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organization · Reporting owner

Argonaut 22 LLC

Disclosed activity across 1 company

Tapewire entity
160184
SEC CIK
0001718998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CarGurus, Inc.CARG · Entity 420310% ownerFebruary 13, 2019February 15, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CarGurus, Inc.

Report date February 13, 2019 · Filed February 15, 2019

Jointly reported with Parafestas Anastasios, Spinnaker Capital LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote8,242,183 Reported balance After 2019-02-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-02-13 · Sale · Disposed 25,000 · Balance 8,242,183

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $40.61 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person and Spinnaker Capital LLC are indirect beneficial owners of the reported securities.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote8,230,536 Reported balance After 2019-02-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-02-14 · Sale · Disposed 11,647 · Balance 8,230,536

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.13 to $40.72 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person and Spinnaker Capital LLC are indirect beneficial owners of the reported securities.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote1,598,123 Reported balance After 2019-02-13 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-02-13 · Sale · Disposed 5,000 · Balance 1,598,123

F5: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The RWS 2006 Family Trust.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $40.61 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

F6: The shares are owned directly by The RWS 2006 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The RWS 2006 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The RWS 2006 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The RWS 2006 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote1,595,770 Reported balance After 2019-02-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-02-14 · Sale · Disposed 2,353 · Balance 1,595,770

F5: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The RWS 2006 Family Trust.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.13 to $40.72 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

F6: The shares are owned directly by The RWS 2006 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The RWS 2006 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The RWS 2006 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The RWS 2006 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeDirect106,873 Reported balance Holding disclosure · report date 2019-02-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 106,873

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $40.61 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person and Spinnaker Capital LLC are indirect beneficial owners of the reported securities.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.13 to $40.72 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

F5: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The RWS 2006 Family Trust.

F6: The shares are owned directly by The RWS 2006 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The RWS 2006 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The RWS 2006 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The RWS 2006 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2017 Filed Oct 18, 2017 20:48 UTC CarGurus, Inc. CARG · Entity 4203 ConversionSeries A Convertible Preferred Stock · Derivative 793,741 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062774 · a4.xml · derivative · entry 3

Argonaut 22 LLC · CIK 0001718998 · 10% owner

Spinnaker Capital LLC · CIK 0001719281 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,762,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F2 · ownership.direct: Argonaut 22 LLC is the direct beneficial owner of the shares. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:48 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 1,523,000 $14.88 $22,662,240.00
Disclosure

SEC source: 0001104659-17-062774 · a4.xml · nonDerivative · entry 2

Argonaut 22 LLC · CIK 0001718998 · 10% owner

Spinnaker Capital LLC · CIK 0001719281 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,708,219

F2 · ownership.direct: Argonaut 22 LLC is the direct beneficial owner of the shares. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:48 UTC CarGurus, Inc. CARG · Entity 4203 ConversionClass A Common Stock 15,231,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-062774 · a4.xml · nonDerivative · entry 1

Argonaut 22 LLC · CIK 0001718998 · 10% owner

Spinnaker Capital LLC · CIK 0001719281 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,231,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F2 · ownership.direct: Argonaut 22 LLC is the direct beneficial owner of the shares. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.