Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Vice Chair & Exec Vice Pres | December 31, 2018 | February 01, 2019 |
| PUBLIC SERVICE ENTERPRISE GROUP INCPEG · Entity 203 | Director | May 01, 2018 | May 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date December 31, 2018 · Filed February 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 335.3194 |
Reported balance
After 2018-11-14 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-11-14 · Gift · Disposed 64,097 · Balance 335.3194 |
| Common StockSEC Table I · non-derivative | Direct | 335.3194 |
Reported balance
After 2018-08-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2018-08-15 · Gift · Disposed 202 · Balance 335.3194 |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 64,097 |
Reported balance
After 2018-11-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-14 · Gift · Acquired 64,097 · Balance 64,097 |
| Common StockSEC Table I · non-derivative | IndirectBy 401k/paesop Trust | 1,538 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,538 |
PUBLIC SERVICE ENTERPRISE GROUP INC
Report date May 01, 2018 · Filed May 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,985.3151 |
Reported balance
After 2018-05-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-01 · Grant · Acquired 2,604 · Balance 39,985.3151 F1: Restricted Stock Units convert to common stock on a one-for-one basis. Restricted Stock Units represent the share equivalent of amount granted, with payment deferred, under the Equity Compensation Plan For Directors. F2: Restricted Stock Units are subject to forfeiture if a director leaves service and are paid in shares of common stock after termination of service. F3: The derivative, Restricted Stock Units, do not have a corresponding exercisable date nor expiration date. F4: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert to common stock on a one-for-one basis. Restricted Stock Units represent the share equivalent of amount granted, with payment deferred, under the Equity Compensation Plan For Directors.
F2: Restricted Stock Units are subject to forfeiture if a director leaves service and are paid in shares of common stock after termination of service.
F3: The derivative, Restricted Stock Units, do not have a corresponding exercisable date nor expiration date.
F4: Amount includes accumulated dividend reinvestment equivalents that are exempt from Section 16.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2017 Filed Feb 10, 2017 15:40 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 47,528 | $77.18 | $3,668,211.04 |
DisclosureSEC source: 0001127602-17-004915 · form4.xml · nonDerivative · entry 1 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:11 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 50,921 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004878 · form4a.xml · derivative · entry 4 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,921 Underlying: Common Stock · 50,921 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:11 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004878 · form4a.xml · nonDerivative · entry 2 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,283 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:11 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004878 · form4a.xml · nonDerivative · entry 1 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,347 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:12 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 50,921 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004774 · form4.xml · derivative · entry 4 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,921 Underlying: Common Stock · 50,921 shares Expires 2027-02-08 F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:12 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004774 · form4.xml · nonDerivative · entry 2 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,989 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:12 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004774 · form4.xml · nonDerivative · entry 1 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,989 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:43 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 50,921 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007827 · form4a.xml · derivative · entry 4 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,921 Underlying: Common Stock · 50,921 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:43 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007827 · form4a.xml · nonDerivative · entry 2 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,303.4976 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:43 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007827 · form4a.xml · nonDerivative · entry 1 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,347.4976 Read SEC document |
| May 06, 2016 Filed Jan 10, 2017 20:52 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001431 · form5.xml · nonDerivative · entry 1 Shin Hak Cheol · CIK 0001328535 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,945.2767 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.