Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | SVP, Worldwide Sales | February 13, 2019 | February 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMVAULT SYSTEMS INC
Report date February 13, 2019 · Filed February 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,193.968 |
Last balance in matching sequence
After 2019-02-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-02-13 · Tax withholding · Disposed 567 · Balance 89,186.968 F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Row 2 · 2019-02-14 · Tax withholding · Disposed 993 · Balance 88,193.968 F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 11, 2017 21:10 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 23,731 | $22.59 | $536,083.29 |
DisclosureSEC source: 0001209191-17-031580 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,408.968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,123 | $49.85 | $55,981.55 |
DisclosureSEC source: 0001209191-17-027689 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,677.968 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:34 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,167 | $53.05 | $61,909.35 |
DisclosureSEC source: 0001209191-17-004874 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,800.968 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 10,000 | $16.99 Strike: $16.99 | $169,900.00 |
DisclosureSEC source: 0001209191-16-149056 · doc4.xml · derivative · entry 6 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 10,000 | $52.75 | $527,500.00 |
DisclosureSEC source: 0001209191-16-149056 · doc4.xml · nonDerivative · entry 4 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,967.968 F1 · price: Represents average sale price. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 10,000 | $16.99 | $169,900.00 |
DisclosureSEC source: 0001209191-16-149056 · doc4.xml · nonDerivative · entry 3 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,967.968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 11,152 | $16.99 Strike: $16.99 | $189,472.48 |
DisclosureSEC source: 0001209191-16-149056 · doc4.xml · derivative · entry 5 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 11,152 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 11,152 | $53.08 | $591,948.16 |
DisclosureSEC source: 0001209191-16-149056 · doc4.xml · nonDerivative · entry 2 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,967.968 F1 · price: Represents average sale price. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 11,152 | $16.99 | $189,472.48 |
DisclosureSEC source: 0001209191-16-149056 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,119.968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 21:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 7,451 | $52.40 | $390,432.40 |
DisclosureSEC source: 0001209191-16-146388 · doc4.xml · nonDerivative · entry 2 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,967.968 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 21:33 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,031 | $53.00 | $54,643.00 |
DisclosureSEC source: 0001209191-16-146388 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,418.968 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
| October 16, 2016 Filed Oct 19, 2017 23:24 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 5,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057531 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,117.968 F1 · security: These shares represent vesting of previously granted performance share units. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:58 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 472 | $53.08 | $25,053.76 |
DisclosureSEC source: 0001209191-16-146071 · doc4.xml · nonDerivative · entry 1 Miiller Ronald L · CIK 0001375240 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,449.968 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: Represents average sale price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.