Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059 | Director | July 15, 2026 | July 17, 2026 |
| CITIGROUP INCC · Entity 2837 | Chief Financial Officer | February 14, 2019 | February 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,574 |
Reported balance
After 2026-07-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 730 · Balance 49,574 F1: The new grant is for 730 shares of common stock represented by restricted stock units, which will vest on July 15, 2027. F2: The total amount of securities beneficially owned includes: (a) 22,235 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23; |
| Common StockSEC Table I · non-derivative | IndirectBy Gerspach 2020 GST Exempt Trust | 6,000 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 F3: The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The new grant is for 730 shares of common stock represented by restricted stock units, which will vest on July 15, 2027.
F2: The total amount of securities beneficially owned includes: (a) 22,235 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23;
F3: The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee.
CITIGROUP INC
Report date February 14, 2019 · Filed February 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278,061.09 |
Reported balance
After 2019-02-14 transaction · row 1
1 source rowRow 1 · 2019-02-14 · Grant · Acquired 55,263.66 · Balance 278,061.09 F1: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2020; none of the award is eligible for immediate sale. |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 10,916 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,916 |
| Common StockSEC Table I · non-derivative | IndirectBy 2017 GRAT 1 | 24,886 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 24,886 |
| Common StockSEC Table I · non-derivative | IndirectBy 2017 GRAT 2 | 14,799 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 14,799 |
| Common StockSEC Table I · non-derivative | IndirectBy 2018 GRAT 1 | 35,000 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 35,000 |
| Common StockSEC Table I · non-derivative | IndirectBy 2018 GRAT 2 | 40,000 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 40,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2020; none of the award is eligible for immediate sale.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2016 Filed Jan 22, 2016 22:43 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Unit · Derivative | 30,138.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-093247 · doc4.xml · derivative · entry 6 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,138.63 Underlying: Common Stock · 30,138.63 shares Expires 2016-02-19 F7 · derivative.exercise_price: On February 19, 2013 the Reporting Person received from the Issuer a target award of 44,386.78Performance Share Units ("PSUs"), subject to increase up to 150%, or 66,580.17PSUs, and decrease to zero PSUs, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 30,138.63PSUs. Each PSU is payable only in cash expected to be delivered on February 19, 2016, and is equivalent to the cash value of the average high and low price of one share of the Issuer's common stock on January 20, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. F7 · derivative.exercise_date: On February 19, 2013 the Reporting Person received from the Issuer a target award of 44,386.78Performance Share Units ("PSUs"), subject to increase up to 150%, or 66,580.17PSUs, and decrease to zero PSUs, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 30,138.63PSUs. Each PSU is payable only in cash expected to be delivered on February 19, 2016, and is equivalent to the cash value of the average high and low price of one share of the Issuer's common stock on January 20, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. F7 · derivative.expiration_date: On February 19, 2013 the Reporting Person received from the Issuer a target award of 44,386.78Performance Share Units ("PSUs"), subject to increase up to 150%, or 66,580.17PSUs, and decrease to zero PSUs, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 30,138.63PSUs. Each PSU is payable only in cash expected to be delivered on February 19, 2016, and is equivalent to the cash value of the average high and low price of one share of the Issuer's common stock on January 20, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. F7 · balance_after: On February 19, 2013 the Reporting Person received from the Issuer a target award of 44,386.78Performance Share Units ("PSUs"), subject to increase up to 150%, or 66,580.17PSUs, and decrease to zero PSUs, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 30,138.63PSUs. Each PSU is payable only in cash expected to be delivered on February 19, 2016, and is equivalent to the cash value of the average high and low price of one share of the Issuer's common stock on January 20, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 22:43 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 19,856.02 | $40.23 | $798,877.18 |
DisclosureSEC source: 0001209191-16-093247 · doc4.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,045.18 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. F2 · balance_after: Includes 22,670 shares previously held through 2014 Grantor Retained Annuity Trust ("GRAT"-1), which were distributed to the Reporting person on May 21, 2015, and are now owned directly. Read SEC document |
| August 05, 2015 Filed Aug 7, 2015 20:05 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 10,000 | $58.82 | $588,200.00 |
DisclosureSEC source: 0001209191-15-064620 · doc4.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,098.2 F1 · balance_after: Includes 17,470 shares previously held through the 2013 Grantor Retained Annuity Trust ("GRAT"), which were distributed to the reporting person on August 6, 2015 upon termination of the GRAT, and are now owned directly. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 13:08 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 41,526.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002872 · rrd422334.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,628.2 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:53 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 14,902.3 | $47.58 | $708,976.92 |
DisclosureSEC source: 0001181431-15-001367 · rrd421564.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,101.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| August 15, 2014 Filed Aug 18, 2014 20:21 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 2,000 | $48.55 | $97,100.00 |
DisclosureSEC source: 0001181431-14-029471 · rrd413891.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,003.9 Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 22:49 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 42,284.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-008097 · rrd401755.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,473.9 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 22:27 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 34,723.5 | $52.40 | $1,819,598.21 |
DisclosureSEC source: 0001181431-14-003642 · rrd399997.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,189.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 22:28 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 44,386.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011418 · rrd368185.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,913.3 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 22:58 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 29,084.5 | $41.37 | $1,203,298.48 |
DisclosureSEC source: 0001181431-13-004665 · rrd367240.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,526.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 21:07 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 497.2 | $29.16 | $14,495.87 |
DisclosureSEC source: 0001181431-12-003636 · rrd331229.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,611.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 21:42 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 54,034.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003173 · rrd330800.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,108.3 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:33 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,500,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010839 · rrd301710.xml · derivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 21:36 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,632 | $4.77 | $31,634.64 |
DisclosureSEC source: 0001181431-11-004804 · rrd298414.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,110,738.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 22:14 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 486,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004509 · rrd297996.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117,370.7 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 21:59 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 33,205 | $4.76 | $158,055.80 |
