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MARGULIS HEIDI S

Disclosed activity across 1 company

Tapewire entity
160729
SEC CIK
0001103605

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date January 31, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect6,476 Reported balance Holding disclosure · report date 2019-01-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,476

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $167.81 · Expires 2023-02-18Direct4,922 Reported balance Holding disclosure · report date 2019-01-31 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 4,922

F1: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $217.42 · Expires 2024-03-08Direct19,497 Reported balance Holding disclosure · report date 2019-01-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 19,497

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19Direct5,218 Reported balance Holding disclosure · report date 2019-01-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,218

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,491 Reported balance Holding disclosure · report date 2019-01-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,491

F4: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect808 Reported balance Holding disclosure · report date 2019-01-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 808

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F4: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Filing footnotes · ownership attribution and instrument terms

F1: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F4: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

F6: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 2,656 $296.22 $786,755.01
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,476

F8 · price: Price reported is weighted average sales price.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · derivative · entry 13

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Humana Common · 403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · derivative · entry 12

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · derivative · entry 11

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 184 $304.05 $55,944.28
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,132

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 454 $304.05 $138,036.43
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,913

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 498 $304.05 $151,414.41
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000147 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 9,842 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · derivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922

Underlying: Humana Common · 9,842 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 9,335 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · derivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 9,335 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 1,444 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · derivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,444 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F1 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 20,621 $285.90 $5,895,587.20
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

F10 · price: Shares sold at prices ranging from $285.5775 to $286.53. Price reported is weighted average sales price.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 9,842 $167.81 $1,651,536.81
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 9,335 $164.65 $1,536,961.08
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 18:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,444 $102.16 $147,511.82
Disclosure

SEC source: 0000049071-18-000066 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 607 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · derivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Humana Common · 607 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 119 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

F12 · price: This transaction represents a gift/charitable donation effective February 28, 2018. This is not a market transaction and no value was received in return for the shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 3,727 $275.17 $1,025,574.24
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

F11 · price: Price reported is the average sales price.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 362 $276.43 $100,067.66
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,622

F10 · price: Shares swapped for payment of purchase price on incentive stock option exercise using fair market value on February 27, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 607 $164.65 $99,939.52
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:26 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,008 $269.31 $271,464.48
Disclosure

SEC source: 0000049071-18-000035 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,377

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:26 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 3,174 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000035 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes Performance Stock Units that vested on 2/24/2018.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 19:40 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,211 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000022 · edgar.xml · derivative · entry 9

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211

Underlying: Humana Common · 1,211 shares

Expires not disclosed

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 19:40 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 5,218 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-18-000022 · edgar.xml · derivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

Underlying: Humana Common · 5,218 shares

Expires 2025-02-19

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000192 · edgar.xml · derivative · entry 8

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000192 · edgar.xml · derivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

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December 15, 2017 Filed Dec 19, 2017 17:39 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,028 $253.62 $260,721.36
Disclosure

SEC source: 0000049071-17-000192 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,211

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 2,089 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000192 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:22 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,500 $231.96 $347,932.50
Disclosure

SEC source: 0000049071-17-000122 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150

F8 · price: Reflects the average price of shares sold. Shares sold at prices ranging from $231.63 to $232.28.

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March 08, 2017 Filed Mar 10, 2017 22:31 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 4,483 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000076 · edgar.xml · derivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Humana Common · 4,483 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments, and 1,494 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments, and 1,494 shares fully vest three years from the date of grant.

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March 08, 2017 Filed Mar 10, 2017 22:31 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 19,497 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000076 · edgar.xml · derivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,497

Underlying: Humana Common · 19,497 shares

Expires 2024-03-08

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.

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February 21, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 978 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · derivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444

Underlying: Humana Common · 978 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F1 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 13,452 $205.28 $2,761,417.14
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

F8 · price: Shares sold at prices ranging from $204.05 to $206.47.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 487 $205.33 $99,993.28
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 978 $102.16 $99,907.59
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 100 $205.33 $20,532.50
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,611

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,591 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · derivative · entry 10

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,788 $205.33 $367,121.10
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,711

Read SEC document
February 18, 2017 Filed Feb 23, 2017 00:18 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 5,128 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000033 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Includes both time based (1,591) and performance based (3,537) restricted stock units that vested on 2/18/17.

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December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,971 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · derivative · entry 7

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,942

Underlying: Humana Common · 4,971 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F3 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,842 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · derivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

Underlying: Humana Common · 4,842 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F2 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 1,936 $0.00 Strike: $72.84 $0.00
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · derivative · entry 5

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,936 shares

Expires 2020-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

F1 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 9,061 $200.81 $1,819,494.11
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,371

F8 · price: The total amount of shares withheld for taxes and swapped for purchase price is 9,061. The amount of shares required for swap on purchase price for shares exercised under the Company's 2011 Stock Incentive Plan was determined using a Fair Market Value ("FMV") of $199.84 on 12/21/2016, pursuant to the Plan. All shares withheld for taxes and shares required for swap under the Company's 2003 Stock Incentive Plan were determined using the FMV on 12/22/2016 $200.8050, pursuant to each Plan.

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December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,971 $164.65 $818,450.30
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,842 $102.16 $494,634.51
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 18:11 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,936 $72.84 $141,018.24
Disclosure

SEC source: 0000049071-16-000203 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0000049071-16-000197 · edgar.xml · derivative · entry 8

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186

Underlying: Humana Common · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 537 $206.60 $110,941.52
Disclosure

SEC source: 0000049071-16-000197 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Senior V.P. -Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.