Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASPEN INSURANCE HOLDINGS LTD
Report date February 15, 2019 · Filed February 20, 2019
Section 16 reporting ended · disclosed 2019-02-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 17,784 |
Reported balance
After 2019-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 17,784 · Balance 17,784 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. |
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-15 · Disposition to issuer · Disposed 17,784 · Balance 0 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd. F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share. F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger. |
| Performance Shares (2018 Grant)SEC Table II · derivative / convertible security | Direct | 41,484 |
Reported balance
After 2019-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-15 · Grant · Acquired 41,484 · Balance 41,484 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. |
| Performance Shares (2018 Grant)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-15 · Disposition to issuer · Disposed 41,484 · Balance 0 F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares. F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share. F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Share represents the right to receive one share of the Issuer's Ordinary Shares.
F2: At the time of grant on February 10, 2017, the 2017 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2017 Performance Share award was tested annually over a three-year period. All vested 2017 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2019. Two thirds of the 2017 Performance Shares were forfeited based on the Issuer's 2017 and 2018 adjusted annual growth in diluted book value per ordinary share test and one third of the 2017 Performance Shares vested at target payout levels in connection with the Merger.
F3: At the effective time of the Merger, each 2017 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2017 Performance Share.
F4: This Form 4 is being filed as a result of the closing on February 15, 2019 of the merger (the "Merger") as described in the Agreement and Plan of Merger, dated as of August 27, 2018 (the "Merger Agreement") among Aspen Insurance Holdings Limited (the "Issuer"), Highlands Holdings, Ltd., and Highlands Merger Sub, Ltd.
F5: At the time of grant on February 9, 2018, the 2018 Performance Shares were eligible for vesting following the achievement of certain financial targets by the Issuer. Prior to the Merger, one third of the 2018 Performance Share award was tested annually over a three-year period. All vested 2018 Performance Shares would have been issued following the filing of the annual report on Form 10-K for the year ended December 31, 2020. One third of the 2018 Performance Shares were forfeited based on the Issuer's 2018 adjusted annual growth in diluted book value per ordinary share test and two thirds of the 2018 Performance Shares vested at target payout levels in connection with the Merger.
F6: At the effective time of the Merger, each 2018 Performance Share outstanding immediately prior to the Merger was, to the extent not vested, fully vested, and was canceled and converted into the right to receive a lump-sum amount in cash, equal to $42.75, without interest and less any applicable tax withholding, per 2018 Performance Share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 22:52 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 31,263 | $56.25 | $1,758,543.75 |
DisclosureSEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · nonDerivative · entry 2 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,551 F2 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Performance Shares. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 22:52 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 66,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-17-000006 · wf-form4_148797673005108.xml · nonDerivative · entry 1 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,814 F1 · kind: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F1 · price: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. F1 · acquired: Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:51 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantRestricted Share Units (2017 Grant) · Derivative | 17,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-17-000004 · wf-form4_148700468073794.xml · derivative · entry 1 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,784 Underlying: Ordinary Shares · 17,784 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F1 · price: Each Restricted Share Unit represents the right to recieve one share of the Issuer's Ordinary Shares. F2 · derivative.exercise_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. F2 · derivative.expiration_date: Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to recieved a number or Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2015 Part Bonus) · Derivative | 2,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · derivative · entry 6 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,877 Underlying: Ordinary Shares · 2,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F6 · derivative.exercise_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F6 · derivative.expiration_date: Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vest annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Exercise / conversionRestricted Share Units (2016 Grant) · Derivative | 7,302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · derivative · entry 5 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,604 Underlying: Ordinary Shares · 7,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F4 · price: Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. F5 · derivative.exercise_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. F5 · derivative.expiration_date: Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 1,147 | $56.45 | $64,748.15 |
DisclosureSEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 4 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,301 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 2,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 3 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,448 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | Tax withholdingOrdinary Shares | 3,432 | $56.45 | $193,736.40 |
DisclosureSEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 2 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,009 F3 · kind: Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:11 UTC | ASPEN INSURANCE HOLDINGS LTD AHL · Entity 9774 | GrantOrdinary Shares | 7,302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561313-17-000002 · wf-form4_148674307618499.xml · nonDerivative · entry 1 O Kane Christopher · CIK 0001561313 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,441 F1 · price: Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. F2 · balance_after: The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to transactions that were exempt from reporting on Form 4 and that were executed persuant to a 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.