Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | May 07, 2018 | May 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 07, 2018 · Filed May 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 15,925.59 |
Reported balance
After 2018-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-07 · Grant · Acquired 1,931.09 · Balance 15,925.59 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXXON MOBIL CORP
Report date June 21, 2021 · Filed June 23, 2021
Section 16 reporting ended · disclosed 2021-06-23. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 16, 2012 · Filed October 01, 2012
Section 16 reporting ended · disclosed 2012-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 285,107.1999 |
Ending reported balance
After 2012-08-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2012-08-16 · Gift · Disposed 65 · Balance 285,617.1999 Row 2 · 2012-08-16 · Gift · Disposed 130 · Balance 285,487.1999 Row 3 · 2012-08-16 · Gift · Disposed 130 · Balance 285,357.1999 Row 4 · 2012-08-16 · Gift · Disposed 250 · Balance 285,107.1999 |
| Common StockSEC Table I · non-derivative | Indirectdaughter | 956 |
Reported balance
After 2012-08-16 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2012-08-16 · Gift · Acquired 250 · Balance 956 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectspouse | 260,693 |
Reported balance
Holding disclosure · report date 2012-08-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 260,693 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 17:57 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000931 · form4.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 F1 · price: Restricted stock grant. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:06 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000803 · form4.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 F1 · price: Restricted stock grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 15:59 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001078 · form4.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 F1 · price: Restricted stock grant. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 1,931.09 | $98.39 | $189,999.95 |
DisclosureSEC source: 0001127602-18-016844 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925.59 Underlying: Common Stock · 1,931.09 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:36 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001061 · form4.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,500 F1 · price: Restricted stock grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,108.626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-016547 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,789.406 Underlying: Common Stock · 2,108.626 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:39 UTC | EXXON MOBIL CORP XOM · Entity 32533 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000982 · form4.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · price: Restricted stock grant. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051090 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,488.995 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 11, 2015 Filed May 13, 2015 19:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,119.461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-017101 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,793.855 Underlying: Common Stock · 2,119.461 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2014 Filed Jan 5, 2015 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 281.18 | $93.36 | $26,250.68 |
DisclosureSEC source: 0001127602-15-000513 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,632.405 Underlying: Common Stock · 281.18 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2014 Filed Oct 2, 2014 14:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 296.12 | $88.65 | $26,250.15 |
DisclosureSEC source: 0001127602-14-028848 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,333.354 Underlying: Common Stock · 296.12 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 17:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 276.69 | $94.87 | $26,250.69 |
DisclosureSEC source: 0001127602-14-022306 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019.185 Underlying: Common Stock · 276.69 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017586 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,732.227 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 288.22 | $91.08 | $26,249.92 |
DisclosureSEC source: 0001127602-14-013410 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,954.425 Underlying: Common Stock · 288.22 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 18:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 299.33 | $87.69 | $26,249.45 |
DisclosureSEC source: 0001127602-14-000554 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,656.673 Underlying: Common Stock · 299.33 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2013 Filed Oct 1, 2013 22:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 342.98 | $76.54 | $26,249.97 |
DisclosureSEC source: 0001127602-13-028216 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,347.897 Underlying: Common Stock · 342.98 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 19:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 304.64 | $73.86 | $22,499.80 |
DisclosureSEC source: 0001127602-13-021871 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,995.813 Underlying: Common Stock · 304.64 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 19:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014974 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690.2 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 18:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 340.172 | $66.14 | $22,500.00 |
DisclosureSEC source: 0001127602-13-012458 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340.172 Underlying: Common Stock · 340.172 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. Read SEC document |
| August 16, 2012 Filed Oct 1, 2012 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-052458 · rrd356837.xml · nonDerivative · entry 5 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · daughter Disclosed balance after: 956 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2012 Filed Oct 1, 2012 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-052458 · rrd356837.xml · nonDerivative · entry 4 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,107.1999 Read SEC document |
| August 16, 2012 Filed Oct 1, 2012 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-052458 · rrd356837.xml · nonDerivative · entry 3 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,357.1999 Read SEC document |
| August 16, 2012 Filed Oct 1, 2012 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-052458 · rrd356837.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,487.1999 Read SEC document |
| August 16, 2012 Filed Oct 1, 2012 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-052458 · rrd356837.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,617.1999 Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044553 · rrd352989.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,289 Underlying: Common Stock · 291 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028731 · rrd344570.xml · derivative · entry 5 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,992 Underlying: Common Stock · 286 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 01, 2012 Filed May 9, 2012 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028731 · rrd344570.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,660.1854 Read SEC document |
| May 01, 2012 Filed May 9, 2012 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028731 · rrd344570.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,155.1854 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $105.96 | $0.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · derivative · entry 23 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2014-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,020 | $191.39 | $386,607.80 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 20 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,975.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,505 | $191.38 | $288,026.90 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 19 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,995.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,815 | $191.37 | $538,706.55 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 18 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,500.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $191.36 | $497,536.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 17 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,315.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,956 | $191.35 | $374,280.60 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 16 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,915.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.34 | $19,134.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 15 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,871.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,694 | $191.33 | $515,443.02 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 14 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,971.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,833 | $191.32 | $350,689.56 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 13 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,665.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,972 | $191.31 | $568,573.32 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 12 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,498.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,910 | $191.30 | $365,383.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 11 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,470.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $191.29 | $114,774.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 10 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,380.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 850 | $191.28 | $162,588.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 9 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,980.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.27 | $19,127.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 8 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,830.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,119 | $191.26 | $596,539.94 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 7 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,930.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.25 | $38,250.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 6 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,049.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $191.24 | $95,620.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 5 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,249.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.23 | $38,246.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 4 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,749.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $191.22 | $248,586.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 3 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,949.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,381 | $191.21 | $264,061.01 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 2 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,249.2007 Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 250,000 | $105.96 | $26,490,000.00 |
DisclosureSEC source: 0001181431-12-009083 · rrd334496.xml · nonDerivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,630.2007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2012 Filed Feb 15, 2012 20:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $191.59 | $287,385.00 |
DisclosureSEC source: 0001181431-12-009084 · rrd334497.xml · nonDerivative · entry 20 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,173.2007 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.