Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | May 07, 2018 | May 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 07, 2018 · Filed May 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 15,925.59 |
Reported balance
After 2018-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-07 · Grant · Acquired 1,931.09 · Balance 15,925.59 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXXON MOBIL CORP
Report date June 21, 2021 · Filed June 23, 2021
Section 16 reporting ended · disclosed 2021-06-23. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 16, 2012 · Filed October 01, 2012
Section 16 reporting ended · disclosed 2012-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 285,107.1999 |
Ending reported balance
After 2012-08-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2012-08-16 · Gift · Disposed 65 · Balance 285,617.1999 Row 2 · 2012-08-16 · Gift · Disposed 130 · Balance 285,487.1999 Row 3 · 2012-08-16 · Gift · Disposed 130 · Balance 285,357.1999 Row 4 · 2012-08-16 · Gift · Disposed 250 · Balance 285,107.1999 |
| Common StockSEC Table I · non-derivative | Indirectdaughter | 956 |
Reported balance
After 2012-08-16 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2012-08-16 · Gift · Acquired 250 · Balance 956 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectspouse | 260,693 |
Reported balance
Holding disclosure · report date 2012-08-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 260,693 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2003 Filed Oct 16, 2003 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-026714 · rrd20436.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,109 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 19:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-025025 · rrd19491.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,089 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2003 Filed Sep 16, 2003 13:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-023254 · rrd18563.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,067 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 12:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-021245 · rrd17409.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,052 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 15:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-019138 · rrd14915.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,029 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 06, 2003 Filed Aug 7, 2003 16:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-017852 · rrd15510.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,006 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 16:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhanton Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-016773 · rrd11289.xml · derivative · entry 3 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,948 Underlying: Common Stock · 25 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 16:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 10,400 | $81.25 Strike: $0.00 | $845,000.00 |
DisclosureSEC source: 0001181431-03-016773 · rrd11289.xml · derivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,923 Underlying: Common Stock · 10,400 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Intra-plan transfer under the IBM Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 16:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherCommon Stock | 2,346.16 | $81.25 | $190,625.50 |
DisclosureSEC source: 0001181431-03-016773 · rrd11289.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,317.2 F1 · kind: Intra-plan transfer into the IBM Stock Fund of The IBM Savings Plan. Read SEC document |
| July 15, 2003 Filed Jul 16, 2003 15:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-014267 · rrd13328.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,523 Underlying: Common Stock · 24 shares Expires 1988-08-08 F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 16:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-012360 · rrd12234.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,501 Underlying: Common Stock · 23 shares Expires 1988-08-08 F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from IBM. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from IBM. Read SEC document |
| June 13, 2003 Filed Jun 16, 2003 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-010880 · rrd10999.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,479 Underlying: Common Stock · 23 shares Expires 1988-08-08 F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from IBM. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from IBM. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.