DisclosureSEC source: 0001181431-11-000326 · rrd295828.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,259.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 21:59 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 72,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-000326 · rrd295828.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,664,464.7 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 21:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 37,633 | $4.20 | $158,058.60 |
DisclosureSEC source: 0001181431-10-058735 · rrd292474.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,519.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 21:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 82,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058735 · rrd292474.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,629,152.7 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 20:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 37,904 | $4.17 | $158,059.68 |
DisclosureSEC source: 0001181431-10-052899 · rrd289542.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,481.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 20:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 83,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052899 · rrd289542.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584,385.7 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 20:12 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 369,792 | $3.90 | $1,442,188.80 |
DisclosureSEC source: 0001181431-10-048794 · rrd287398.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501,119.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 20:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 801,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-048794 · rrd287398.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870,911.7 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| August 09, 2010 Filed Aug 11, 2010 20:15 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 70,000 | $4.03 | $282,100.00 |
DisclosureSEC source: 0001181431-10-041447 · rrd283469.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,629.7 Read SEC document |
| January 20, 2010 Filed Jan 22, 2010 00:41 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,131 | $3.53 | $28,661.78 |
DisclosureSEC source: 0001181431-10-004119 · rrd262419.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,629.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 23:07 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 502,008.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-000571 · rrd261330.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,760.7 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 22:30 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 336,325 | $4.11 | $1,382,295.75 |
DisclosureSEC source: 0001181431-09-054575 · rrd258160.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,752.6 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 22:30 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 709,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-054575 · rrd258160.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,077.6 F1 · shares: Award of shares pursuant to the 2009 Citi Stock Payment Program. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 21:44 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 65,000 | $1.45 | $94,250.00 |
DisclosureSEC source: 0001181431-09-013641 · rrd236147.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,426.6 Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 22:19 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,811 | $3.19 | $28,107.09 |
DisclosureSEC source: 0001181431-09-004371 · rrd230678.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,426.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 25, 2008 00:11 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,953.9 | $24.20 | $95,684.38 |
DisclosureSEC source: 0001181431-08-005295 · rrd191802.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,237.6 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 25, 2008 00:11 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 54,690.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005295 · rrd191802.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,191.5 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| August 16, 2007 Filed Aug 22, 2007 19:41 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-053584 · rrd170055.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,501 Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 20:08 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 28,258 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001181431-07-026150 · rrd154867.xml · derivative · entry 5 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,258 shares Expires 2008-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 20:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 7,116 | $52.93 | $376,649.88 |
DisclosureSEC source: 0001181431-07-026150 · rrd154867.xml · nonDerivative · entry 3 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,501 Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 20:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 12,012 | $52.93 | $635,795.16 |
DisclosureSEC source: 0001181431-07-026150 · rrd154867.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,617 Read SEC document |
| April 17, 2007 Filed Apr 19, 2007 20:08 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 28,258 | $22.50 | $635,816.30 |
DisclosureSEC source: 0001181431-07-026150 · rrd154867.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 23:05 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,535.3 | $54.55 | $247,400.62 |
DisclosureSEC source: 0001181431-07-005593 · rrd143971.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,410 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2007 Filed Feb 13, 2007 21:07 UTC Amendment | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,574.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-010998 · rrd144755.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,371 F1 · shares: The original Form 4 incorrectly reported the number of shares withheld. Read SEC document |
| January 16, 2007 Filed Jan 19, 2007 00:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 4,406.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004737 · rrd143290.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,945.3 F1 · shares: Award of deferred stock. Read SEC document |
| January 16, 2007 Filed Jan 19, 2007 00:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 14,689.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004737 · rrd143290.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,538.4 F1 · shares: Award of deferred stock. Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 17:20 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 8,873 | $0.00 Strike: $56.41 | $0.00 |
DisclosureSEC source: 0001181431-07-000410 · rrd140872.xml · derivative · entry 6 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,873 Underlying: Common Stock · 8,873 shares Expires 2008-11-02 Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 17:20 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 9,848 | $0.00 Strike: $46.47 | $0.00 |
DisclosureSEC source: 0001181431-07-000410 · rrd140872.xml · derivative · entry 5 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,848 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 17:20 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 760 | $56.41 | $42,871.60 |
DisclosureSEC source: 0001181431-07-000410 · rrd140872.xml · nonDerivative · entry 3 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,848.7 Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 17:20 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,113 | $56.41 | $457,654.33 |
DisclosureSEC source: 0001181431-07-000410 · rrd140872.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,608.7 Read SEC document |
| December 28, 2006 Filed Jan 3, 2007 17:20 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 9,848 | $46.47 | $457,664.13 |
DisclosureSEC source: 0001181431-07-000410 · rrd140872.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,721.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 21:07 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 9,246 | $0.00 Strike: $52.88 | $0.00 |
DisclosureSEC source: 0001181431-06-069738 · rrd139224.xml · derivative · entry 6 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,246 Underlying: Common Stock · 9,246 shares Expires 2008-11-02 Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 21:07 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 10,237 | $0.00 Strike: $43.77 | $0.00 |
DisclosureSEC source: 0001181431-06-069738 · rrd139224.xml · derivative · entry 5 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,237 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 21:07 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 773 | $52.88 | $40,876.24 |
DisclosureSEC source: 0001181431-06-069738 · rrd139224.xml · nonDerivative · entry 3 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,873.7 Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 21:07 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,473 | $52.88 | $448,052.24 |
DisclosureSEC source: 0001181431-06-069738 · rrd139224.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,646.7 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.