Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | May 07, 2018 | May 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 07, 2018 · Filed May 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 15,925.59 |
Reported balance
After 2018-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-07 · Grant · Acquired 1,931.09 · Balance 15,925.59 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXXON MOBIL CORP
Report date June 21, 2021 · Filed June 23, 2021
Section 16 reporting ended · disclosed 2021-06-23. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 16, 2012 · Filed October 01, 2012
Section 16 reporting ended · disclosed 2012-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 285,107.1999 |
Ending reported balance
After 2012-08-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2012-08-16 · Gift · Disposed 65 · Balance 285,617.1999 Row 2 · 2012-08-16 · Gift · Disposed 130 · Balance 285,487.1999 Row 3 · 2012-08-16 · Gift · Disposed 130 · Balance 285,357.1999 Row 4 · 2012-08-16 · Gift · Disposed 250 · Balance 285,107.1999 |
| Common StockSEC Table I · non-derivative | Indirectdaughter | 956 |
Reported balance
After 2012-08-16 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2012-08-16 · Gift · Acquired 250 · Balance 956 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectspouse | 260,693 |
Reported balance
Holding disclosure · report date 2012-08-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 260,693 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 65,000 | $122.00 | $7,930,000.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 4 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,655.9922 Read SEC document |
| August 21, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 8,876 | $121.76 | $1,080,741.76 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 3 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,655.9922 Read SEC document |
| August 21, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 98,876 | $88.96 | $8,795,514.58 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,531.9922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,124 | $88.96 | $99,985.42 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,655.9922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 16 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · son 2 Disclosed balance after: 309 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 15 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · son 1 Disclosed balance after: 529 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 14 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · daughter Disclosed balance after: 309 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 13 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 194,404 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 12 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 194,590 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 11 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 194,776 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 10 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 194,962 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 18, 2008 Filed Aug 22, 2008 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-049762 · rrd216880.xml · nonDerivative · entry 9 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,855.9922 Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 15:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 245 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046706 · rrd215264.xml · derivative · entry 7 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,681 Underlying: Common Stock · 245 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 20, 2008 Filed Aug 7, 2008 15:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046706 · rrd215264.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,531.9922 Read SEC document |
| May 20, 2008 Filed Aug 7, 2008 15:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046706 · rrd215264.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,581.9922 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 10,526 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030263 · rrd206136.xml · derivative · entry 7 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,053 Underlying: Common Stock · 10,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,549 | $124.46 | $566,168.54 |
DisclosureSEC source: 0001181431-08-030263 · rrd206136.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,018.151 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030263 · rrd206136.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,567.151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 17:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029737 · rrd205878.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,458 Underlying: Common Stock · 254 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2008 Filed Feb 7, 2008 19:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-008275 · rrd194235.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,286 Underlying: Common Stock · 243 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 20,347 | $107.65 | $2,190,354.55 |
DisclosureSEC source: 0001181431-08-007382 · rrd193470.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,009.6144 Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 49,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-007382 · rrd193470.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,356.6144 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2005 - 2007) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 118,046 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · derivative · entry 30 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,046 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,954 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · derivative · entry 29 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,954 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $104.71 | $10,471.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 24 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,270.8311 F1 · balance_after: Includes 35,000 shares acquired as a result of the stock option exercises reported herein. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 9,100 | $104.70 | $952,770.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 23 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,370.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $104.69 | $10,469.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 22 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,470.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,200 | $104.68 | $439,656.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 21 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,570.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $104.67 | $20,934.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 20 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,770.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $104.66 | $83,728.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 19 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,970.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,700 | $104.65 | $282,555.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 18 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,770.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $104.63 | $272,038.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 17 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,470.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 10,500 | $104.61 | $1,098,405.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 16 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,070.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 15,700 | $104.60 | $1,642,220.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 15 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,570.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $104.58 | $20,916.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 14 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,270.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $104.57 | $20,914.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 13 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,470.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,600 | $104.55 | $480,930.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 12 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,670.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,000 | $104.50 | $522,500.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 11 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,270.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,000 | $104.48 | $522,400.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 10 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,270.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,100 | $104.46 | $637,206.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 9 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,270.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,100 | $104.45 | $428,245.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 8 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,370.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $104.41 | $114,851.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 7 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,470.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,700 | $104.43 | $281,961.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 6 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,570.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,400 | $104.42 | $355,028.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 5 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,270.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $104.44 | $104,440.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 4 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,670.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,600 | $104.40 | $584,640.00 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 3 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,670.8311 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 118,046 | $51.16 | $6,038,643.13 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,270.8311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,954 | $51.16 | $99,956.87 |
DisclosureSEC source: 0001181431-07-071075 · rrd179497.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,224.8311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 227 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-067690 · rrd177756.xml · derivative · entry 7 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,044 Underlying: Common Stock · 227 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 17, 2007 Filed Nov 8, 2007 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-067690 · rrd177756.xml · nonDerivative · entry 4 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · son 1 Disclosed balance after: 343 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.