balance 56,287 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F3: This transaction was executed in multiple trades at prices ranging from $212.48 to $213.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 4 · 2019-01-22 · Sale · Disposed 115 · Balance 56,172 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F4: This transaction was executed in multiple trades at prices ranging from $213.64 to $214.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 5 · 2019-01-22 · Grant · Disposed 1,000 · Balance 55,172 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. |
| Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.05 · Expires 2019-04-24 | Direct | 0 |
Reported balance
After 2019-01-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-22 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F5: This option vests in four equal annual installments commencing on this date. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $211.48 to $212.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $212.48 to $213.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $213.64 to $214.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This option vests in four equal annual installments commencing on this date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 5,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · derivative · entry 10 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,970 Underlying: Common Stock · 5,970 shares Expires not disclosed F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F5 · shares: As previously reported in a prior Form 4 footnote, on December 8, 2014, the reporting person was granted a target award of 8,954 market share units. The award is scheduled to vest in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016 and 2017. The performance criteria for 2015 were met, resulting in the award of 5,970 market share units which vested December 8, 2015. The performance criteria for 2016 were met, resulting in the award of 5,970 market share units, which vest immediately on December 8, 2016. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 10,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · derivative · entry 9 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,007 Underlying: Common Stock · 10,007 shares Expires not disclosed F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F3 · shares: As previously reported in a prior Form 4 footnote, on December 13, 2013, the reporting person was granted a target award of 9,747 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2014, 2015 and 2016. The performance criteria for 2014 were met and reported, resulting in an award of 2,989 market share units which vested on December 13, 2014. The performance criteria for 2015 were met, resulting in the award of 6,498 market share units which vested on December 13, 2015. The performance criteria for 2016 were met, resulting in the award of 10,007 market share units which will vest on December 13, 2016. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Tax withholdingCommon Stock | 10,278 | $121.48 | $1,248,571.44 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 8 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,853 F1 · shares: Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units and restricted stock units. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 7 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 1,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 6 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 1,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 5 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 3,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 4 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 3 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 4,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 2 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:07 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 5,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015284 · marketforms-37326.xml · nonDerivative · entry 1 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 01:00 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantPerformance Share Units · Derivative | 11,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014870 · marketforms-36447.xml · derivative · entry 1 Wells Stuart · CIK 0001388308 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,418 Underlying: Common Stock · 11,418 shares Expires not disclosed F1 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F2 · date: On November 21, 2016 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics. F3 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.